Insider · CIK 0001020109

PHILPOTT JOHN M

Reports to the SEC for 2 companies · SANTA BARBARA, CA

sec.gov

Transactions

Companies

Filings

CIK

0001020109

Forms 4 and 5

Insider transactions

25 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-02-05	Resonant IncStock Option (Right to Buy)A Award	Chief Financial Officer	AAward	+27.5K sh	—	—	27,500
2015-06-17	Resonant IncP Purchase	Chief Financial Officer	PPurchase	+3,090 sh	$3.10	+$9,579	47,036
2015-06-17	Resonant IncP Purchase	Chief Financial Officer	PPurchase	+6,910 sh	$3.67	+$25.4K	53,946
2015-06-16	Resonant IncP Purchase	Chief Financial Officer	PPurchase	+10K sh	$3.59	+$35.9K	43,946
2014-12-04	Resonant IncA Award	Chief Financial Officer	AAward	+26.4K sh	—	—	33,946
2014-09-29	Resonant IncP Purchase	Chief Financial Officer	PPurchase	+7,500 sh	$5.09	+$38.2K	7,500
2005-01-27	MIRAVANT MEDICAL TECHNOLOGIESA Award	Chief Financial Officer	AAward	+50.4K sh	$0.89	+$44.8K	216,643
2005-01-12	MIRAVANT MEDICAL TECHNOLOGIESNon-qualified stock option (right to buy)D Disposition to Issuer	Chief Financial Officer	DDisposition to Issuer	−75K sh	—	—	—
2004-01-26	MIRAVANT MEDICAL TECHNOLOGIESIncentive stock optionA Award	Chief Financial Officer	AAward	+75K sh	$2.45	+$184K	237,730
2004-01-01	MIRAVANT MEDICAL TECHNOLOGIESNon-qualified stock option (right to buy)D Disposition to Issuer	Chief Financial Officer	DDisposition to Issuer	−75K sh	—	—	—
2003-01-26	MIRAVANT MEDICAL TECHNOLOGIESNon-qualified stock option (right to buy)D Disposition to Issuer	Chief Financial Officer	DDisposition to Issuer	−75K sh	—	—	—
2002-01-29	MIRAVANT MEDICAL TECHNOLOGIESNon-qualified stock option (right to buy)D Disposition to Issuer	Chief Financial Officer	DDisposition to Issuer	−75K sh	—	—	—
2001-01-12	MIRAVANT MEDICAL TECHNOLOGIESIncentive Stock Option (rightA Award	Chief Financial Officer	AAward	+11.4K sh	—	—	—
2001-01-12	MIRAVANT MEDICAL TECHNOLOGIESNon-Qualified Stock OptionA Award	Chief Financial Officer	AAward	+63.6K sh	—	—	—
2001-01-01	MIRAVANT MEDICAL TECHNOLOGIESNon-qualified stock option (right to buy)D Disposition to Issuer	Chief Financial Officer	DDisposition to Issuer	−25K sh	—	—	—
1999-11-20	MIRAVANT MEDICAL TECHNOLOGIESNon-qualified stock option (right to buy)D Disposition to Issuer	Chief Financial Officer	DDisposition to Issuer	−7,500 sh	—	—	—
1999-03-20	MIRAVANT MEDICAL TECHNOLOGIESNon-qualified stock option (right to buy)D Disposition to Issuer	Chief Financial Officer	DDisposition to Issuer	−3,750 sh	—	—	—
1999-03-20	MIRAVANT MEDICAL TECHNOLOGIESNon-qualified stock option (right to buy)D Disposition to Issuer	Chief Financial Officer	DDisposition to Issuer	−3,750 sh	—	—	—
1999-01-26	MIRAVANT MEDICAL TECHNOLOGIESIncentive Stock Option (rightA Award	Chief Financial Officer	AAward	+30K sh	—	—	—
1999-01-26	MIRAVANT MEDICAL TECHNOLOGIESNon-Qualified Stock OptionA Award	Chief Financial Officer	AAward	+45K sh	—	—	—
1998-01-29	MIRAVANT MEDICAL TECHNOLOGIESNon-Qualified Stock OptionM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+3,750 sh	—	—	—
1998-01-29	MIRAVANT MEDICAL TECHNOLOGIESNon-Qualified Stock OptionM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+3,750 sh	—	—	—
1998-01-29	MIRAVANT MEDICAL TECHNOLOGIESM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+3,750 sh	$750.00	+$2.81M	0
1998-01-28	MIRAVANT MEDICAL TECHNOLOGIESNon-Qualified Stock OptionA Award	Chief Financial Officer	AAward	+50K sh	—	—	—
1996-02-01	MIRAVANT MEDICAL TECHNOLOGIESNon-qualified stock option (right to buy)D Disposition to Issuer	Chief Financial Officer	DDisposition to Issuer	−2,500 sh	—	—	—

Recent filings

Accepted (ET)
Feb 94
Resonant Inc0001020109-16-000003
SEC(opens sec.gov)
Jun 184
Resonant Inc0001020109-15-000002
SEC(opens sec.gov)
Jun 174
Resonant Inc0001020109-15-000001
SEC(opens sec.gov)
Dec 84
Resonant Inc0001020109-14-000003
SEC(opens sec.gov)
Sep 294
Resonant Inc0001020109-14-000002
SEC(opens sec.gov)
Feb 74
PHILPOTT JOHN M0000933745-05-000012
SEC(opens sec.gov)
Apr 294
MIRAVANT MEDICAL TECHNOLOGIES0001020109-04-000001
SEC(opens sec.gov)
Nov 204
MIRAVANT MEDICAL TECHNOLOGIES0001047469-02-003830
SEC(opens sec.gov)
Feb 75
MIRAVANT MEDICAL TECHNOLOGIES0001020109-02-000001
SEC(opens sec.gov)
Feb 105
MIRAVANT MEDICAL TECHNOLOGIES0001020109-00-000001
SEC(opens sec.gov)

Companies

Address

C/O RESONANT INC. 110 CASTILIAN DRIVE, SUITE 100

SANTA BARBARA, CA, 93117