Insider · CIK 0001023679

CARPENTER HAROLD S

Reports to the SEC for 2 companies

sec.gov

Transactions

Companies

Filings

CIK

0001023679

Forms 4 and 5

Insider transactions

29 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2014-11-05	ALANCO TECHNOLOGIES INCClass A Common Stock OptionsA Award	Director	AAward	+80K sh	$0.50	+$40K	190,000
2014-11-05	ALANCO TECHNOLOGIES INCA Award	Director	AAward	+25K sh	$0.42	+$10.5K	25,329
2012-04-11	ALANCO TECHNOLOGIES INCClass A Common StockA Award	Director	AAward	+60K sh	$0.75	+$45K	60,000
2012-04-11	ALANCO TECHNOLOGIES INCClass A Common Stock OptionsH Expiration (Short)	Director	HExpiration (Short)	−41.8K sh	$1.50	−$62.6K	0
2010-01-28	ALANCO TECHNOLOGIES INCJ Other	Director	JOther	−49.6K sh	—	—	2,628
2009-10-09	ALANCO TECHNOLOGIES INCJ Other	Director	JOther	−673K sh	—	—	52,216
2009-09-08	ALANCO TECHNOLOGIES INCClass A Common Stock OptionsJ Other	Director	JOther	−12.8K sh	$0.50	−$6,400	0
2009-07-13	ALANCO TECHNOLOGIES INCClass A Common Stock OptionsA Award	Director	AAward	+75K sh	$0.50	+$37.5K	75,000
2008-06-30	ALANCO TECHNOLOGIES INCC Conversion	Director	CConversion	+603K sh	$1.25	+$754K	725,626
2008-06-30	ALANCO TECHNOLOGIES INCSeries A Convertible Preferred StockC Conversion	Director	CConversion	−503K sh	$1.25	−$629K	0
2008-01-20	ALANCO TECHNOLOGIES INCSeries A Convertible Preferred StockJ Other	Director	JOther	+20.5K sh	$1.50	+$30.8K	431,727
2008-01-18	ALANCO TECHNOLOGIES INCSeries A Convertible Preferred StockP Purchase	Director	PPurchase	+67K sh	$1.50	+$101K	411,195
2008-01-18	ALANCO TECHNOLOGIES INCClass A Common Stock WarrantA Award	Director	AAward	+67K sh	—	—	67,000
2006-07-14	ALANCO TECHNOLOGIES INCClass A Common Stock WarrantA Award	Director	AAward	+180K sh	—	—	180,000
2006-07-14	ALANCO TECHNOLOGIES INCSeries A Convertible Preferred StockP Purchase	Director	PPurchase	+60K sh	$1.71	+$103K	292,875
2006-06-30	ALANCO TECHNOLOGIES INCClass A Common Stock OptionsA Award	Director	AAward	+100K sh	$0.73	+$73K	100,000
2005-02-16	ALANCO TECHNOLOGIES INCM Exercise/Conversion	Director	MExercise/Conversion	+20K sh	$0.75	+$15K	201,541
2005-02-16	ALANCO TECHNOLOGIES INCClass A Common Stock OptionA Award	Director	AAward	+20K sh	$0.75	+$15K	20,000
2005-02-16	ALANCO TECHNOLOGIES INCClass A Common Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−20K sh	$0.75	−$15K	0
2004-08-18	ALANCO TECHNOLOGIES INCSeries A Convertible Preferred StockJ Other	Director	JOther	+11K sh	—	—	195,719
2004-05-21	ALANCO TECHNOLOGIES INCClass A Common Stock OptionsA Award	Director	AAward	+80K sh	—	—	80,000
2004-01-20	ALANCO TECHNOLOGIES INCSeries A Convertible Preferred StockJ Other	Director	JOther	+9,697 sh	—	—	184,697
2003-07-31	ALANCO TECHNOLOGIES INCClass A Common Stock OptionsA Award	Director	AAward	+40K sh	$0.37	+$14.8K	240,000
1998-11-12	ALLIED GROUP INCU Disposition from Tender	Director	UDisposition from Tender	−83.3K sh	$48.25	−$4.02M	0
1998-06-30	ALLIED GROUP INCA Award	Director	AAward	+534 sh	$39.74	+$21.2K	—
1998-05-14	ALLIED GROUP INCP Purchase	Director	PPurchase	+5,000 sh	$27.50	+$138K	82,795
1998-05-12	ALLIED GROUP INCP Purchase	Director	PPurchase	+10K sh	$27.19	+$272K	—
1997-12-31	ALLIED GROUP INCA Award	Director	AAward	+430 sh	$24.41	+$10.5K	67,795
1997-06-30	ALLIED GROUP INCA Award	Director	AAward	+329 sh	$32.62	+$10.7K	—

Recent filings

Accepted (ET)
Nov 74
ALANCO TECHNOLOGIES INC0000098618-14-000021
SEC(opens sec.gov)
Apr 134
CARPENTER HAROLD S0000098618-12-000018
SEC(opens sec.gov)
Feb 14
CARPENTER HAROLD S0000098618-10-000008
SEC(opens sec.gov)
Oct 164
CARPENTER HAROLD S0000098618-09-000056
SEC(opens sec.gov)
Sep 104
CARPENTER HAROLD S0000098618-09-000041
SEC(opens sec.gov)
Jul 234
CARPENTER HAROLD S0000098618-09-000024
SEC(opens sec.gov)
Aug 284
CARPENTER HAROLD S0000098618-08-000046
SEC(opens sec.gov)
Jan 224
ALANCO TECHNOLOGIES INC0000098618-08-000004
SEC(opens sec.gov)
Jul 174
ALANCO TECHNOLOGIES INC0000098618-06-000052
SEC(opens sec.gov)
Jul 114
CARPENTER HAROLD S0000098618-06-000043
SEC(opens sec.gov)
Feb 184
ALANCO TECHNOLOGIES INC0000098618-05-000010
SEC(opens sec.gov)
Aug 184
CARPENTER HAROLD S0000098618-04-000051
SEC(opens sec.gov)