Insider · CIK 0001059772

MANDELL RICHARD A

Reports to the SEC for 6 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001059772

Forms 4 and 5

Insider transactions

21 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2012-03-30	HAMPSHIRE GROUP LTDStock option (right to buy)J Other	Director	JOther	+11.5K sh	—	—	11,500
2012-03-30	HAMPSHIRE GROUP LTDJ Other	Director	JOther	−18K sh	—	—	2,000
2012-01-20	ECPGENCORE CAPITAL GROUP INCA Award	Director	AAward	+1,088 sh	—	—	1,088
2011-06-15	ECPGENCORE CAPITAL GROUP INCS Sale	Director	SSale	−21.5K sh	$30.34	−$653K	4,966
2011-06-15	ECPGENCORE CAPITAL GROUP INC · Employee Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	0
2011-06-15	ECPGENCORE CAPITAL GROUP INC · Employee Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	0
2011-06-15	ECPGENCORE CAPITAL GROUP INCS Sale	Director	SSale	−4,966 sh	$31.10	−$154K	0
2011-06-15	ECPGENCORE CAPITAL GROUP INCM Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$16.93	+$169K	22,190
2011-06-15	ECPGENCORE CAPITAL GROUP INCF Tax Payment	Director	FTax Payment	−5,698 sh	$31.99	−$182K	26,492
2011-06-15	ECPGENCORE CAPITAL GROUP INCM Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$1.30	+$13K	32,190
2011-06-06	ECPGENCORE CAPITAL GROUP INCM Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$1.00	+$10K	12,500
2011-06-06	ECPGENCORE CAPITAL GROUP INC · Employee stock option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	0
2011-06-06	ECPGENCORE CAPITAL GROUP INCF Tax Payment	Director	FTax Payment	−310 sh	$32.33	−$10K	12,190
2010-06-16	CIFC Corp.Performance SharesA Award	Director	AAward	+11.1K sh	—	—	11,111
2009-11-09	HAMPSHIRE GROUP LTDA Award	Director	AAward	+20K sh	—	—	20,000
2008-01-23	TRIAN ACQUISITION I CORP.J Other	Director	JOther	+6,250 sh	—	—	100,000
2005-07-14	SMITH & WOLLENSKY RESTAURANT GROUP INCStock Option (Right to Buy)A Award	Director	AAward	+3,000 sh	—	—	3,000
2005-01-31	ECPGENCORE CAPITAL GROUP INC · Employee Stock Option (Right to Buy)A Award	Director	AAward	+60K sh	—	—	60,000
2004-01-06	ECPGENCORE CAPITAL GROUP INCS Sale	Director	SSale	−10K sh	$14.63	−$146K	0
2003-07-29	SMITH & WOLLENSKY RESTAURANT GROUP INCStock Option (right to buy)A Award	Director	AAward	+5,000 sh	—	—	5,000
2003-01-28	ECPGENCORE CAPITAL GROUP INC · Stock OptionA Award	Director	AAward	+10K sh	—	—	—

Recent filings

Accepted (ET)
Apr 24
HAMPSHIRE GROUP LTD0001437749-12-003240
SEC(opens sec.gov)
Jan 244
ENCORE CAPITAL GROUP INC0001181431-12-003717
SEC(opens sec.gov)
Jun 174
ENCORE CAPITAL GROUP INC0001181431-11-037363
SEC(opens sec.gov)
Jun 74
ENCORE CAPITAL GROUP INC0001181431-11-035559
SEC(opens sec.gov)
Jun 184
Deerfield Capital Corp.0001209191-10-034977
SEC(opens sec.gov)
Nov 124
HAMPSHIRE GROUP LTD0000899140-09-001715
SEC(opens sec.gov)
Feb 55
TRIAN ACQUISITION I CORP.0001209191-09-007022
SEC(opens sec.gov)
Jul 184
SMITH & WOLLENSKY RESTAURANT GROUP INC0001116679-05-001943
SEC(opens sec.gov)
Feb 24
ENCORE CAPITAL GROUP INC0001084961-05-000014
SEC(opens sec.gov)
Feb 115
SMITH & WOLLENSKY RESTAURANT GROUP INC0001116679-04-000192
SEC(opens sec.gov)
Jan 74
MANDELL RICHARD0001084961-04-000012
SEC(opens sec.gov)

Companies

Address

C/O TRIAN FUND MANAGEMENT, L.P. 280 PARK AVENUE, 41ST FLOOR

NEW YORK, NY, 10017