DOW STEPHEN M

CIK 00010335016 companiesDALLAS, TX

SEC Profile

Transactions

Companies

Filings

CIK

0001033501

Recent Transactions

50 trades

Purchase
ALDER BIOPHARMACEUTICALS INC
Common Stock
2017-07-18$10.00/sh+25,000→ 307,190 total
Award
ALDER BIOPHARMACEUTICALS INC
Stock Option (Right to Buy)
2017-05-24+15,000→ 15,000 total
Award
ALDER BIOPHARMACEUTICALS INC
Stock Option (Right to Buy)
2016-05-26+15,000→ 15,000 total
Sale
ALDER BIOPHARMACEUTICALS INC
Common Stock
2015-11-30$37.11/sh−88→ 0 total
Conversion
XTERA COMMUNICATIONS, INC.
Series C-3 Preferred Stock
2015-11-17−2,430,880→ 0 total
Conversion
XTERA COMMUNICATIONS, INC.
Series A-3 Preferred Stock
2015-11-17−14,188,641→ 0 total
Purchase
XTERA COMMUNICATIONS, INC.
Common Stock
2015-11-17$5.00/sh+200,000→ 1,210,984 total
Conversion
XTERA COMMUNICATIONS, INC.
Series D-3 Preferred Stock
2015-11-17−3,496,724→ 0 total
Conversion
XTERA COMMUNICATIONS, INC.
Series E-3 Preferred Stock
2015-11-17−3,412,497→ 0 total
Conversion
XTERA COMMUNICATIONS, INC.
Common Stock
2015-11-17+1,010,984→ 1,010,984 total
Conversion
XTERA COMMUNICATIONS, INC.
Series B-3 Preferred Stock
2015-11-17−28,898→ 0 total
Sale
ALDER BIOPHARMACEUTICALS INC
Common Stock
2015-08-31$38.75/sh−16,218→ 282,278 total
Sale
ALDER BIOPHARMACEUTICALS INC
Common Stock
2015-08-12$40.03/sh−97,109→ 2,086,096 total
Other
ALDER BIOPHARMACEUTICALS INC
Common Stock
2015-08-12+8,110→ 298,454 total
Other
ALDER BIOPHARMACEUTICALS INC
Common Stock
2015-08-12−1,795,752→ 290,344 total
Other
ALDER BIOPHARMACEUTICALS INC
Common Stock
2015-08-12+42→ 298,496 total
Sale
ALDER BIOPHARMACEUTICALS INC
Common Stock
2015-08-11$40.40/sh−115,358→ 2,183,205 total
Other
ALDER BIOPHARMACEUTICALS INC
Common Stock
2015-06-04+8,962→ 2,298,563 total
Award
CITRIX SYSTEMS INC
Common Stock
2015-06-01+4,000→ 23,869 total
Sale
ALDER BIOPHARMACEUTICALS INC
Common Stock
2015-05-21$65.69/sh−20,000→ 314,203 total
Sale
CITRIX SYSTEMS INC
Common Stock
2015-05-21$65.69/sh−20,000→ 314,203 total
Sale
ALDER BIOPHARMACEUTICALS INC
Common Stock
2015-05-20$40.39/sh−8,462→ 4,313,992 total
Award
ALDER BIOPHARMACEUTICALS INC
Stock Option (Right To Buy)
2015-05-19+6,350→ 6,350 total
Sale
CITRIX SYSTEMS INC
Common Stock
2015-03-25$63.16/sh−38,936→ 334,203 total
Gift
CITRIX SYSTEMS INC
Common Stock
2014-12-08−3,600→ 373,139 total
Exercise/Conversion
CITRIX SYSTEMS INC
Stock Option (Right To Buy)
2014-10-27−1,505→ 0 total
Exercise/Conversion
CITRIX SYSTEMS INC
Common Stock
2014-10-27$43.16/sh+1,505→ 19,869 total
Exercise/Conversion
CITRIX SYSTEMS INC
Common Stock
2014-10-24$43.16/sh+8,495→ 26,859 total
Sale
CITRIX SYSTEMS INC
Common Stock
2014-10-24$61.70/sh−8,495→ 18,364 total
Exercise/Conversion
CITRIX SYSTEMS INC
Stock Option (Right To Buy)
2014-10-24−8,495→ 1,505 total
Conversion
SPLUNK INC
Series B Preferred Stock
2014-04-24+3,981,286→ 0 total
Award
CITRIX SYSTEMS INC
Common Stock
2013-06-03+4,000→ 4,000 total
Exercise/Conversion
CITRIX SYSTEMS INC
Common Stock
2013-03-15$34.18/sh+2,704→ 2,704 total
Exercise/Conversion
CITRIX SYSTEMS INC
Stock Option (Right To Buy)
2013-03-15−7,075→ 7,075 total
Exercise/Conversion
CITRIX SYSTEMS INC
Stock Option (Right To Buy)
2013-03-15−2,704→ 2,704 total
Exercise/Conversion
CITRIX SYSTEMS INC
Common Stock
2013-03-15$21.76/sh+7,075→ 9,779 total
Sale
CITRIX SYSTEMS INC
Common Stock
2013-03-14$74.59/sh−7,296→ 0 total
Exercise/Conversion
CITRIX SYSTEMS INC
Common Stock
2013-03-14$21.76/sh+12,925→ 12,925 total
Exercise/Conversion
CITRIX SYSTEMS INC
Stock Option (Right To Buy)
2013-03-14−12,925→ 12,925 total
Sale
CITRIX SYSTEMS INC
Common Stock
2013-03-14$74.60/sh−12,925→ 0 total
Exercise/Conversion
CITRIX SYSTEMS INC
Stock Option (Right To Buy)
2013-03-14−7,296→ 7,296 total
Exercise/Conversion
CITRIX SYSTEMS INC
Common Stock
2013-03-14$34.18/sh+7,296→ 7,296 total
Award
CYTOKINETICS INC$CYTK
Stock Option (Right To Buy)
2013-01-02$0.27/sh+130,588→ 130,588 total
Gift
CITRIX SYSTEMS INC
Common Stock
2012-12-14−3,800→ 313,950 total
Sale
CYTOKINETICS INC$CYTK
Common Stock
2012-11-14$0.61/sh−1,742,950→ 1,421,052 total
Other
SPLUNK INC
Common Stock
2012-10-16−5,600,000→ 8,070,097 total
Other
SPLUNK INC
Common Stock
2012-10-16+10,174→ 38,748 total
Other
SPLUNK INC
Common Stock
2012-10-16+59→ 59 total
Other
SPLUNK INC
Common Stock
2012-10-16+7,741→ 7,741 total
Other
SPLUNK INC
Common Stock
2012-10-16+8,505→ 8,505 total

Companies

Recent Filings

Address

C/O SEVIN ROSEN FUNDS 13455 NOEL ROAD, SUITE 1670

DALLAS, TX, 75240

View on SEC.gov