Insider · CIK 0001053750

LEEDS MARSHALL T

Reports to the SEC for 3 companies · BOCA RATON, FL

sec.gov

Transactions

Companies

Filings

CIK

0001053750

Forms 4 and 5

Insider transactions

22 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-12-20	SUMMIT FINANCIAL SERVICES GROUP INCM Exercise/Conversion	Director, Chief Executive Officer, 10% Owner	MExercise/Conversion	+40K sh	$0.35	+$14K	40,000
2013-12-20	SUMMIT FINANCIAL SERVICES GROUP INCStock Option (right to buy)M Exercise/Conversion	Director, Chief Executive Officer, 10% Owner	MExercise/Conversion	−40K sh	—	—	0
2012-12-31	SUMMIT FINANCIAL SERVICES GROUP INCStock Option (right to buy)A Award	Director, Chief Executive Officer, 10% Owner	AAward	+95K sh	—	—	95,000
2011-12-31	SUMMIT FINANCIAL SERVICES GROUP INCStock Option (right to buy)A Award	Director, Chief Executive Officer, 10% Owner	AAward	+90K sh	—	—	90,000
2011-07-15	SUMMIT FINANCIAL SERVICES GROUP INCP Purchase	Director, Chief Executive Officer, 10% Owner	PPurchase	+80K sh	$0.76	+$60.8K	6,480,000
2011-07-06	SUMMIT FINANCIAL SERVICES GROUP INCStock Options (right to buy)A Award	Director, Chief Executive Officer, 10% Owner	AAward	+1.3M sh	—	—	1,304,583
2010-12-31	SUMMIT FINANCIAL SERVICES GROUP INCStock Option (right to buy)A Award	Director, Chief Executive Officer, 10% Owner	AAward	+85K sh	—	—	85,000
2010-01-14	SUMMIT FINANCIAL SERVICES GROUP INCStock Option (right to buy)J Other	Director, Chief Executive Officer, 10% Owner	JOther	−5.6M sh	—	—	0
2010-01-14	SUMMIT FINANCIAL SERVICES GROUP INCStock Option (right to buy)A Award	Director, Chief Executive Officer, 10% Owner	AAward	+2.8M sh	—	—	2,800,000
2010-01-14	SUMMIT FINANCIAL SERVICES GROUP INCDeferred StockA Award	Director, Chief Executive Officer, 10% Owner	AAward	+2.8M sh	—	—	2,800,000
2009-12-31	SUMMIT FINANCIAL SERVICES GROUP INCStock Option (right to buy)A Award	Director, Chief Executive Officer, 10% Owner	AAward	+80K sh	—	—	80,000
2008-12-31	SUMMIT FINANCIAL SERVICES GROUP INCStock Option (right to buy)A Award	Director, Chief Executive Officer, 10% Owner	AAward	+40K sh	—	—	40,000
2007-12-31	SUMMIT FINANCIAL SERVICES GROUP INCStock Option (right to buy)A Award	Director, Chief Executive Officer, 10% Owner	AAward	+40K sh	—	—	40,000
1999-12-21	JWGENESIS FINANCIAL CORP /M Exercise/Conversion	Director, Chairman, President and Chief Executive Officer, 10% Owner	MExercise/Conversion	+22.3K sh	$4.49	+$100K	—
1999-12-21	JWGENESIS FINANCIAL CORP /M Exercise/Conversion	Director, Chairman, President and Chief Executive Officer, 10% Owner	MExercise/Conversion	+52.7K sh	$4.49	+$237K	—
1999-12-21	JWGENESIS FINANCIAL CORP /M Exercise/Conversion	Director, Chairman, President and Chief Executive Officer, 10% Owner	MExercise/Conversion	+11K sh	$9.07	+$100K	—
1999-12-21	JWGENESIS FINANCIAL CORP /M Exercise/Conversion	Director, Chairman, President and Chief Executive Officer, 10% Owner	MExercise/Conversion	+64K sh	$9.07	+$581K	—
1999-12-21	JWGENESIS FINANCIAL CORP /F Tax Payment	Director, Chairman, President and Chief Executive Officer, 10% Owner	FTax Payment	−40.7K sh	$25.00	−$1.02M	918,941
1999-12-21	JWGENESIS FINANCIAL CORP /(Right to Buy)M Exercise/Conversion	Director, Chairman, President and Chief Executive Officer, 10% Owner	MExercise/Conversion	+22.3K sh	—	—	—
1999-12-21	JWGENESIS FINANCIAL CORP /(Right to Buy)M Exercise/Conversion	Director, Chairman, President and Chief Executive Officer, 10% Owner	MExercise/Conversion	+52.7K sh	—	—	—
1999-12-21	JWGENESIS FINANCIAL CORP /(Right to Buy)M Exercise/Conversion	Director, Chairman, President and Chief Executive Officer, 10% Owner	MExercise/Conversion	+11K sh	—	—	—
1999-12-21	JWGENESIS FINANCIAL CORP /(Right to Buy)M Exercise/Conversion	Director, Chairman, President and Chief Executive Officer, 10% Owner	MExercise/Conversion	+64K sh	—	—	—

Recent filings

Accepted (ET)
Dec 244
SUMMIT FINANCIAL SERVICES GROUP INC0001181431-13-064490
SEC(opens sec.gov)
Jan 34
SUMMIT FINANCIAL SERVICES GROUP INC0001181431-13-000973
SEC(opens sec.gov)
Feb 104
SUMMIT FINANCIAL SERVICES GROUP INC0001181431-12-007779
SEC(opens sec.gov)
Jul 194
SUMMIT FINANCIAL SERVICES GROUP INC0001181431-11-041600
SEC(opens sec.gov)
Jul 84
SUMMIT FINANCIAL SERVICES GROUP INC0001181431-11-040758
SEC(opens sec.gov)
Jan 44
SUMMIT FINANCIAL SERVICES GROUP INC0001181431-11-000945
SEC(opens sec.gov)
Jan 194
SUMMIT FINANCIAL SERVICES GROUP INC0001181431-10-003502
SEC(opens sec.gov)
Jan 54
SUMMIT FINANCIAL SERVICES GROUP INC0001181431-10-001132
SEC(opens sec.gov)
Jan 54
SUMMIT FINANCIAL SERVICES GROUP INC0001181431-09-001133
SEC(opens sec.gov)
Jan 34
SUMMIT FINANCIAL SERVICES GROUP INC0001181431-08-000856
SEC(opens sec.gov)
Jan 74
JWGENESIS FINANCIAL CORP /0000910195-00-000012
SEC(opens sec.gov)

Companies

Address

980 NORTH FEDERAL HIGHWAY SUITE 310

BOCA RATON, FL, 33432