WALL THOMAS R IV
Transactions
50
Companies
14
Filings
1
CIK
0001034433
Research Summary
AI-generated from SEC filings & financial news
Thomas R. Wall IV
Thomas R. Wall IV is a private‑equity executive and long‑time managing director at Kelso & Company who has served as a Section 16 reporting person and board director for multiple Kelso‑affiliated portfolio and public companies, including BWAY/BCO Holding, FairPoint, Waste Services and Endo Pharmaceuticals.[1]
Career Background
- Senior/lead investment partner and managing director at Kelso & Company, a New York–based private equity firm; involved in Kelso‑led acquisitions and portfolio oversight.[2]
- Served on the board of BCO Holding / BWAY Corporation following a Kelso‑led acquisition; listed as a director in the company’s SEC filings and proxy materials.[1]
- Reported as a Section 16 reporting person (director / greater‑than‑10% owner) in Kelso‑related Form 3/4 filings for multiple issuers, including FairPoint Communications and Endo Pharmaceuticals.[3]
Current Positions
- Managing director / senior partner, Kelso & Company (private equity investment firm) — primary professional role listed in industry profiles.[2]
- Documented director or Kelso‑affiliated reporting person for companies historically associated with Kelso investments (examples documented in SEC filings): BWAY/BCO Holding (director), FairPoint Communications (Section 16 reporting person).[1]
SEC Filing Context
- Appears repeatedly as a reporting person on SEC Section 16 filings (Form 3/4) submitted by Kelso funds and affiliates for portfolio companies, reflecting fund ownership and board roles across multiple issuers.[4]
- Filing records show coordinated Kelso group filings in which Mr. Wall is included among Kelso partners listed as directors or greater‑than‑10% owners for Kelso‑controlled issuers.[3]
Recent Transactions
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- Other
- Other
- Sale
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- Exercise of In-Money
- Sale
- Exercise of In-Money
- Exercise of In-Money
- Award
- Disposition to Issuer
- Other
- Other
- Sale
- Sale
- Sale
- Sale
- Sale
- Exercise of In-Money
Common Stock, $0.01 par value
2011-07-11$4.25/sh+295,984→ 12,396,634 total - Exercise of In-Money
- SaleCVR ENERGY INC$CVI
Common Stock, par value $0.01 per share
2011-02-08$16.00/sh−11,759,023→ 7,988,179 total - SaleCVR ENERGY INC$CVI
Common Stock, par value $0.01 per share
2010-11-24$10.24/sh−11,686,158→ 19,747,202 total - Other
Companies
14BWAY CORP
Director, 10% Owner
BWAY Holding CO
Director, 10% Owner
Cambridge Display Technology, Inc.
10% Owner
- $CVI
CVR ENERGY INC
10% Owner
Eagle Bulk Shipping Inc.
10% Owner
ENDO HEALTH SOLUTIONS INC.
10% Owner
FAIRPOINT COMMUNICATIONS INC
10% Owner
Global Geophysical Services Inc
10% Owner
JORGENSEN EARLE M CO /DE/
10% Owner
- $KAR
OPENLANE, Inc.
10% Owner
RHI Entertainment, Inc.
10% Owner
- $SPNT
SiriusPoint Ltd
10% Owner
Tallgrass Energy, LP
10% Owner
WASTE SERVICES, INC.
10% Owner
Recent Filings
1Address
C/O KELSO & COMPANY 320 PARK AVENUE, 24TH FLOOR
NEW YORK, NY, 10022