Insider · CIK 0001018113

KAPLAN STEVEN F

Reports to the SEC for 2 companies · CAMBRIDGE, MA

sec.gov

Transactions

Companies

Filings

CIK

0001018113

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-06-06	PEGAPEGASYSTEMS INCS Sale	Director	SSale	−10K sh	$65.16	−$652K	44,776
2018-03-21	PEGAPEGASYSTEMS INCM Exercise/Conversion	Director	MExercise/Conversion	+522 sh	—	—	54,776
2018-03-21	PEGAPEGASYSTEMS INC · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−522 sh	—	—	0
2018-03-07	PEGAPEGASYSTEMS INCS Sale	Director	SSale	−8,585 sh	$62.31	−$535K	54,254
2017-12-21	PEGAPEGASYSTEMS INCM Exercise/Conversion	Director	MExercise/Conversion	+522 sh	—	—	62,839
2017-12-21	PEGAPEGASYSTEMS INC · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−522 sh	—	—	522
2017-09-21	PEGAPEGASYSTEMS INCM Exercise/Conversion	Director	MExercise/Conversion	+522 sh	$57.45	+$30K	62,317
2017-09-21	PEGAPEGASYSTEMS INC · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−522 sh	—	—	1,044
2017-06-21	PEGAPEGASYSTEMS INCM Exercise/Conversion	Director	MExercise/Conversion	+523 sh	$59.86	+$31.3K	61,795
2017-06-21	PEGAPEGASYSTEMS INC · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	+2,089 sh	—	—	2,089
2017-06-21	PEGAPEGASYSTEMS INC · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−523 sh	—	—	1,566
2017-03-10	PEGAPEGASYSTEMS INCM Exercise/Conversion	Director	MExercise/Conversion	+1,150 sh	$43.45	+$50K	61,272
2017-03-10	PEGAPEGASYSTEMS INC · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,150 sh	—	—	0
2016-12-12	PEGAPEGASYSTEMS INCM Exercise/Conversion	Director	MExercise/Conversion	+1,151 sh	—	—	60,122
2016-12-12	PEGAPEGASYSTEMS INC · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,151 sh	—	—	1,150
2016-09-12	PEGAPEGASYSTEMS INCM Exercise/Conversion	Director	MExercise/Conversion	+1,151 sh	—	—	58,971
2016-09-12	PEGAPEGASYSTEMS INC · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,151 sh	—	—	2,301
2016-08-19	PEGAPEGASYSTEMS INCS Sale	Director	SSale	−9,416 sh	$25.60	−$241K	57,820
2016-06-10	PEGAPEGASYSTEMS INCM Exercise/Conversion	Director	MExercise/Conversion	+1,151 sh	$27.16	+$31.3K	67,236
2016-06-10	PEGAPEGASYSTEMS INC · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	+4,603 sh	—	—	4,603
2016-06-10	PEGAPEGASYSTEMS INC · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,151 sh	—	—	3,452
2015-08-06	PEGAPEGASYSTEMS INCA Award	Director	AAward	+890 sh	$26.65	+$23.7K	66,085
2015-05-21	PEGAPEGASYSTEMS INCA Award	Director	AAward	+4,242 sh	$22.40	+$95K	65,195
2015-05-21	PEGAPEGASYSTEMS INCM Exercise/Conversion	Director	MExercise/Conversion	+30K sh	—	—	95,195
2015-05-21	PEGAPEGASYSTEMS INCF Tax Payment	Director	FTax Payment	−4,001 sh	$22.12	−$88.5K	91,194
2015-05-21	PEGAPEGASYSTEMS INCS Sale	Director	SSale	−26K sh	$22.03	−$573K	65,195
2015-05-21	PEGAPEGASYSTEMS INC · Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−30K sh	—	—	0
2014-07-16	PEGAPEGASYSTEMS INCA Award	Director	AAward	+1,167 sh	$21.43	+$25K	60,953
2013-11-14	PEGAPEGASYSTEMS INCM Exercise/Conversion	Director	MExercise/Conversion	+5,000 sh	$9.10	+$45.5K	33,083
2013-11-14	PEGAPEGASYSTEMS INCF Tax Payment	Director	FTax Payment	−981 sh	$46.36	−$45.5K	32,102
2013-11-14	PEGAPEGASYSTEMS INCS Sale	Director	SSale	−4,019 sh	$46.22	−$186K	28,083
2013-11-14	PEGAPEGASYSTEMS INCM Exercise/Conversion	Director	MExercise/Conversion	+5,000 sh	$8.60	+$43K	33,083
2013-11-14	PEGAPEGASYSTEMS INCF Tax Payment	Director	FTax Payment	−933 sh	$46.09	−$43K	32,150
2013-11-14	PEGAPEGASYSTEMS INCS Sale	Director	SSale	−4,067 sh	$45.80	−$186K	28,083
2013-11-14	PEGAPEGASYSTEMS INC · Stock Option - Right to AcquireM Exercise/Conversion	Director	MExercise/Conversion	−5,000 sh	—	—	0
2013-11-14	PEGAPEGASYSTEMS INC · Stock Option - Right to AcquireM Exercise/Conversion	Director	MExercise/Conversion	−5,000 sh	—	—	10,000
2013-05-22	PEGAPEGASYSTEMS INCA Award	Director	AAward	+2,261 sh	$30.97	+$70K	28,083
2013-03-12	PEGAPEGASYSTEMS INCM Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$4.13	+$41.3K	35,822
2013-03-12	PEGAPEGASYSTEMS INCF Tax Payment	Director	FTax Payment	−1,451 sh	$28.44	−$41.3K	34,371
2013-03-12	PEGAPEGASYSTEMS INCS Sale	Director	SSale	−8,549 sh	$28.31	−$242K	25,822
2013-03-12	PEGAPEGASYSTEMS INC · Stock Option - Right to AcquireM Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	0
2012-05-23	PEGAPEGASYSTEMS INCA Award	Director	AAward	+2,097 sh	$33.39	+$70K	25,822
2012-03-13	PEGAPEGASYSTEMS INCM Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$10.38	+$104K	33,725
2012-03-13	PEGAPEGASYSTEMS INCF Tax Payment	Director	FTax Payment	−2,760 sh	$37.62	−$104K	30,965
2012-03-13	PEGAPEGASYSTEMS INCS Sale	Director	SSale	−7,240 sh	$37.62	−$272K	—
2012-03-13	PEGAPEGASYSTEMS INC · Stock Options - Right to AcquireM Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	0
2011-07-12	PEGAPEGASYSTEMS INCA Award	Director	AAward	+1,558 sh	$44.93	+$70K	23,725
2011-06-02	PEGAPEGASYSTEMS INCM Exercise/Conversion	Director	MExercise/Conversion	+9,953 sh	$3.35	+$33.3K	32,120
2011-06-02	PEGAPEGASYSTEMS INCF Tax Payment	Director	FTax Payment	−924 sh	$36.07	−$33.3K	31,196
2011-06-02	PEGAPEGASYSTEMS INCS Sale	Director	SSale	−9,029 sh	$36.01	−$325K	22,167

Recent filings

Accepted (ET)
Jun 84
KAPLAN STEVEN F0001209191-18-036702
SEC(opens sec.gov)
Mar 234
KAPLAN STEVEN F0001209191-18-021507
SEC(opens sec.gov)
Mar 94
KAPLAN STEVEN F0001209191-18-018553
SEC(opens sec.gov)
Dec 264
KAPLAN STEVEN F0001209191-17-067245
SEC(opens sec.gov)
Sep 254
KAPLAN STEVEN F0001209191-17-053868
SEC(opens sec.gov)
Jun 234
PEGASYSTEMS INC0001209191-17-041727
SEC(opens sec.gov)
Mar 134
PEGASYSTEMS INC0001209191-17-020315
SEC(opens sec.gov)
Dec 144
PEGASYSTEMS INC0001209191-16-155226
SEC(opens sec.gov)
Sep 134
PEGASYSTEMS INC0001209191-16-141129
SEC(opens sec.gov)
Aug 194
PEGASYSTEMS INC0001209191-16-137980
SEC(opens sec.gov)
Jun 144
PEGASYSTEMS INC0001209191-16-127840
SEC(opens sec.gov)

Companies

Address

C/O PEGASYSTEMS INC. 101 MAIN STREET

CAMBRIDGE, MA, 02142