Insider · CIK 0001044379

MORGAN JAMES H

Reports to the SEC for 3 companies · CHARLOTTE, NC

sec.gov

Transactions

Companies

Filings

CIK

0001044379

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-05-31	LOWLOWES COMPANIES INC · Deferred Stock UnitsA Award	Director	AAward	+1,900 sh	—	—	10,499.319
2018-06-01	LOWLOWES COMPANIES INC · Deferred Stock UnitsA Award	Director	AAward	+1,900 sh	—	—	8,435.684
2017-06-02	LOWLOWES COMPANIES INC · Deferred Stock UnitsA Award	Director	AAward	+2,200 sh	—	—	6,410.851
2016-07-27	KRISPY KREME DOUGHNUTS INCG Gift	Director	GGift	−5,000 sh	—	—	36,931
2016-07-27	KRISPY KREME DOUGHNUTS INCD Disposition to Issuer	Director	DDisposition to Issuer	−36.9K sh	$21.00	−$776K	0
2016-07-27	KRISPY KREME DOUGHNUTS INCRestricted Stock UnitsD Disposition to Issuer	Director	DDisposition to Issuer	−8,285 sh	—	—	0
2016-07-27	KRISPY KREME DOUGHNUTS INCEmployee Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−941K sh	—	—	0
2016-07-26	KRISPY KREME DOUGHNUTS INCG Gift	Director	GGift	−10K sh	—	—	41,931
2016-07-20	KRISPY KREME DOUGHNUTS INCG Gift	Director	GGift	−30K sh	—	—	51,931
2016-07-08	KRISPY KREME DOUGHNUTS INCG Gift	Director	GGift	−4,200 sh	—	—	81,931
2016-07-06	KRISPY KREME DOUGHNUTS INCG Gift	Director	GGift	−1,500 sh	—	—	86,131
2016-06-27	KRISPY KREME DOUGHNUTS INCG Gift	Director	GGift	−4,000 sh	—	—	87,631
2016-06-14	KRISPY KREME DOUGHNUTS INCRestricted Stock UnitsA Award	Director	AAward	+8,285 sh	—	—	8,285
2016-05-27	LOWLOWES COMPANIES INC · Deferred Stock UnitsA Award	Director	AAward	+1,900 sh	—	—	4,134.929
2015-12-31	LOWLOWES COMPANIES INC · Phantom StockA Award	Director	AAward	+263.019 sh	$76.04	+$20K	1,121.697
2015-10-02	LOWLOWES COMPANIES INC · Phantom StockA Award	Director	AAward	+284.779 sh	$70.23	+$20K	855.441
2015-09-16	KRISPY KREME DOUGHNUTS INCG Gift	Director	GGift	−17K sh	—	—	91,631
2015-06-30	LOWLOWES COMPANIES INC · Phantom StockA Award	Director	AAward	+298.641 sh	$66.97	+$20K	568.369
2015-06-17	KRISPY KREME DOUGHNUTS INCA Award	Director	AAward	+8,700 sh	—	—	118,631
2015-06-17	KRISPY KREME DOUGHNUTS INCS Sale	Director	SSale	−9,497 sh	$19.98	−$190K	109,134
2015-06-17	KRISPY KREME DOUGHNUTS INCS Sale	Director	SSale	−503 sh	$19.98	−$10.1K	108,634
2015-06-16	KRISPY KREME DOUGHNUTS INCG Gift	Director	GGift	−22K sh	—	—	109,931
2015-05-29	LOWLOWES COMPANIES INC · Deferred Stock UnitsA Award	Director	AAward	+2,200 sh	—	—	2,200
2015-05-19	KRISPY KREME DOUGHNUTS INCG Gift	Director	GGift	−500 sh	—	—	131,931
2015-04-10	KRISPY KREME DOUGHNUTS INCM Exercise/Conversion	Director	MExercise/Conversion	+62.6K sh	$6.39	+$400K	132,431
2015-04-10	KRISPY KREME DOUGHNUTS INCStock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−62.6K sh	—	—	87,404
2015-04-06	KRISPY KREME DOUGHNUTS INCG Gift	Director	GGift	−1,500 sh	—	—	69,835
2015-03-31	LOWLOWES COMPANIES INC · Phantom StockA Award	Director	AAward	+268.853 sh	$74.39	+$20K	268.853
2015-03-23	KRISPY KREME DOUGHNUTS INCS Sale	Director	SSale	−4,000 sh	$20.69	−$82.8K	0
2015-01-29	KRISPY KREME DOUGHNUTS INCF Tax Payment	Director	FTax Payment	−21.1K sh	$20.07	−$423K	71,335
2015-01-27	KRISPY KREME DOUGHNUTS INCF Tax Payment	Director	FTax Payment	−7,387 sh	$20.32	−$150K	92,424
2014-01-30	KRISPY KREME DOUGHNUTS INCA Award	Director	AAward	+34.3K sh	—	—	63,491
2014-01-30	KRISPY KREME DOUGHNUTS INCEmployee Stock Option (right to buy)A Award	Director	AAward	+53.7K sh	—	—	53,698
2013-01-27	KRISPY KREME DOUGHNUTS INCA Award	Director	AAward	+53.8K sh	—	—	65,467
2012-12-19	KRISPY KREME DOUGHNUTS INCG Gift	Director	GGift	−3,000 sh	—	—	11,707
2012-12-13	KRISPY KREME DOUGHNUTS INCG Gift	Director	GGift	−7,000 sh	—	—	14,707
2012-06-05	KRISPY KREME DOUGHNUTS INCP Purchase	Director	PPurchase	+10K sh	$6.08	+$60.8K	21,707
2012-01-25	KRISPY KREME DOUGHNUTS INCEmployee Stock Option (right to buy)A Award	Director	AAward	+150K sh	—	—	150,000
2011-11-28	KRISPY KREME DOUGHNUTS INCG Gift	Director	GGift	−3,000 sh	—	—	11,707
2011-11-28	KRISPY KREME DOUGHNUTS INCG Gift	Director	GGift	−3,000 sh	—	—	11,707
2011-09-23	KRISPY KREME DOUGHNUTS INCP Purchase	Director	PPurchase	+3,000 sh	$7.22	+$21.6K	14,707
2011-01-30	KRISPY KREME DOUGHNUTS INCEmployee Stock Option (right to buy)A Award	Director	AAward	+150K sh	—	—	150,000
2010-08-01	KRISPY KREME DOUGHNUTS INCCommon StockD Disposition to Issuer	Director	DDisposition to Issuer	−20K sh	—	—	—
2010-08-01	KRISPY KREME DOUGHNUTS INCCommon StockD Disposition to Issuer	Director	DDisposition to Issuer	−20K sh	—	—	—
2010-01-25	KRISPY KREME DOUGHNUTS INCEmployee Stock Option (right to buy)A Award	Director	AAward	+150K sh	—	—	150,000
2009-01-29	KRISPY KREME DOUGHNUTS INCEmployee Stock Option (right to buy)A Award	Director	AAward	+150K sh	—	—	150,000
2007-06-01	KRISPY KREME DOUGHNUTS INCM Exercise/Conversion	Director	MExercise/Conversion	+2,927 sh	—	—	2,927
2007-06-01	KRISPY KREME DOUGHNUTS INCRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−2,927 sh	—	—	8,780
2003-09-05	KRISPY KREME DOUGHNUTS INCS Sale	Director	SSale	−9,000 sh	$42.25	−$380K	1,000
2003-09-04	KRISPY KREME DOUGHNUTS INCM Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$14.77	+$148K	10,000

Recent filings

Accepted (ET)
Jun 44
MORGAN JAMES H0000060667-19-000106
SEC(opens sec.gov)
Jun 54
MORGAN JAMES H0000060667-18-000112
SEC(opens sec.gov)
Jun 64
LOWES COMPANIES INC0000060667-17-000107
SEC(opens sec.gov)
Jul 274
KRISPY KREME DOUGHNUTS INC0001209191-16-134172
SEC(opens sec.gov)
Jul 214
KRISPY KREME DOUGHNUTS INC0001209191-16-133620
SEC(opens sec.gov)
Jul 64
KRISPY KREME DOUGHNUTS INC0001209191-16-131735
SEC(opens sec.gov)
Jun 274
KRISPY KREME DOUGHNUTS INC0001209191-16-129751
SEC(opens sec.gov)
Jun 154
KRISPY KREME DOUGHNUTS INC0001209191-16-128087
SEC(opens sec.gov)
Jun 14
LOWES COMPANIES INC0000060667-16-000339
SEC(opens sec.gov)
Jan 44
LOWES COMPANIES INC0000060667-16-000206
SEC(opens sec.gov)
Oct 64
LOWES COMPANIES INC0000060667-15-000173
SEC(opens sec.gov)
Sep 184
KRISPY KREME DOUGHNUTS INC0001209191-15-071451
SEC(opens sec.gov)
Jul 24
LOWES COMPANIES INC0000060667-15-000121
SEC(opens sec.gov)
Jun 194
KRISPY KREME DOUGHNUTS INC0001209191-15-055147
SEC(opens sec.gov)

Companies

Address

2040 PROVIDENCE ROAD

CHARLOTTE, NC, 28211