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SEC Insider//CIK 0001034433

WALL THOMAS R IV

CIK 000103443314 companiesNEW YORK, NY

Transactions

50

Companies

14

Filings

1

CIK

0001034433

Research Summary

AI-generated from SEC filings & financial news

Updated

Thomas R. Wall IV

Thomas R. Wall IV is a private‑equity executive and long‑time managing director at Kelso & Company who has served as a Section 16 reporting person and board director for multiple Kelso‑affiliated portfolio and public companies, including BWAY/BCO Holding, FairPoint, Waste Services and Endo Pharmaceuticals.[1]

Career Background

  • Senior/lead investment partner and managing director at Kelso & Company, a New York–based private equity firm; involved in Kelso‑led acquisitions and portfolio oversight.[2]
  • Served on the board of BCO Holding / BWAY Corporation following a Kelso‑led acquisition; listed as a director in the company’s SEC filings and proxy materials.[1]
  • Reported as a Section 16 reporting person (director / greater‑than‑10% owner) in Kelso‑related Form 3/4 filings for multiple issuers, including FairPoint Communications and Endo Pharmaceuticals.[3]

Current Positions

  • Managing director / senior partner, Kelso & Company (private equity investment firm) — primary professional role listed in industry profiles.[2]
  • Documented director or Kelso‑affiliated reporting person for companies historically associated with Kelso investments (examples documented in SEC filings): BWAY/BCO Holding (director), FairPoint Communications (Section 16 reporting person).[1]

SEC Filing Context

  • Appears repeatedly as a reporting person on SEC Section 16 filings (Form 3/4) submitted by Kelso funds and affiliates for portfolio companies, reflecting fund ownership and board roles across multiple issuers.[4]
  • Filing records show coordinated Kelso group filings in which Mr. Wall is included among Kelso partners listed as directors or greater‑than‑10% owners for Kelso‑controlled issuers.[3]

Recent Transactions

50 trades
  • Sale

    Common Shares

    2018-08-31$13.35/sh1,270,0405,392,561 total
  • Sale

    Common Shares

    2018-08-31$13.35/sh229,960976,403 total
  • Sale

    Common Shares

    2018-08-28$13.50/sh16,7215,392,561 total
  • Sale

    Common Shares

    2018-08-28$13.50/sh3,028976,403 total
  • Sale

    Common Shares

    2018-08-27$13.50/sh18,965945,846 total
  • Sale

    Common Shares

    2018-08-27$13.50/sh104,7395,392,561 total
  • Sale

    Common Shares

    2018-08-24$13.50/sh18,707976,403 total
  • Sale

    Common Shares

    2018-08-24$13.50/sh103,3145,392,561 total
  • Sale

    Common Shares

    2018-08-23$13.50/sh644976,403 total
  • Sale

    Common Shares

    2018-08-23$13.50/sh3,5565,392,561 total
  • Sale

    Common Shares

    2018-08-22$13.52/sh68,3625,392,561 total
  • Sale

    Common Shares

    2018-08-22$13.52/sh12,377976,403 total
  • Sale

    Common Shares

    2018-08-21$13.50/sh8,104976,403 total
  • Sale

    Common Shares

    2018-08-21$13.50/sh44,7575,392,561 total
  • Sale

    Common Shares

    2018-08-20$13.50/sh7,5545,392,561 total
  • Sale

    Common Shares

    2018-08-20$13.50/sh1,368976,403 total
  • Sale

    Common Shares

    2018-08-17$13.15/sh153,307976,403 total
  • Sale

    Common Shares

    2018-08-17$13.15/sh846,6935,392,561 total
  • Sale

    Common Shares

    2018-08-07$13.50/sh1,042976,403 total
  • Sale

    Common Shares

    2018-08-07$13.50/sh5,7585,392,561 total
  • Sale

    Common Shares

    2018-08-06$13.53/sh36,642976,403 total
  • Sale

    Common Shares

    2018-08-06$13.53/sh202,3705,392,561 total
  • Sale

    Common Shares

    2018-08-03$13.55/sh190,1075,392,561 total
  • Sale

    Common Shares

    2018-08-03$13.55/sh34,422976,403 total
  • Sale

    Common Shares

    2018-08-02$13.54/sh23,407976,403 total
  • Sale

    Common Shares

    2018-08-02$13.54/sh129,2735,392,561 total
  • Sale

    Common Shares

    2018-08-01$13.69/sh81,1295,392,561 total
  • Sale

    Common Shares

    2018-08-01$13.69/sh14,690976,403 total
  • Other

    Class B shares

    2018-02-07+11,646,40146,727,603 total
  • Other

    Units in Tallgrass Equity, LLC

    2018-02-07+11,646,40146,727,603 total
  • Sale

    Common Shares

    2017-11-16$15.57/sh2,299,5991,533,066 total
  • Sale

    Common Shares

    2017-11-16$15.57/sh12,700,4018,466,934 total
  • Exercise of In-Money

    Units in Tallgrass Equity, LLC

    2016-11-22$21.85/sh5,058,49735,081,202 total
  • Sale

    Class A shares

    2016-11-22$21.85/sh5,058,4970 total
  • Exercise of In-Money

    Class B shares

    2016-11-225,058,49735,081,202 total
  • Exercise of In-Money

    Class A shares

    2016-11-22+5,058,4975,058,497 total
  • Award

    Class B shares

    2015-05-12+42,421,52142,421,521 total
  • Disposition to Issuer

    Class B shares

    2015-05-122,281,82140,139,699 total
  • Other

    Units in Tallgrass Equity, LLC

    2015-05-12+42,421,52142,421,521 total
  • Other

    Units in Tallgrass Equity, LLC

    2015-05-12$27.62/sh2,281,82140,139,699 total
  • Sale

    Common Stock

    2013-09-24$26.63/sh5,853,43311,909,895 total
  • Sale

    Common Stock

    2013-08-13$24.25/sh7,316,79117,763,328 total
  • Sale

    Common Stock

    2013-06-11$20.45/sh7,316,79125,080,119 total
  • Sale

    Common Stock

    2013-03-12$18.48/sh6,341,21932,396,910 total
  • Sale

    Common Stock

    2012-12-11$16.71/sh6,585,11138,738,129 total
  • Exercise of In-Money

    Common Stock, $0.01 par value

    2011-07-11$4.25/sh+295,98412,396,634 total
  • Exercise of In-Money

    Warrants (right to acquire)

    2011-07-11390,0000 total
  • Sale

    Common Stock, par value $0.01 per share

    2011-02-08$16.00/sh11,759,0237,988,179 total
  • Sale

    Common Stock, par value $0.01 per share

    2010-11-24$10.24/sh11,686,15819,747,202 total
  • Other

    Common Stock

    2010-07-02669,1520 total