Insider · CIK 0001033697

ROTTER BRADLEY N

Reports to the SEC for 3 companies · SAN FRANCISCO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001033697

Forms 4 and 5

Insider transactions

49 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2003-12-29	MR3 SYSTEMS INCWarrantJ Other	CEO	JOther	+200K sh	$0.35	+$70K	5,949,998
1999-11-11	POINT WEST CAPITAL CORPEmployee optionA Award	10% Owner, Other	AAward	+50K sh	—	—	—
1999-03-16	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−2,800 sh	$15.50	−$43.4K	672,778
1999-03-15	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−2,000 sh	$17.19	−$34.4K	5
1999-03-15	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−500 sh	$15.75	−$7,875	0
1999-03-15	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−8,000 sh	$15.69	−$125K	5
1999-03-15	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−4,400 sh	$15.63	−$68.8K	0
1999-03-15	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−11.3K sh	$15.50	−$175K	0
1999-03-15	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−9,800 sh	$15.25	−$149K	0
1999-03-15	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−200 sh	$15.38	−$3,075	0
1999-03-15	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−800 sh	$15.56	−$12.4K	5
1999-03-15	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−20K sh	$16.00	−$320K	0
1999-03-15	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−7,000 sh	$17.00	−$119K	0
1999-03-15	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−1,000 sh	$17.13	−$17.1K	0
1999-03-15	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−16.6K sh	$18.00	−$299K	0
1999-03-15	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−3,000 sh	$17.88	−$53.6K	0
1999-03-15	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−21.5K sh	$17.75	−$382K	0
1999-03-15	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−3,000 sh	$17.94	−$53.8K	5
1999-03-15	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−1,000 sh	$18.25	−$18.3K	0
1999-03-15	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−20K sh	$17.40	−$348K	83,000
1999-03-12	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−12.8K sh	$15.72	−$201K	2
1999-03-12	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−11.2K sh	$15.75	−$176K	3
1999-03-12	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−1,500 sh	$15.63	−$23.4K	0
1999-03-12	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−2,000 sh	$16.19	−$32.4K	5
1999-03-12	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−3,000 sh	$16.00	−$48K	0
1999-03-12	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−32.5K sh	$15.75	−$512K	0
1999-03-12	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−1,000 sh	$15.81	−$15.8K	5
1999-03-12	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−1,500 sh	$15.88	−$23.8K	0
1999-03-11	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−6,500 sh	$14.88	−$96.7K	0
1999-03-11	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−500 sh	$14.94	−$7,468.5	5
1999-03-11	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−10K sh	$16.25	−$163K	0
1999-03-11	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−9,300 sh	$16.50	−$153K	0
1999-03-11	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−4,000 sh	$16.44	−$65.7K	5
1999-03-11	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−3,500 sh	$16.00	−$56K	0
1999-03-11	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−27.8K sh	$15.62	−$434K	9
1999-03-11	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−600 sh	$16.06	−$9,637.2	0
1999-03-11	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−500 sh	$15.25	−$7,625	0
1999-03-10	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−2,200 sh	$14.82	−$32.6K	2
1999-03-10	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−6,000 sh	$14.88	−$89.3K	0
1999-03-10	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−2,000 sh	$15.19	−$30.4K	5
1999-03-10	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−2,000 sh	$14.50	−$29K	0
1999-03-10	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−4,000 sh	$14.75	−$59K	0
1999-03-10	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−14.5K sh	$14.75	−$214K	0
1999-03-09	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−1,000 sh	$16.25	−$16.3K	0
1999-03-09	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−3,000 sh	$16.00	−$48K	0
1999-03-09	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−2,000 sh	$15.64	−$31.3K	6
1999-03-09	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−20.6K sh	$15.83	−$326K	1
1999-03-09	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−5,000 sh	$15.69	−$78.4K	5
1999-03-09	POINT WEST CAPITAL CORPS Sale	10% Owner, Other	SSale	−1,000 sh	$15.75	−$15.8K	0

Recent filings

Accepted (ET)
Jan 144
ROTTER BRADLEY N0001005477-04-000237
SEC(opens sec.gov)
Feb 85
POINT WEST CAPITAL CORP0001033697-00-000001
SEC(opens sec.gov)
Apr 84
POINT WEST CAPITAL CORP0001033697-99-000006
SEC(opens sec.gov)

Companies

Address

850 CORBETT AVE., SUITE 6

SAN FRANCISCO, CA, 94131