Insider · CIK 0001049477

VOLTOLINA FRANK A

Reports to the SEC for 2 companies · MILWAUKEE, WI

sec.gov

Transactions

Companies

Filings

CIK

0001049477

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-09-02	JOHNSON CONTROLS INCM Exercise/Conversion	Vice President and Treasurer	MExercise/Conversion	+6,023.19 sh	—	—	53,122.771
2016-09-02	JOHNSON CONTROLS INCD Disposition to Issuer	Vice President and Treasurer	DDisposition to Issuer	−6,023.19 sh	$48.90	−$295K	47,099.581
2016-09-02	JOHNSON CONTROLS INCM Exercise/Conversion	Vice President and Treasurer	MExercise/Conversion	+13.6K sh	—	—	60,743.962
2016-09-02	JOHNSON CONTROLS INCD Disposition to Issuer	Vice President and Treasurer	DDisposition to Issuer	−13.6K sh	$48.90	−$667K	47,099.581
2016-09-02	JOHNSON CONTROLS INCM Exercise/Conversion	Vice President and Treasurer	MExercise/Conversion	+3,391.982 sh	—	—	50,491.563
2016-09-02	JOHNSON CONTROLS INCD Disposition to Issuer	Vice President and Treasurer	DDisposition to Issuer	−3,391.982 sh	$48.90	−$166K	47,099.581
2016-09-02	JOHNSON CONTROLS INCM Exercise/Conversion	Vice President and Treasurer	MExercise/Conversion	+35.2K sh	—	—	82,254.272
2016-09-02	JOHNSON CONTROLS INCD Disposition to Issuer	Vice President and Treasurer	DDisposition to Issuer	−35.2K sh	$48.90	−$1.72M	47,099.581
2016-09-02	JOHNSON CONTROLS INCD Disposition to Issuer	Vice President and Treasurer	DDisposition to Issuer	−47.1K sh	—	—	0
2016-09-02	JOHNSON CONTROLS INCD Disposition to Issuer	Vice President and Treasurer	DDisposition to Issuer	−7,396.51 sh	—	—	0
2016-09-02	JOHNSON CONTROLS INCEmployee Stock Option (Right to Buy)D Disposition to Issuer	Vice President and Treasurer	DDisposition to Issuer	−36K sh	—	—	0
2016-09-02	JOHNSON CONTROLS INCEmployee Stock Option (Right to Buy)D Disposition to Issuer	Vice President and Treasurer	DDisposition to Issuer	−48K sh	—	—	0
2016-09-02	JOHNSON CONTROLS INCEmployee Stock Option (Right to Buy)D Disposition to Issuer	Vice President and Treasurer	DDisposition to Issuer	−48K sh	—	—	0
2016-09-02	JOHNSON CONTROLS INCEmployee Stock Option (Right to Buy)D Disposition to Issuer	Vice President and Treasurer	DDisposition to Issuer	−35K sh	—	—	0
2016-09-02	JOHNSON CONTROLS INCEmployee Stock Option (Right to Buy)D Disposition to Issuer	Vice President and Treasurer	DDisposition to Issuer	−32.5K sh	—	—	0
2016-09-02	JOHNSON CONTROLS INCEmployee Stock Option (Right to Buy)D Disposition to Issuer	Vice President and Treasurer	DDisposition to Issuer	−18.6K sh	—	—	0
2016-09-02	JOHNSON CONTROLS INCEmployee Stock Option (Right to Buy)D Disposition to Issuer	Vice President and Treasurer	DDisposition to Issuer	−12.2K sh	—	—	0
2016-09-02	JOHNSON CONTROLS INCEmployee Stock Option (Right to Buy)D Disposition to Issuer	Vice President and Treasurer	DDisposition to Issuer	−11.8K sh	—	—	0
2016-09-02	JOHNSON CONTROLS INCEmployee Stock Option (Right to Buy)D Disposition to Issuer	Vice President and Treasurer	DDisposition to Issuer	−14.3K sh	—	—	0
2016-09-02	JOHNSON CONTROLS INCPhantom Stock Units - Long Term Incentive PlanM Exercise/Conversion	Vice President and Treasurer	MExercise/Conversion	−6,023.19 sh	—	—	0
2016-09-02	JOHNSON CONTROLS INCPhantom Stock Units - Retirement Restoration PlanM Exercise/Conversion	Vice President and Treasurer	MExercise/Conversion	−13.6K sh	—	—	0
2016-09-02	JOHNSON CONTROLS INCPhantom Stock Units - Restricted Stock PlanM Exercise/Conversion	Vice President and Treasurer	MExercise/Conversion	−3,391.982 sh	—	—	60,601.96
2016-09-02	JOHNSON CONTROLS INCPhantom Stock Units - Restricted Stock PlanM Exercise/Conversion	Vice President and Treasurer	MExercise/Conversion	−35.2K sh	—	—	25,447.269
2016-09-02	JOHNSON CONTROLS INCPhantom Stock Units - Restricted Stock PlanD Disposition to Issuer	Vice President and Treasurer	DDisposition to Issuer	−25.4K sh	—	—	0
2016-04-26	JOHNSON CONTROLS INCM Exercise/Conversion	Vice President and Treasurer	MExercise/Conversion	+45.4K sh	$23.96	+$1.09M	92,499.581
2016-04-26	JOHNSON CONTROLS INCD Disposition to Issuer	Vice President and Treasurer	DDisposition to Issuer	−45.4K sh	$42.20	−$1.92M	47,099.581
2016-04-26	JOHNSON CONTROLS INCEmployee Stock Option (Right to Buy)M Exercise/Conversion	Vice President and Treasurer	MExercise/Conversion	−45.4K sh	—	—	0
2016-04-22	JOHNSON CONTROLS INCM Exercise/Conversion	Vice President and Treasurer	MExercise/Conversion	+2,600 sh	$23.96	+$62.3K	49,699.581
2016-04-22	JOHNSON CONTROLS INCD Disposition to Issuer	Vice President and Treasurer	DDisposition to Issuer	−2,600 sh	$42.06	−$109K	47,099.581
2016-04-22	JOHNSON CONTROLS INCEmployee Stock Option (Right to Buy)M Exercise/Conversion	Vice President and Treasurer	MExercise/Conversion	−2,600 sh	—	—	45,400
2015-12-07	JOHNSON CONTROLS INCD Disposition to Issuer	Vice President and Treasurer	DDisposition to Issuer	−7,789 sh	$42.15	−$328K	47,099.581
2015-11-17	JOHNSON CONTROLS INCA Award	Vice President and Treasurer	AAward	+21.6K sh	—	—	53,653.581
2015-10-07	JOHNSON CONTROLS INCEmployee Stock Option (Right to Buy)A Award	Vice President and Treasurer	AAward	+14.3K sh	—	—	14,296
2015-10-07	JOHNSON CONTROLS INCPhantom Stock Units - Restricted Stock PlanA Award	Vice President and Treasurer	AAward	+4,286 sh	—	—	49,314.316
2015-10-07	JOHNSON CONTROLS INCPhantom Stock Units - Restricted Stock PlanA Award	Vice President and Treasurer	AAward	+12.9K sh	—	—	62,173.316
2015-03-10	JOHNSON CONTROLS INCS Sale	Vice President and Treasurer	SSale	−15K sh	$49.26	−$739K	32,049.581
2014-11-18	JOHNSON CONTROLS INCPhantom Stock Units - Restricted Stock PlanA Award	Vice President and Treasurer	AAward	+3,663 sh	—	—	44,087.833
2014-11-18	JOHNSON CONTROLS INCEmployee Stock Option (Right to Buy)A Award	Vice President and Treasurer	AAward	+11.8K sh	—	—	11,840
2014-11-03	JOHNSON CONTROLS INCM Exercise/Conversion	Vice President and Treasurer	MExercise/Conversion	+253.817 sh	—	—	48,327.398
2014-11-03	JOHNSON CONTROLS INCD Disposition to Issuer	Vice President and Treasurer	DDisposition to Issuer	−253.817 sh	$47.25	−$12K	48,073.581
2014-11-03	JOHNSON CONTROLS INCF Tax Payment	Vice President and Treasurer	FTax Payment	−1,024 sh	$47.25	−$48.4K	47,049.581
2014-11-03	JOHNSON CONTROLS INCPhantom Stock Units - Restricted Stock PlanM Exercise/Conversion	Vice President and Treasurer	MExercise/Conversion	−253.817 sh	—	—	40,424.833
2013-11-21	JOHNSON CONTROLS INCM Exercise/Conversion	Vice President and Treasurer	MExercise/Conversion	+60K sh	$22.56	+$1.35M	108,073.581
2013-11-21	JOHNSON CONTROLS INCS Sale	Vice President and Treasurer	SSale	−60K sh	—	—	48,073.581
2013-11-21	JOHNSON CONTROLS INCEmployee Stock Option (Right to Buy)M Exercise/Conversion	Vice President and Treasurer	MExercise/Conversion	−60K sh	—	—	0
2013-11-19	JOHNSON CONTROLS INCPhantom Stock Units - Restricted Stock PlanA Award	Vice President and Treasurer	AAward	+3,700 sh	—	—	39,897.061
2013-11-19	JOHNSON CONTROLS INCEmployee Stock Option (Right to Buy)A Award	Vice President and Treasurer	AAward	+12.2K sh	—	—	12,176
2013-11-02	JOHNSON CONTROLS INCM Exercise/Conversion	Vice President and Treasurer	MExercise/Conversion	+273.671 sh	$45.94	+$12.6K	49,456.252
2013-11-02	JOHNSON CONTROLS INCD Disposition to Issuer	Vice President and Treasurer	DDisposition to Issuer	−273.671 sh	$45.94	−$12.6K	49,182.581
2013-11-02	JOHNSON CONTROLS INCF Tax Payment	Vice President and Treasurer	FTax Payment	−1,109 sh	$45.94	−$50.9K	48,073.581

Recent filings

Accepted (ET)
Sep 64
JOHNSON CONTROLS INC0001127602-16-061971
SEC(opens sec.gov)

Companies

Address

5757 N. GREEN BAY AVENUE P.O. BOX 591

MILWAUKEE, WI, 53201-0591