Insider · CIK 0001033496

SRB ASSOCIATES IV LP

Reports to the SEC for 4 companies · DALLAS, TX

sec.gov

Transactions

Companies

Filings

CIK

0001033496

Forms 4 and 5

Insider transactions

29 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2003-11-03	T/R SYSTEMS INCD Disposition to Issuer	10% Owner	DDisposition to Issuer	−1.55M sh	$1.57	−$2.44M	0
2003-11-03	T/R SYSTEMS INCD Disposition to Issuer	10% Owner	DDisposition to Issuer	−1.55M sh	$1.57	−$2.44M	0
1998-05-14	VIROPHARMA INCJ Other	10% Owner	JOther	−252K sh	—	—	1,006,982
1998-05-14	VIROPHARMA INCJ Other	10% Owner	JOther	+50.8K sh	—	—	—
1998-05-14	VIROPHARMA INCJ Other	10% Owner	JOther	−50.8K sh	—	—	—
1997-10-10	ARQULE INCJ Other	10% Owner	JOther	−511K sh	—	—	658,113
1997-10-10	ARQULE INCJ Other	10% Owner	JOther	+103K sh	—	—	—
1997-10-10	ARQULE INCJ Other	10% Owner	JOther	−103K sh	—	—	—
1997-09-26	ARQULE INCJ Other	10% Owner	JOther	−592K sh	—	—	1,168,614
1997-09-26	ARQULE INCJ Other	10% Owner	JOther	+119K sh	—	—	—
1997-09-26	ARQULE INCJ Other	10% Owner	JOther	−119K sh	—	—	—
1997-08-06	CIENCIENA CORPJ Other	10% Owner	JOther	−9.9M sh	—	—	70,000
1997-08-06	CIENCIENA CORPJ Other	10% Owner	JOther	−643K sh	—	—	—
1997-08-06	CIENCIENA CORPJ Other	10% Owner	JOther	+1.8M sh	—	—	—
1997-08-06	CIENCIENA CORPJ Other	10% Owner	JOther	−1.8M sh	—	—	—
1997-07-24	ARQULE INCJ Other	10% Owner	JOther	−592K sh	—	—	1,760,822
1997-07-24	ARQULE INCJ Other	10% Owner	JOther	+79.5K sh	—	—	—
1997-07-24	ARQULE INCJ Other	10% Owner	JOther	−79.5K sh	—	—	—
1997-06-23	VIROPHARMA INCX Exercise of In-Money	10% Owner	XExercise of In-Money	+22.4K sh	$1.96	+$44K	1,258,727
1997-06-23	VIROPHARMA INCWarrants (right to acquire Common Stock)X Exercise of In-Money	10% Owner	XExercise of In-Money	−2 sh	—	—	0
1997-06-17	CIENCIENA CORPS Sale	10% Owner	SSale	−4,238 sh	$45.25	−$192K	38,137
1997-05-27	CIENCIENA CORPJ Other	10% Owner	JOther	−1.11M sh	—	—	9,973,647
1997-05-27	CIENCIENA CORPJ Other	10% Owner	JOther	−71.4K sh	—	—	642,856
1997-05-27	CIENCIENA CORPJ Other	10% Owner	JOther	+216K sh	—	—	—
1997-05-27	CIENCIENA CORPJ Other	10% Owner	JOther	−216K sh	—	—	—
1997-05-27	CIENCIENA CORPJ Other	10% Owner	JOther	−1.11M sh	—	—	9,973,647
1997-05-27	CIENCIENA CORPJ Other	10% Owner	JOther	−71.4K sh	—	—	642,856
1997-05-27	CIENCIENA CORPJ Other	10% Owner	JOther	+216K sh	—	—	—
1997-05-27	CIENCIENA CORPJ Other	10% Owner	JOther	−216K sh	—	—	—

Recent filings

Accepted (ET)
Nov 124
SRB ASSOCIATES IV LP0001104659-03-025842
SEC(opens sec.gov)
Nov 124/A
SRB ASSOCIATES IV LP0001104659-03-025943
SEC(opens sec.gov)
Jun 104
VIROPHARMA INC0000932440-98-000173
SEC(opens sec.gov)
Nov 104
ARQULE INC0000932440-97-000310
SEC(opens sec.gov)
Oct 104
ARQULE INC0000932440-97-000259
SEC(opens sec.gov)
Oct 104
CIENA CORP0000932440-97-000280
SEC(opens sec.gov)
Sep 94
CIENA CORP0000932440-97-000231
SEC(opens sec.gov)
Aug 114
ARQULE INC0000932440-97-000208
SEC(opens sec.gov)

Companies

Address

13455 NOEL ROAD SUITE 1670

DALLAS, TX, 75240