Insider · CIK 0001036831

BROWN ROGER ALAN

Reports to the SEC for 3 companies · HAMILTON, D0

sec.gov

Transactions

Companies

Filings

CIK

0001036831

Forms 4 and 5

Insider transactions

38 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2012-12-03	SMITH INTERNATIONAL INCCommon StockD Disposition to Issuer	Insider	DDisposition to Issuer	−52K sh	—	—	—
2009-02-05	CastlePoint Holdings, Ltd.Stock Option (right to buy)D Disposition to Issuer	Secretary and General Counsel	DDisposition to Issuer	−25.2K sh	—	—	0
2009-02-05	CastlePoint Holdings, Ltd.Stock Option (right to buy)D Disposition to Issuer	Secretary and General Counsel	DDisposition to Issuer	−40.2K sh	—	—	0
2009-02-05	CastlePoint Holdings, Ltd.Stock Option (right to buy)D Disposition to Issuer	Secretary and General Counsel	DDisposition to Issuer	−4,800 sh	—	—	0
2009-02-05	CastlePoint Holdings, Ltd.A Award	Secretary and General Counsel	AAward	+6,300 sh	—	—	6,300
2009-02-05	CastlePoint Holdings, Ltd.D Disposition to Issuer	Secretary and General Counsel	DDisposition to Issuer	−7,500 sh	—	—	0
2009-02-05	CastlePoint Holdings, Ltd.D Disposition to Issuer	Secretary and General Counsel	DDisposition to Issuer	−6,300 sh	—	—	0
2003-01-29	SMITH INTERNATIONAL INCEmployee Stock Option (right to buy)A Award	Insider	AAward	+52K sh	—	—	—
2002-07-15	HARLEYSVILLE GROUP INCA Award	Senior Vice President, Secretary, General Counsel & Chief Governance Officer	AAward	+81.347 sh	$20.71	+$1,684.701	10,974
2002-05-22	HARLEYSVILLE GROUP INCStock Option - Right to BuyA Award	Senior Vice President, Secretary, General Counsel & Chief Governance Officer	AAward	+13.2K sh	—	—	67,936
2002-05-22	HARLEYSVILLE GROUP INCStock Option - Right to BuyA Award	Senior Vice President, Secretary, General Counsel & Chief Governance Officer	AAward	+13.2K sh	—	—	67,936
2002-05-10	HARLEYSVILLE GROUP INCStock Option - Right to BuyM Exercise/Conversion	Senior Vice President, Secretary, General Counsel & Chief Governance Officer	MExercise/Conversion	−9,230 sh	—	—	—
2002-05-10	HARLEYSVILLE GROUP INCF Tax Payment	Senior Vice President, Secretary, General Counsel & Chief Governance Officer	FTax Payment	−7,363 sh	$30.00	−$221K	10,450
2002-05-10	HARLEYSVILLE GROUP INCM Exercise/Conversion	Senior Vice President, Secretary, General Counsel & Chief Governance Officer	MExercise/Conversion	+9,230 sh	$17.94	+$166K	—
2002-05-10	HARLEYSVILLE GROUP INCStock Option - Right to BuyM Exercise/Conversion	Senior Vice President, Secretary, General Counsel & Chief Governance Officer	MExercise/Conversion	−9,230 sh	—	—	—
2002-05-10	HARLEYSVILLE GROUP INCF Tax Payment	Senior Vice President, Secretary, General Counsel & Chief Governance Officer	FTax Payment	−7,363 sh	$30.00	−$221K	10,450
2002-05-10	HARLEYSVILLE GROUP INCM Exercise/Conversion	Senior Vice President, Secretary, General Counsel & Chief Governance Officer	MExercise/Conversion	+9,230 sh	$17.94	+$166K	—
2001-05-23	HARLEYSVILLE GROUP INCEmployee Stock Option - Right-to-BuyA Award	Senior Vice President, Secretary, General Counsel & Chief Governance Officer	AAward	+12.2K sh	—	—	63,961
2000-12-06	HARLEYSVILLE GROUP INCEmployee Stock Option (Right-to-Buy)M Exercise/Conversion	Senior Vice President, Secretary, General Counsel & Chief Governance Officer	MExercise/Conversion	−4,840 sh	—	—	51,756
2000-12-06	HARLEYSVILLE GROUP INCM Exercise/Conversion	Senior Vice President, Secretary, General Counsel & Chief Governance Officer	MExercise/Conversion	+3,600 sh	$11.13	+$40.1K	—
2000-12-06	HARLEYSVILLE GROUP INCM Exercise/Conversion	Senior Vice President, Secretary, General Counsel & Chief Governance Officer	MExercise/Conversion	+4,840 sh	$12.50	+$60.5K	—
2000-12-06	HARLEYSVILLE GROUP INCS Sale	Senior Vice President, Secretary, General Counsel & Chief Governance Officer	SSale	−1,000 sh	$29.25	−$29.3K	—
2000-12-06	HARLEYSVILLE GROUP INCS Sale	Senior Vice President, Secretary, General Counsel & Chief Governance Officer	SSale	−2,000 sh	$29.06	−$58.1K	—
2000-12-06	HARLEYSVILLE GROUP INCS Sale	Senior Vice President, Secretary, General Counsel & Chief Governance Officer	SSale	−7,000 sh	$29.00	−$203K	7,103.462
2000-12-06	HARLEYSVILLE GROUP INCEmployee Stock Option (Right-to-Buy)M Exercise/Conversion	Senior Vice President, Secretary, General Counsel & Chief Governance Officer	MExercise/Conversion	−1,560 sh	—	—	—
2000-12-06	HARLEYSVILLE GROUP INCEmployee Stock Option (Right-to-Buy)M Exercise/Conversion	Senior Vice President, Secretary, General Counsel & Chief Governance Officer	MExercise/Conversion	−3,600 sh	—	—	—
2000-12-06	HARLEYSVILLE GROUP INCM Exercise/Conversion	Senior Vice President, Secretary, General Counsel & Chief Governance Officer	MExercise/Conversion	+1,560 sh	$14.00	+$21.8K	—
2000-05-17	HARLEYSVILLE GROUP INCStock Option Plan - Right-to-BuyA Award	Senior Vice President, Secretary, General Counsel & Chief Governance Officer	AAward	+10.6K sh	—	—	61,756
1999-05-26	HARLEYSVILLE GROUP INCStock Option Plan - Right-to-BuyA Award	Senior Vice President, Secretary, General Counsel & Chief Governance Officer	AAward	+10.6K sh	—	—	51,142
1998-05-20	HARLEYSVILLE GROUP INCStock Option Plan - Option Right-to-BuyA Award	Senior Vice President, Secretary, General Counsel & Chief Governance Officer	AAward	+4,615 sh	—	—	40,528
1998-05-20	HARLEYSVILLE GROUP INCStock Option Plan - Option Right-to-BuyA Award	Senior Vice President, Secretary, General Counsel & Chief Governance Officer	AAward	+4,615 sh	—	—	—
1997-10-09	HARLEYSVILLE GROUP INCF Tax Payment	Senior Vice President, Secretary, General Counsel & Chief Governance Officer	FTax Payment	−1,390 sh	$24.00	−$33.4K	3,859.253
1997-10-09	HARLEYSVILLE GROUP INCStock Option Plan, Option Right-to-BuyM Exercise/Conversion	Senior Vice President, Secretary, General Counsel & Chief Governance Officer	MExercise/Conversion	−260 sh	—	—	—
1997-10-09	HARLEYSVILLE GROUP INCM Exercise/Conversion	Senior Vice President, Secretary, General Counsel & Chief Governance Officer	MExercise/Conversion	+520 sh	$9.42	+$4,898.4	—
1997-10-09	HARLEYSVILLE GROUP INCStock Option Plan, Option Right-to-BuyM Exercise/Conversion	Senior Vice President, Secretary, General Counsel & Chief Governance Officer	MExercise/Conversion	−260 sh	—	—	—
1997-10-09	HARLEYSVILLE GROUP INCStock Option Plan, Option Right-to-BuyM Exercise/Conversion	Senior Vice President, Secretary, General Counsel & Chief Governance Officer	MExercise/Conversion	−780 sh	—	—	—
1997-10-09	HARLEYSVILLE GROUP INCStock Option Plan, Option Right-to-BuyM Exercise/Conversion	Senior Vice President, Secretary, General Counsel & Chief Governance Officer	MExercise/Conversion	−780 sh	—	—	31,298
1997-10-09	HARLEYSVILLE GROUP INCM Exercise/Conversion	Senior Vice President, Secretary, General Counsel & Chief Governance Officer	MExercise/Conversion	+1,560 sh	$9.50	+$14.8K	—

Recent filings

Accepted (ET)
Feb 104
BROWN ROGER ALAN0001157523-09-001070
SEC(opens sec.gov)
Jan 314
SMITH INTERNATIONAL INC0000950129-03-000418
SEC(opens sec.gov)
Aug 94
HARLEYSVILLE GROUP INC0000792013-02-000135
SEC(opens sec.gov)
Jun 74
BROWN ROGER A0000792013-02-000090
SEC(opens sec.gov)
Jun 74
BROWN ROGER A0000792013-02-000091
SEC(opens sec.gov)
Jun 84
HARLEYSVILLE GROUP INC0000792013-01-500052
SEC(opens sec.gov)
Jan 94
HARLEYSVILLE GROUP INC0000792013-01-000013
SEC(opens sec.gov)

Companies

Address

VICTORIA HALL, 11 VICTORIA ST.

HAMILTON, D0, HM 11