Insider · CIK 0001038397

JOHNSON THOMAS S

Reports to the SEC for 7 companies · HARTFORD, CT

sec.gov

Transactions

Companies

Filings

CIK

0001038397

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-04-14	ALLEGHANY CORP /DEM Exercise/Conversion	Director	MExercise/Conversion	+552 sh	$262.17	+$145K	7,052
2016-04-14	ALLEGHANY CORP /DEOption (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−552 sh	—	—	6
2016-04-14	ALLEGHANY CORP /DEF Tax Payment	Director	FTax Payment	−291 sh	$496.33	−$144K	6,761
2015-04-27	ALLEGHANY CORP /DEA Award	Director	AAward	+289 sh	—	—	6,500
2015-04-27	ALLEGHANY CORP /DEA Award	Director	AAward	+269 sh	—	—	6,480
2015-04-01	ALLEGHANY CORP /DEM Exercise/Conversion	Director	MExercise/Conversion	+563 sh	$242.70	+$137K	6,211
2015-04-01	ALLEGHANY CORP /DEOption (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−563 sh	—	—	7
2013-05-20	RR Donnelley & Sons CoF Tax Payment	Director	FTax Payment	−4,047 sh	$12.89	−$52.2K	301,729.371
2013-04-29	ALLEGHANY CORP /DEA Award	Director	AAward	+336 sh	—	—	4,172
2013-04-10	ALLEGHANY CORP /DES Sale	Director	SSale	−671 sh	$388.40	−$261K	3,936
2013-04-10	ALLEGHANY CORP /DES Sale	Director	SSale	−100 sh	$388.43	−$38.8K	3,836
2013-04-10	ALLEGHANY CORP /DES Sale	Director	SSale	−100 sh	$388.17	−$38.8K	4,705
2013-04-10	ALLEGHANY CORP /DEM Exercise/Conversion	Director	MExercise/Conversion	+1,171 sh	$145.56	+$170K	5,007
2013-04-10	ALLEGHANY CORP /DEOption (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−1,171 sh	—	—	9
2013-04-10	ALLEGHANY CORP /DES Sale	Director	SSale	−202 sh	$388.16	−$78.4K	4,805
2013-04-10	ALLEGHANY CORP /DES Sale	Director	SSale	−98 sh	$388.18	−$38K	4,607
2012-05-17	RR Donnelley & Sons CoA Award	Director	AAward	+24K sh	—	—	305,776.66
2012-04-30	ALLEGHANY CORP /DEOption (right to buy)A Award	Director	AAward	+1 sh	—	—	500
2012-04-30	ALLEGHANY CORP /DEA Award	Director	AAward	+250 sh	—	—	3,836
2011-12-21	PHOENIX COMPANIES INC/DERestricted Stock Units (Director Retainer)A Award	Director	AAward	+454.545 sh	—	—	186,692.763
2011-10-03	PHOENIX COMPANIES INC/DERestricted Stock Units (Director Retainer)A Award	Director	AAward	+27.8K sh	—	—	186,238.218
2011-09-27	RR Donnelley & Sons CoP Purchase	Director	PPurchase	+149K sh	$14.68	+$2.19M	281,824.927
2011-09-26	RR Donnelley & Sons CoP Purchase	Director	PPurchase	+57.2K sh	$13.99	+$800K	132,824.927
2011-07-01	PHOENIX COMPANIES INC/DERestricted Stock Units (Director Retainer)A Award	Director	AAward	+10.9K sh	—	—	158,403.166
2011-05-19	RR Donnelley & Sons CoA Award	Director	AAward	+11.5K sh	—	—	75,624.976
2011-05-02	ALLEGHANY CORP /DEOption (right to buy)A Award	Director	AAward	+1 sh	—	—	500
2011-05-02	ALLEGHANY CORP /DEA Award	Director	AAward	+250 sh	—	—	3,586
2011-04-07	ALLEGHANY CORP /DEM Exercise/Conversion	Director	MExercise/Conversion	+1,219 sh	$164.97	+$201K	4,490
2011-04-07	ALLEGHANY CORP /DEM Exercise/Conversion	Director	MExercise/Conversion	+1,195 sh	$156.54	+$187K	5,685
2011-04-07	ALLEGHANY CORP /DES Sale	Director	SSale	−100 sh	$336.15	−$33.6K	5,585
2011-04-07	ALLEGHANY CORP /DES Sale	Director	SSale	−1,970 sh	$336.00	−$662K	3,615
2011-04-07	ALLEGHANY CORP /DES Sale	Director	SSale	−30 sh	$335.53	−$10.1K	3,585
2011-04-07	ALLEGHANY CORP /DES Sale	Director	SSale	−200 sh	$335.45	−$67.1K	3,385
2011-04-07	ALLEGHANY CORP /DEOption (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−1,195 sh	—	—	0
2011-04-07	ALLEGHANY CORP /DEOption (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−1,219 sh	—	—	0
2011-04-07	ALLEGHANY CORP /DES Sale	Director	SSale	−114 sh	$335.15	−$38.2K	3,271
2011-04-01	PHOENIX COMPANIES INC/DERestricted Stock Units (Director Retainer)A Award	Director	AAward	+9,722.222 sh	—	—	147,511.05
2011-01-03	PHOENIX COMPANIES INC/DERestricted Stock Units (Director Retainer)A Award	Director	AAward	+9,980.989 sh	—	—	137,788.828
2010-12-10	PHOENIX COMPANIES INC/DERestricted Stock Units (Director Retainer)A Award	Director	AAward	+925.926 sh	—	—	127,807.839
2010-10-01	PHOENIX COMPANIES INC/DERestricted Stock Units (Director Retainer)A Award	Director	AAward	+13.2K sh	—	—	126,881.913
2010-07-01	PHOENIX COMPANIES INC/DERestricted Stock Units (Director Retainer)A Award	Director	AAward	+12.7K sh	—	—	113,667.627
2010-05-24	RR Donnelley & Sons CoRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,881 sh	—	—	3,764.73
2010-05-24	RR Donnelley & Sons CoM Exercise/Conversion	Director	MExercise/Conversion	+1,881 sh	—	—	64,152.701
2010-05-20	RR Donnelley & Sons CoA Award	Director	AAward	+13.1K sh	—	—	62,271.701
2010-04-27	ALLEGHANY CORP /DES Sale	Director	SSale	−510 sh	$296.75	−$151K	3,771
2010-04-27	ALLEGHANY CORP /DES Sale	Director	SSale	−1 sh	$296.77	−$296.77	4,289
2010-04-27	ALLEGHANY CORP /DES Sale	Director	SSale	−100 sh	$296.71	−$29.7K	3,671
2010-04-27	ALLEGHANY CORP /DES Sale	Director	SSale	−8 sh	$296.76	−$2,374.08	4,281
2010-04-27	ALLEGHANY CORP /DES Sale	Director	SSale	−100 sh	$296.70	−$29.7K	3,571
2010-04-27	ALLEGHANY CORP /DES Sale	Director	SSale	−100 sh	$293.46	−$29.3K	3,471

Recent filings

Accepted (ET)
Apr 184
ALLEGHANY CORP /DE0000775368-16-000028
SEC(opens sec.gov)
May 134/A
ALLEGHANY CORP /DE0001632351-15-000023
SEC(opens sec.gov)
Apr 284
ALLEGHANY CORP /DE0001632351-15-000014
SEC(opens sec.gov)
Apr 24
ALLEGHANY CORP /DE0001632351-15-000007
SEC(opens sec.gov)
May 214
RR Donnelley & Sons Co0001181431-13-029444
SEC(opens sec.gov)
Apr 304
ALLEGHANY CORP /DE0000775368-13-000024
SEC(opens sec.gov)
Apr 114
ALLEGHANY CORP /DE0000775368-13-000017
SEC(opens sec.gov)
May 214
RR Donnelley & Sons Co0001181431-12-031494
SEC(opens sec.gov)
May 14
ALLEGHANY CORP /DE0000775368-12-000026
SEC(opens sec.gov)
Dec 224
PHOENIX COMPANIES INC/DE0001225208-11-026873
SEC(opens sec.gov)

Companies

Address

ONE AMERICAN ROW

HARTFORD, CT, 06102-5056