Insider · CIK 0001032672

COGUT CRAIG M

Reports to the SEC for 5 companies · STAMFORD, CT

sec.gov

Transactions

Companies

Filings

CIK

0001032672

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-05-08	LIGHTING SCIENCE GROUP CORPSeries J Convertible Preferred StockA Award	Director, 10% Owner	AAward	+10.6K sh	—	—	100,936
2017-05-08	LIGHTING SCIENCE GROUP CORPCommon Stock Warrants (right to buy)A Award	Director, 10% Owner	AAward	+10.6K sh	—	—	10,600
2017-04-24	LIGHTING SCIENCE GROUP CORPSeries J Convertible Preferred StockA Award	Director, 10% Owner	AAward	+4,400 sh	—	—	90,336
2017-04-24	LIGHTING SCIENCE GROUP CORPCommon Stock Warrants (right to buy)A Award	Director, 10% Owner	AAward	+4,400 sh	—	—	4,400
2017-02-03	LIGHTING SCIENCE GROUP CORPSeries H Convertible Preferred StockO Exercise Out-of-Money	Director, 10% Owner	OExercise Out-of-Money	+5,000 sh	$200.00	+$1M	50,000
2017-02-03	LIGHTING SCIENCE GROUP CORPOption (right to buy)O Exercise Out-of-Money	Director, 10% Owner	OExercise Out-of-Money	−554K sh	—	—	0
2017-02-03	LIGHTING SCIENCE GROUP CORPCommon Stock Warrants (right to buy)A Award	Director, 10% Owner	AAward	+7,000 sh	—	—	7,000
2017-02-03	LIGHTING SCIENCE GROUP CORPOption (right to buy)J Other	Director, 10% Owner	JOther	−554K sh	—	—	0
2017-02-03	LIGHTING SCIENCE GROUP CORPOption (right to buy)J Other	Director, 10% Owner	JOther	+45K sh	—	—	45,000
2017-02-03	LIGHTING SCIENCE GROUP CORPPut Option (obligation to buy)E Expiration	Director, 10% Owner	EExpiration	−12.5K sh	—	—	0
2017-02-03	LIGHTING SCIENCE GROUP CORPSeries H Convertible Preferred StockP Purchase	Director, 10% Owner	PPurchase	+19.5K sh	$200.00	+$3.9M	69,500
2017-02-03	LIGHTING SCIENCE GROUP CORPOption (right to buy)O Exercise Out-of-Money	Director, 10% Owner	OExercise Out-of-Money	−45K sh	—	—	0
2017-02-03	LIGHTING SCIENCE GROUP CORPSeries H Convertible Preferred StockO Exercise Out-of-Money	Director, 10% Owner	OExercise Out-of-Money	+45K sh	$200.00	+$9M	45,000
2017-02-03	LIGHTING SCIENCE GROUP CORPPut Option (obligation to buy)O Exercise Out-of-Money	Director, 10% Owner	OExercise Out-of-Money	−5,000 sh	—	—	0
2017-02-03	LIGHTING SCIENCE GROUP CORPOption (right to buy)J Other	Director, 10% Owner	JOther	+554K sh	—	—	554,221
2017-02-03	LIGHTING SCIENCE GROUP CORPSeries H Convertible Preferred StockP Purchase	Director, 10% Owner	PPurchase	+24.5K sh	$200.00	+$4.9M	94,000
2017-02-03	LIGHTING SCIENCE GROUP CORPOption (right to buy)J Other	Director, 10% Owner	JOther	−45K sh	—	—	0
2017-02-03	LIGHTING SCIENCE GROUP CORPSeries J Convertible Preferred StockA Award	Director, 10% Owner	AAward	+7,000 sh	—	—	85,936
2017-02-03	LIGHTING SCIENCE GROUP CORPO Exercise Out-of-Money	Director, 10% Owner	OExercise Out-of-Money	+554K sh	$0.16	+$90K	163,129,952
2017-01-27	LIGHTING SCIENCE GROUP CORPCommon Stock Warrants (right to buy)A Award	Director, 10% Owner	AAward	+3,000 sh	—	—	3,000
2017-01-27	LIGHTING SCIENCE GROUP CORPSeries J Convertible Preferred StockA Award	Director, 10% Owner	AAward	+3,000 sh	—	—	78,936
2017-01-12	CREXCREATIVE REALITIES, INC. · Secured Convertible Promissory NoteP Purchase	10% Owner	PPurchase	—	$565000.00	—	—
2016-12-26	CREXCREATIVE REALITIES, INC. · Secured Convertible Promissory NoteP Purchase	10% Owner	PPurchase	—	$680000.00	—	—
2016-12-15	CREXCREATIVE REALITIES, INC. · Secured Convertible Promissory NoteP Purchase	10% Owner	PPurchase	—	$53000.00	—	—
2016-12-13	CREXCREATIVE REALITIES, INC. · Secured Convertible Promissory NoteP Purchase	10% Owner	PPurchase	—	$2421472.00	—	—
2016-11-21	LIGHTING SCIENCE GROUP CORPCommon Stock Warrants (right to buy)A Award	Director, 10% Owner	AAward	+5,000 sh	—	—	5,000
2016-11-21	LIGHTING SCIENCE GROUP CORPSeries J Convertible Preferred StockA Award	Director, 10% Owner	AAward	+5,000 sh	—	—	75,936
2016-08-17	CREXCREATIVE REALITIES, INC. · Common Stock Warrant (right to buy)P Purchase	10% Owner	PPurchase	+5.88M sh	—	—	5,882,352
2016-07-19	LIGHTING SCIENCE GROUP CORPSeries J Convertible Preferred StockA Award	Director, 10% Owner	AAward	+5,000 sh	—	—	70,936
2016-07-19	LIGHTING SCIENCE GROUP CORPCommon Stock Warrants (right to buy)A Award	Director, 10% Owner	AAward	+5,000 sh	—	—	5,000
2016-06-13	CREXCREATIVE REALITIES, INC. · Common Stock Warrant (right to buy)P Purchase	10% Owner	PPurchase	+446K sh	—	—	446,429
2016-06-13	CREXCREATIVE REALITIES, INC. · Secured Convertible Promissory NoteP Purchase	10% Owner	PPurchase	—	$250000.00	—	—
2016-05-26	LIGHTING SCIENCE GROUP CORPOption (right to buy)A Award	Director, 10% Owner	AAward	+560K sh	—	—	560,219
2016-02-23	LIGHTING SCIENCE GROUP CORPSeries J Convertible Preferred StockA Award	Director, 10% Owner	AAward	+3,000 sh	—	—	65,936
2016-02-23	LIGHTING SCIENCE GROUP CORPCommon Stock Warrants (right to buy)A Award	Director, 10% Owner	AAward	+3,000 sh	—	—	3,000
2015-12-22	CREXCREATIVE REALITIES, INC. · Common Stock Warrant (right to buy)P Purchase	10% Owner	PPurchase	+1.75M sh	—	—	1,750,000
2015-12-07	LIGHTING SCIENCE GROUP CORPCommon Stock Warrants (right to buy)A Award	Director, 10% Owner	AAward	+14.8M sh	—	—	14,477,932
2015-12-07	LIGHTING SCIENCE GROUP CORPA Award	Director, 10% Owner	AAward	+20.1K sh	—	—	20,106.03
2015-11-19	LIGHTING SCIENCE GROUP CORPOption (right to buy)A Award	Director, 10% Owner	AAward	+993K sh	—	—	992,723
2015-11-19	LIGHTING SCIENCE GROUP CORPD Disposition to Issuer	Director, 10% Owner	DDisposition to Issuer	−440K sh	—	—	162,575,731
2015-09-11	LIGHTING SCIENCE GROUP CORPCommon Stock Warrants (right to buy)P Purchase	Director, 10% Owner	PPurchase	+5,254 sh	—	—	29,411
2015-09-11	LIGHTING SCIENCE GROUP CORPPut Option (obligation to buy)S Sale	Director, 10% Owner	SSale	−5,000 sh	—	—	5,000
2015-09-11	LIGHTING SCIENCE GROUP CORPSeries J Convertible Preferred StockP Purchase	Director, 10% Owner	PPurchase	+5,254 sh	—	—	62,936
2015-09-11	LIGHTING SCIENCE GROUP CORPOption (right to buy)P Purchase	Director, 10% Owner	PPurchase	+45K sh	—	—	45,000
2015-09-11	LIGHTING SCIENCE GROUP CORPOption (right to buy)P Purchase	Director, 10% Owner	PPurchase	+554K sh	—	—	554,221
2015-09-11	LIGHTING SCIENCE GROUP CORPSeries J Convertible Preferred StockA Award	Director, 10% Owner	AAward	+10K sh	—	—	57,682
2015-09-11	LIGHTING SCIENCE GROUP CORPCommon Stock Warrants (right to buy)A Award	Director, 10% Owner	AAward	+10K sh	—	—	10,000
2015-09-11	LIGHTING SCIENCE GROUP CORPPut Option (obligation to buy)S Sale	Director, 10% Owner	SSale	−12.5K sh	—	—	12,500
2015-06-23	CREXCREATIVE REALITIES, INC. · Common Stock Warrant (right to buy)P Purchase	10% Owner	PPurchase	+935K sh	—	—	935,351
2015-05-20	CREXCREATIVE REALITIES, INC. · Common Stock Warrant (right to buy)P Purchase	10% Owner	PPurchase	+762K sh	—	—	762,295

Recent filings

Accepted (ET)
May 84
LIGHTING SCIENCE GROUP CORP0000899243-17-012192
SEC(opens sec.gov)
Apr 264
LIGHTING SCIENCE GROUP CORP0000899243-17-010910
SEC(opens sec.gov)
Apr 104
CREATIVE REALITIES, INC.0001179110-17-005897
SEC(opens sec.gov)
Feb 74
LIGHTING SCIENCE GROUP CORP0000899243-17-003004
SEC(opens sec.gov)

Companies

Address

C/O PEGASUS CAPITAL ADVISORS, L.P. 750 EAST MAIN STREET, SUITE 600

STAMFORD, CT, 06902