Insider · CIK 0001015934

DEMPSEY NEAL

Reports to the SEC for 6 companies · PALO ALTO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001015934

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-07-31	Xactly CorpD Disposition to Issuer	Director	DDisposition to Issuer	−128K sh	—	—	0
2017-07-31	Xactly CorpD Disposition to Issuer	Director	DDisposition to Issuer	−2.32M sh	—	—	0
2016-11-10	Apigee CorpU Disposition from Tender	Director, 10% Owner	UDisposition from Tender	−4.21M sh	—	—	0
2016-11-10	Apigee CorpU Disposition from Tender	Director, 10% Owner	UDisposition from Tender	−233K sh	—	—	0
2016-04-28	ENPHEnphase Energy, Inc. · Stock Option (Right to Buy)A Award	Director	AAward	+49.8K sh	—	—	49,788
2015-07-01	Xactly CorpSeries A Convertible Preferred StockC Conversion	Director	CConversion	−1.02M sh	—	—	0
2015-07-01	Xactly CorpSeries A Convertible Preferred StockC Conversion	Director	CConversion	−56.6K sh	—	—	0
2015-07-01	Xactly CorpSeries D-1 Convertible Preferred StockC Conversion	Director	CConversion	−6,476 sh	—	—	0
2015-07-01	Xactly CorpC Conversion	Director	CConversion	+128K sh	—	—	128,293
2015-07-01	Xactly CorpSeries B Convertible Preferred StockC Conversion	Director	CConversion	−25.5K sh	—	—	0
2015-07-01	Xactly CorpSeries D-1 Convertible Preferred StockC Conversion	Director	CConversion	−117K sh	—	—	0
2015-07-01	Xactly CorpSeries C Convertible Preferred StockC Conversion	Director	CConversion	−20.2K sh	—	—	0
2015-07-01	Xactly CorpC Conversion	Director	CConversion	+2.32M sh	—	—	2,315,466
2015-07-01	Xactly CorpSeries D Convertible Preferred StockC Conversion	Director	CConversion	−19.5K sh	—	—	0
2015-07-01	Xactly CorpSeries C Convertible Preferred StockC Conversion	Director	CConversion	−364K sh	—	—	0
2015-07-01	Xactly CorpSeries D Convertible Preferred StockC Conversion	Director	CConversion	−352K sh	—	—	0
2015-07-01	Xactly CorpSeries B Convertible Preferred StockC Conversion	Director	CConversion	−460K sh	—	—	0
2015-04-30	ENPHEnphase Energy, Inc. · Stock Option (Right to Buy)A Award	Director	AAward	+10.2K sh	—	—	10,209
2015-04-29	Apigee CorpSeries B Convertible Preferred StockC Conversion	Director, 10% Owner	CConversion	−42.6K sh	—	—	0
2015-04-29	Apigee CorpSeries B Convertible Preferred StockC Conversion	Director, 10% Owner	CConversion	−770K sh	—	—	0
2015-04-29	Apigee CorpSeries A Convertible Preferred StockC Conversion	Director, 10% Owner	CConversion	−57.6K sh	—	—	0
2015-04-29	Apigee CorpSeries A Convertible Preferred StockC Conversion	Director, 10% Owner	CConversion	−1.04M sh	—	—	0
2015-04-29	Apigee CorpC Conversion	Director, 10% Owner	CConversion	+233K sh	—	—	233,439
2015-04-29	Apigee CorpC Conversion	Director, 10% Owner	CConversion	+4.21M sh	—	—	4,213,153
2015-04-29	Apigee CorpSeries H Convertible Preferred StockC Conversion	Director, 10% Owner	CConversion	−2,596 sh	—	—	0
2015-04-29	Apigee CorpSeries G Convertible Preferred StockC Conversion	Director, 10% Owner	CConversion	−10.5K sh	—	—	0
2015-04-29	Apigee CorpSeries H Convertible Preferred StockC Conversion	Director, 10% Owner	CConversion	−46.9K sh	—	—	0
2015-04-29	Apigee CorpSeries F Convertible Preferred StockC Conversion	Director, 10% Owner	CConversion	−23.8K sh	—	—	0
2015-04-29	Apigee CorpSeries F Convertible Preferred StockC Conversion	Director, 10% Owner	CConversion	−429K sh	—	—	0
2015-04-29	Apigee CorpSeries C Convertible Preferred StockC Conversion	Director, 10% Owner	CConversion	−814K sh	—	—	0
2015-04-29	Apigee CorpSeries E Convertible Preferred StockC Conversion	Director, 10% Owner	CConversion	−23.4K sh	—	—	0
2015-04-29	Apigee CorpSeries E Convertible Preferred StockC Conversion	Director, 10% Owner	CConversion	−423K sh	—	—	0
2015-04-29	Apigee CorpSeries D Convertible Preferred StockC Conversion	Director, 10% Owner	CConversion	−27.9K sh	—	—	0
2015-04-29	Apigee CorpSeries D Convertible Preferred StockC Conversion	Director, 10% Owner	CConversion	−503K sh	—	—	0
2015-04-29	Apigee CorpSeries C Convertible Preferred StockC Conversion	Director, 10% Owner	CConversion	−45.1K sh	—	—	0
2015-04-29	Apigee CorpSeries G Convertible Preferred StockC Conversion	Director, 10% Owner	CConversion	−189K sh	—	—	0
2015-02-25	ENPHEnphase Energy, Inc.J Other	Director	JOther	+6,404 sh	—	—	16,486
2015-02-25	ENPHEnphase Energy, Inc.J Other	Director	JOther	−1,500 sh	—	—	4,277
2015-02-25	ENPHEnphase Energy, Inc.J Other	Director	JOther	−299K sh	—	—	818,219
2015-02-19	ENPHEnphase Energy, Inc.J Other	Director	JOther	−2,000 sh	—	—	5,777
2015-02-19	ENPHEnphase Energy, Inc.J Other	Director	JOther	+10.1K sh	—	—	10,082
2015-02-19	ENPHEnphase Energy, Inc.J Other	Director	JOther	−398K sh	—	—	1,116,719
2014-08-19	ENPHEnphase Energy, Inc.S Sale	Director	SSale	−300K sh	$10.03	−$3.01M	1,522,496
2013-09-06	GWREGuidewire Software, Inc.S Sale	Director	SSale	−14.7K sh	$43.53	−$641K	90,901
2013-09-06	GWREGuidewire Software, Inc.S Sale	Director	SSale	−10.3K sh	$44.55	−$458K	80,631
2013-07-15	GWREGuidewire Software, Inc.S Sale	Director	SSale	−10K sh	$44.90	−$449K	105,631
2013-06-26	GWREGuidewire Software, Inc.G Gift	Director	GGift	−25K sh	—	—	115,631
2013-06-18	GWREGuidewire Software, Inc.S Sale	Director	SSale	−50K sh	$42.82	−$2.14M	140,631
2013-06-17	GWREGuidewire Software, Inc.S Sale	Director	SSale	−7,755 sh	$40.24	−$312K	190,631
2013-06-14	GWREGuidewire Software, Inc.S Sale	Director	SSale	−42.2K sh	$40.07	−$1.69M	198,386

Recent filings

Accepted (ET)
Aug 14
DEMPSEY NEAL0000899243-17-019463
SEC(opens sec.gov)
Nov 154
Apigee Corp0000899243-16-033589
SEC(opens sec.gov)
May 24
Enphase Energy, Inc.0001209191-16-116838
SEC(opens sec.gov)
Jul 14
Xactly Corp0001209191-15-058146
SEC(opens sec.gov)
May 44
Enphase Energy, Inc.0001209191-15-038605
SEC(opens sec.gov)
Apr 294
Apigee Corp0001209191-15-037002
SEC(opens sec.gov)

Companies

Address

490 S. CALIFORNIA AVE., SUITE 200

PALO ALTO, CA, 94306