Insider · CIK 0001017390

CARTER MARSHALL N

Reports to the SEC for 4 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001017390

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-11-13	NYSE EuronextRestricted Stock UnitsD Disposition to Issuer	Director, Deputy Chrmn of the Board	DDisposition to Issuer	−27.6K sh	—	—	0
2013-11-13	NYSE EuronextD Disposition to Issuer	Director, Deputy Chrmn of the Board	DDisposition to Issuer	−52.2K sh	—	—	0
2013-05-01	NYSE EuronextRestricted Stock UnitsA Award	Director, Deputy Chrmn of the Board	AAward	+3,221 sh	—	—	27,634
2012-05-01	NYSE EuronextRestricted Stock UnitsA Award	Director, Deputy Chrmn of the Board	AAward	+4,854 sh	—	—	24,413
2012-02-13	NYSE EuronextP Purchase	Director, Deputy Chrmn of the Board	PPurchase	+52.1K sh	$28.78	+$1.5M	52,225
2011-04-29	NYSE EuronextRestricted Stock UnitsA Award	Director, Deputy Chrmn of the Board	AAward	+3,145 sh	—	—	19,559
2010-05-05	NYSE EuronextRestricted Stock UnitsA Award	Director, Deputy Chrmn of the Board	AAward	+3,978 sh	—	—	16,414
2009-04-02	NYSE EuronextRestricted Stock UnitsA Award	Director, Deputy Chrmn of the Board	AAward	+6,797 sh	—	—	12,436
2008-05-15	NYSE EuronextRestricted Stock UnitsA Award	Director, Deputy Chrmn of the Board	AAward	+1,721 sh	—	—	5,639
2006-06-01	NYSE Group, Inc.Restricted Stock UnitsA Award	Director, Chairman of the Board	AAward	+2,438 sh	—	—	2,438
2005-04-19	HONHONEYWELL INTERNATIONAL INC · Deferred Compensation (Phantom Shares)D Disposition to Issuer	Director	DDisposition to Issuer	+380.73 sh	$37.21	+$14.2K	13,447.959
2005-02-01	HONHONEYWELL INTERNATIONAL INC · Deferred Compensation (Phantom Shares)A Award	Director	AAward	+69.328 sh	$36.06	+$2,499.968	13,186.944
2005-01-26	HONHONEYWELL INTERNATIONAL INC · Deferred Compensation (Phantom Shares)A Award	Director	AAward	+27.972 sh	$35.75	+$999.999	13,117.615
2005-01-03	HONHONEYWELL INTERNATIONAL INC · Deferred Compensation (Phantom Shares)A Award	Director	AAward	+600.113 sh	$35.41	+$21.3K	13,089.643
2005-01-03	HONHONEYWELL INTERNATIONAL INC · Deferred Compensation (Phantom Shares)A Award	Director	AAward	+1,694.436 sh	$35.41	+$60K	7,073.898
2004-12-10	HONHONEYWELL INTERNATIONAL INC · Deferred Compensation (Phantom Shares)A Award	Director	AAward	+70.801 sh	$35.31	+$2,499.983	17,868.992
2004-10-18	HONHONEYWELL INTERNATIONAL INC · Deferred Compensation (Phantom Shares)A Award	Director	AAward	+28.86 sh	$34.65	+$999.999	17,631.488
2004-10-01	HONHONEYWELL INTERNATIONAL INC · Deferred Compensation (Phantom Shares)A Award	Director	AAward	+592.582 sh	$35.86	+$21.2K	17,602.628
2004-09-24	HONHONEYWELL INTERNATIONAL INC · Deferred Compensation (Phantom Shares)A Award	Director	AAward	+70.741 sh	$35.34	+$2,499.987	17,010.046
2004-04-26	HONHONEYWELL INTERNATIONAL INC · Non-Qualified OptionsA Award	Director	AAward	+5,000 sh	—	—	5,000
2004-04-26	HONHONEYWELL INTERNATIONAL INC · Deferred Compensation (Phantom Shares)A Award	Director	AAward	+71.921 sh	$34.76	+$2,499.974	15,984.374
2004-04-20	HONHONEYWELL INTERNATIONAL INC · Deferred Compensation (Phantom Shares)A Award	Director	AAward	+29.411 sh	$34.00	+$999.974	15,912.452
2004-02-05	HONHONEYWELL INTERNATIONAL INC · Deferred Compensation (Phantom Shares)A Award	Director	AAward	+70.462 sh	$35.48	+$2,499.992	15,175.723
2004-01-05	HONHONEYWELL INTERNATIONAL INC · Deferred Compensation (Phantom Shares)A Award	Director	AAward	+1,794.79 sh	$33.43	+$60K	5,266.02
2004-01-05	HONHONEYWELL INTERNATIONAL INC · Deferred Compensation(Phantom SharesA Award	Director	AAward	+635.65 sh	$33.43	+$21.2K	9,811.2
2003-10-31	HONHONEYWELL INTERNATIONAL INC · Deferred Compensation (Phantom Shares)A Award	Director	AAward	+81.672 sh	$30.61	+$2,499.98	12,482.186
2003-10-01	HONHONEYWELL INTERNATIONAL INC · Deferred Compensation (Phantom Shares)A Award	Director	AAward	+806.451 sh	$26.35	+$21.2K	12,400.513
2003-09-19	HONHONEYWELL INTERNATIONAL INC · Deferred Compensation (Phantom Shares)A Award	Director	AAward	+89.381 sh	$27.97	+$2,499.987	11,643.804
2003-07-25	HONHONEYWELL INTERNATIONAL INC · Deferred CompensationA Award	Director	AAward	+86.745 sh	$28.82	+$2,499.991	11,431.601
2003-04-28	HONHONEYWELL INTERNATIONAL INC · Non-Qualified OptionA Award	Director	AAward	+2,000 sh	—	—	—
2000-07-31	STTSTATE STREET CORPS Sale	Director, Chairman	SSale	−15.8K sh	$102.43	−$1.61M	100,000
2000-07-31	STTSTATE STREET CORPS Sale	Director, Chairman	SSale	−9,699 sh	$102.43	−$993K	0
2000-07-28	STTSTATE STREET CORPS Sale	Director, Chairman	SSale	−15.3K sh	$101.92	−$1.55M	—
2000-07-28	STTSTATE STREET CORPS Sale	Director, Chairman	SSale	−9,750 sh	$101.92	−$994K	—
2000-07-27	STTSTATE STREET CORPS Sale	Director, Chairman	SSale	−27.2K sh	$103.05	−$2.8M	—
2000-07-27	STTSTATE STREET CORPS Sale	Director, Chairman	SSale	−17.4K sh	$103.05	−$1.79M	—
2000-07-26	STTSTATE STREET CORPS Sale	Director, Chairman	SSale	−8,315 sh	$100.36	−$834K	—
2000-07-26	STTSTATE STREET CORPS Sale	Director, Chairman	SSale	−5,260 sh	$100.36	−$528K	—
2000-07-25	STTSTATE STREET CORPS Sale	Director, Chairman	SSale	−2,906 sh	$102.98	−$299K	—
2000-07-25	STTSTATE STREET CORPS Sale	Director, Chairman	SSale	−4,594 sh	$102.98	−$473K	—
2000-07-24	STTSTATE STREET CORPS Sale	Director, Chairman	SSale	−5,000 sh	$105.81	−$529K	—
2000-07-24	STTSTATE STREET CORPS Sale	Director, Chairman	SSale	−7,987 sh	$105.81	−$845K	—
2000-04-25	STTSTATE STREET CORPS Sale	Director, Chairman	SSale	−24.7K sh	$100.71	−$2.49M	179,087
2000-04-24	STTSTATE STREET CORPS Sale	Director, Chairman	SSale	−30K sh	$97.76	−$2.93M	—
2000-04-24	STTSTATE STREET CORPG Gift	Director, Chairman	GGift	−33K sh	—	—	—
2000-04-24	STTSTATE STREET CORP · Employee Stock Option (right to buy)M Exercise/Conversion	Director, Chairman	MExercise/Conversion	−101K sh	—	—	0
2000-04-24	STTSTATE STREET CORPM Exercise/Conversion	Director, Chairman	MExercise/Conversion	+101K sh	$31.75	+$3.21M	—
2000-01-21	STTSTATE STREET CORPM Exercise/Conversion	Director, Chairman	MExercise/Conversion	+48K sh	$14.47	+$695K	—
2000-01-21	STTSTATE STREET CORP · Employee Stock Option (right to buy)M Exercise/Conversion	Director, Chairman	MExercise/Conversion	−48K sh	—	—	0
2000-01-21	STTSTATE STREET CORPS Sale	Director, Chairman	SSale	−48K sh	$75.97	−$3.65M	165,777

Recent filings

Accepted (ET)
Nov 134
NYSE Euronext0001127602-13-031426
SEC(opens sec.gov)
May 24
CARTER MARSHALL N0001127602-13-015059
SEC(opens sec.gov)
May 14
CARTER MARSHALL N0001127602-12-015095
SEC(opens sec.gov)
Feb 144
CARTER MARSHALL N0001127602-12-005860
SEC(opens sec.gov)
May 24
CARTER MARSHALL N0001127602-11-014260
SEC(opens sec.gov)
May 54
CARTER MARSHALL N0001127602-10-013210
SEC(opens sec.gov)
Apr 64
CARTER MARSHALL N0001127602-09-008886
SEC(opens sec.gov)
May 194
NYSE Euronext0001127602-08-003382
SEC(opens sec.gov)
Jun 54
CARTER MARSHALL N0001326579-06-000044
SEC(opens sec.gov)
Apr 214
HONEYWELL INTERNATIONAL INC0000950117-05-001519
SEC(opens sec.gov)
Feb 24
CARTER MARSHALL N0000950117-05-000424
SEC(opens sec.gov)
Jan 284
CARTER MARSHALL N0000950117-05-000362
SEC(opens sec.gov)
Jan 54
CARTER MARSHALL N0000950117-05-000060
SEC(opens sec.gov)
Dec 134
CARTER MARSHALL N0000950117-04-004419
SEC(opens sec.gov)
Oct 204
HONEYWELL INTERNATIONAL INC0000950117-04-003630
SEC(opens sec.gov)
Oct 54
HONEYWELL INTERNATIONAL INC0000950117-04-003540
SEC(opens sec.gov)
Sep 284
HONEYWELL INTERNATIONAL INC0000950117-04-003432
SEC(opens sec.gov)
Apr 284
HONEYWELL INTERNATIONAL INC0000950117-04-001552
SEC(opens sec.gov)

Companies

Address

C/O NYSE EURONEXT 11 WALL STREET

NEW YORK, NY, 10005