Insider · CIK 0001019566

BAKSA STEPHEN D

Reports to the SEC for 3 companies · CHATHAM, NJ

sec.gov

Transactions

Companies

Filings

CIK

0001019566

Forms 4 and 5

Insider transactions

37 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-06-13	WKHSWorkhorse Group Inc.X Exercise of In-Money	10% Owner	XExercise of In-Money	+71.4K sh	$99997.80	+$7.14B	2,748,940
2016-06-13	WKHSWorkhorse Group Inc.X Exercise of In-Money	10% Owner	XExercise of In-Money	+143K sh	$754284.96	+$108B	3,266,797
2016-06-13	WKHSWorkhorse Group Inc.X Exercise of In-Money	10% Owner	XExercise of In-Money	+375K sh	$562500.00	+$211B	3,123,940
2016-06-13	WKHSWorkhorse Group Inc.X Exercise of In-Money	10% Owner	XExercise of In-Money	+91.6K sh	$483774.72	+$44.3B	3,358,421
2016-03-09	WKHSWorkhorse Group Inc.X Exercise of In-Money	10% Owner	XExercise of In-Money	+125K sh	$500000.00	+$62.5B	2,677,513
2016-02-21	WKHSWorkhorse Group Inc.X Exercise of In-Money	10% Owner	XExercise of In-Money	+25K sh	$100000.00	+$2.5B	2,552,513
2016-01-07	WKHSWorkhorse Group Inc.P Purchase	10% Owner	PPurchase	+981 sh	$6641.00	+$6.51M	2,527,513
2015-12-04	WKHSWorkhorse Group Inc.P Purchase	10% Owner	PPurchase	+91.6K sh	$320684.00	+$29.4B	2,526,532
2015-12-04	WKHSWorkhorse Group Inc. · COMMON STOCK PURCHASE WARRANTP Purchase	10% Owner	PPurchase	+91.6K sh	$5.28	+$484K	91,624
2015-11-09	WKHSWorkhorse Group Inc.P Purchase	10% Owner	PPurchase	+143K sh	$500000.00	+$71.4B	2,434,908
2015-11-09	WKHSWorkhorse Group Inc. · COMMON STOCK PURCHASE WARRANTP Purchase	10% Owner	PPurchase	+143K sh	$5.28	+$754K	142,857
2015-08-07	WKHSWorkhorse Group Inc.P Purchase	10% Owner	PPurchase	+1.72M sh	$500000.00	+$862B	22,920,506
2015-03-24	WKHSWorkhorse Group Inc.P Purchase	10% Owner	PPurchase	+1.47M sh	$206444.00	+$304B	21,196,368
2015-03-17	WKHSWorkhorse Group Inc.P Purchase	10% Owner	PPurchase	+345K sh	$100000.00	+$34.5B	19,721,768
2014-12-08	WKHSWorkhorse Group Inc. · COMMON STOCK PURCHASE WARRANTP Purchase	10% Owner	PPurchase	+714K sh	$0.14	+$100K	714,286
2013-08-27	SITO MOBILE, LTD.Stock Option (right to buy)A Award	Director	AAward	+50K sh	—	—	50,000
2013-04-29	MARIZYME, INC.Common Stock Warrants (right to buy)A Award	Director	AAward	+100K sh	—	—	100,000
2013-04-29	MARIZYME, INC.Common Stock Warrants (right to buy)A Award	Director	AAward	+100K sh	—	—	100,000
2013-03-13	WKHSWorkhorse Group Inc.A Award	10% Owner	AAward	+2.5M sh	$500000.00	+$1.25T	8,541,941
2013-03-13	WKHSWorkhorse Group Inc. · Common Stock Purchase WarrantA Award	10% Owner	AAward	+1.25M sh	—	—	1,250,000
2013-02-26	MARIZYME, INC.A Award	Director	AAward	+200K sh	$0.30	+$60K	2,685,000
2013-02-26	MARIZYME, INC.Common Stock Warrants (right to buy)X Exercise of In-Money	Director	XExercise of In-Money	+500K sh	$0.20	+$100K	0
2012-12-27	SITO MOBILE, LTD.G Gift	Director	GGift	−460K sh	—	—	4,387,702
2012-12-27	SITO MOBILE, LTD.G Gift	Director	GGift	+460K sh	—	—	460,000
2012-11-29	SITO MOBILE, LTD.Stock Option (right to buy)A Award	Director	AAward	+200K sh	—	—	200,000
2012-10-26	MARIZYME, INC.Common Stock Warrants(right to buy)P Purchase	Director	PPurchase	+500K sh	—	—	500,000
2012-08-23	SITO MOBILE, LTD.Stock Option (right to buy)A Award	Director	AAward	+50K sh	—	—	50,000
2012-03-26	MARIZYME, INC.Common Stock Warrants (right to buy)X Exercise of In-Money	Director	XExercise of In-Money	+250K sh	$10.00	+$2.5M	450,000
2012-03-26	MARIZYME, INC.X Exercise of In-Money	Director	XExercise of In-Money	+250K sh	$0.50	+$125K	1,685,000
2012-03-26	MARIZYME, INC.Common Stock Warrants (right to buy)P Purchase	Director	PPurchase	+700K sh	$10.00	+$7M	700,000
2012-03-08	MARIZYME, INC.P Purchase	Director	PPurchase	+1,000 sh	$1.40	+$1,400	1,411,000
2012-03-08	MARIZYME, INC.P Purchase	Director	PPurchase	+5,000 sh	$1.65	+$8,250	1,435,000
2012-03-08	MARIZYME, INC.P Purchase	Director	PPurchase	+10K sh	$1.60	+$16K	1,430,000
2012-03-08	MARIZYME, INC.P Purchase	Director	PPurchase	+9,000 sh	$1.50	+$13.5K	1,420,000
2011-11-14	SITO MOBILE, LTD.Convertible promissory note (right to buy)A Award	Director	AAward	+1M sh	$500000.00	+$500B	1,000,000
2011-11-14	SITO MOBILE, LTD.Warrants (right to buy)A Award	Director	AAward	+1M sh	—	—	1,000,000
2011-11-01	SITO MOBILE, LTD.Stock Option (right to buy)A Award	Director	AAward	+200K sh	—	—	200,000

Recent filings

Accepted (ET)
Jun 164
Workhorse Group Inc.0001213900-16-014277
SEC(opens sec.gov)
Mar 224
Workhorse Group Inc.0001013762-16-001408
SEC(opens sec.gov)
Feb 244
Workhorse Group Inc.0001013762-16-001339
SEC(opens sec.gov)
Sep 254
Workhorse Group Inc.0001013762-15-000946
SEC(opens sec.gov)
Aug 294
SINGLE TOUCH SYSTEMS INC0001213900-13-004881
SEC(opens sec.gov)
Apr 304
BAKSA STEPHEN D0001144204-13-025152
SEC(opens sec.gov)
Apr 294
BAKSA STEPHEN D0001013762-13-000614
SEC(opens sec.gov)

Companies

Address

2 WOODS LANE

CHATHAM, NJ, 07928