Insider · CIK 0001064960

WHIPPLE KENNETH

Reports to the SEC for 5 companies · JACKSON, MI

sec.gov

Transactions

Companies

Filings

CIK

0001064960

Forms 4 and 5

Insider transactions

40 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2011-09-28	KFYKORN FERRYA Award	Director	AAward	+9,800 sh	—	—	29,359
2010-09-14	KFYKORN FERRYA Award	Director	AAward	+3,810 sh	—	—	19,559
2009-05-22	CMSCMS ENERGY CORPA Award	Director, Chairman of the Board	AAward	+5,000 sh	—	—	17,530
2008-05-16	CMSCMS ENERGY CORPA Award	Director, Chairman of the Board	AAward	+2,955 sh	$15.23	+$45K	12,144
2007-08-27	CMSCMS ENERGY CORP · Phantom Stock Units (Restricted)A Award	Director, Chairman of the Board	AAward	+62.5K sh	$15.90	+$994K	187,500
2007-08-27	CMSCMS ENERGY CORP · Phantom Stock Units (Restricted)A Award	Director, Chairman of the Board	AAward	−188K sh	$15.90	−$2.98M	0
2007-03-05	KFYKORN FERRYA Award	Director	AAward	+1,509 sh	—	—	4,759
2007-02-01	KFYKORN FERRYA Award	Director	AAward	+561 sh	—	—	3,250
2007-02-01	KFYKORN FERRY · Employee Stock Option (right to buy)A Award	Director	AAward	+271 sh	—	—	271
2006-07-03	CMSCMS ENERGY CORP · Phantom Stock Units (Salary)M Exercise/Conversion	Director, Chairman of the Board	MExercise/Conversion	−7,598 sh	$9.13	−$69.4K	14,909
2006-06-02	CMSCMS ENERGY CORP · Phantom Stock Units (Salary)M Exercise/Conversion	Director, Chairman of the Board	MExercise/Conversion	−8,048 sh	$8.62	−$69.4K	22,507
2006-05-02	CMSCMS ENERGY CORP · Phantom Stock Units (Salary)M Exercise/Conversion	Director, Chairman of the Board	MExercise/Conversion	−8,348 sh	$8.31	−$69.4K	30,555
2006-05-01	KFYKORN FERRYA Award	Director	AAward	+643 sh	—	—	1,322
2006-05-01	KFYKORN FERRY · Employee Stock Option (Right to Buy)A Award	Director	AAward	+292 sh	—	—	292
2006-01-03	CMSCMS ENERGY CORP · Phantom Stock Units (Salary)M Exercise/Conversion	Director, Chairman of the Board	MExercise/Conversion	−7,411 sh	$8.52	−$63.1K	62,095
2005-10-04	CMSCMS ENERGY CORP · Phantom Stock Units (Salary)M Exercise/Conversion	Director, Chairman of the Board	MExercise/Conversion	−9,413 sh	$7.37	−$69.4K	86,841
2005-09-06	CMSCMS ENERGY CORP · Phantom Stock Units (Salary)M Exercise/Conversion	Director, Chairman of the Board	MExercise/Conversion	−10.4K sh	$6.67	−$69.4K	96,254
2005-07-05	CMSCMS ENERGY CORP · Phantom Stock Units (Salary)M Exercise/Conversion	Director, Chairman of the Board	MExercise/Conversion	−12.6K sh	$8.10	−$102K	122,353
2005-06-02	CMSCMS ENERGY CORP · Phantom Stock Units (Salary)M Exercise/Conversion	Director, Chairman of the Board	MExercise/Conversion	−12.9K sh	$7.92	−$102K	134,950
2005-05-20	CMSCMS ENERGY CORPA Award	Director, Chairman of the Board	AAward	+3,056 sh	$13.09	+$40K	3,156
2005-05-13	CMSCMS ENERGY CORPP Purchase	Director, Chairman of the Board	PPurchase	+10K sh	$12.47	+$125K	48,104
2005-03-03	CMSCMS ENERGY CORP · Phantom Stock Units (Salary)M Exercise/Conversion	Director, Chairman of the Board	MExercise/Conversion	−18.5K sh	$4.50	−$83.4K	180,111
2005-02-28	CMSCMS ENERGY CORP · Bonus PSUJ Other	Director, Chairman of the Board	JOther	−184K sh	$10.53	−$1.94M	0
2005-02-03	CMSCMS ENERGY CORP · Phantom Stock Units (Salary)M Exercise/Conversion	Director, Chairman of the Board	MExercise/Conversion	−14.7K sh	$5.67	−$83.2K	198,637
2005-02-01	KFYKORN FERRY · Employee Stock Option (right to buy)A Award	Director	AAward	+977 sh	—	—	977
2005-01-04	CMSCMS ENERGY CORP · Phantom Stock Units (Salary)M Exercise/Conversion	Director, Chairman of the Board	MExercise/Conversion	−8,019 sh	$9.44	−$75.7K	213,316
2004-12-03	CMSCMS ENERGY CORP · Phantom Stock Units (Salary)M Exercise/Conversion	Director, Chairman of the Board	MExercise/Conversion	−8,378 sh	$9.95	−$83.4K	221,335
2004-09-07	CMSCMS ENERGY CORP · Phantom Stock Units (Salary)M Exercise/Conversion	Director, Chairman of the Board	MExercise/Conversion	+7,894 sh	$9.73	+$76.8K	268,045
2004-08-27	CMSCMS ENERGY CORP · Phanton Stock Units (Restricted)A Award	Director, Chairman of the Board	AAward	+125K sh	$9.07	+$1.13M	250,000
2004-08-02	KFYKORN FERRY · Employee Stock Option(right to buy)A Award	Director	AAward	+564 sh	—	—	564
2003-10-31	CMSCMS ENERGY CORP · Phanton Stock Units (Restricted)A Award	Director, Chairman of the Board	AAward	+125K sh	—	—	125,000
2002-12-31	CMSCMS ENERGY CORP · Phantom Stock UnitsJ Other	Director, Chairman of the Board	JOther	+60.5K sh	—	—	60,519
2000-11-30	ASSOCIATES FIRST CAPITAL CORPD Disposition to Issuer	Director	DDisposition to Issuer	−120K sh	$1.00	−$120K	0
2000-11-30	ASSOCIATES FIRST CAPITAL CORPStock OptionsD Disposition to Issuer	Director	DDisposition to Issuer	−30K sh	—	—	0
2000-11-30	ASSOCIATES FIRST CAPITAL CORPStock OptionsD Disposition to Issuer	Director	DDisposition to Issuer	−30K sh	—	—	0
2000-01-03	ASSOCIATES FIRST CAPITAL CORPStock OptionsA Award	Director	AAward	+30K sh	—	—	30,000
1999-10-12	ASSOCIATES FIRST CAPITAL CORPS Sale	Director	SSale	−13K sh	$36.69	−$477K	119,918
1999-04-29	GALILEO INTERNATIONAL INCNon-Employee Director Stock Option (Right to Buy) (1)A Award	Insider	AAward	+1,000 sh	—	—	1,000
1999-03-09	ASSOCIATES FIRST CAPITAL CORPStock OptionsA Award	Director	AAward	+30K sh	—	—	30,000
1998-04-23	GALILEO INTERNATIONAL INCNon-Employee Director Stock Option (Right to Buy) (1)A Award	Insider	AAward	+1,000 sh	—	—	1,000

Recent filings

Accepted (ET)
Sep 304
WHIPPLE KENNETH0001209191-11-049529
SEC(opens sec.gov)
Sep 204
WHIPPLE KENNETH0001209191-10-047024
SEC(opens sec.gov)
May 274
WHIPPLE KENNETH0001246360-09-001843
SEC(opens sec.gov)
May 204
CMS ENERGY CORP0001246360-08-001585
SEC(opens sec.gov)
Aug 294
CMS ENERGY CORP0001246360-07-002686
SEC(opens sec.gov)
Mar 74
WHIPPLE KENNETH0001181431-07-017739
SEC(opens sec.gov)
Feb 54
KORN FERRY INTERNATIONAL0001181431-07-008630
SEC(opens sec.gov)
Jul 64
CMS ENERGY CORP0001246360-06-001822
SEC(opens sec.gov)
Jun 54
WHIPPLE KENNETH0001246360-06-001591
SEC(opens sec.gov)
May 44
CMS ENERGY CORP0001246360-06-001288
SEC(opens sec.gov)
May 24
WHIPPLE KENNETH0001181431-06-026922
SEC(opens sec.gov)
Jan 44
WHIPPLE KENNETH0001246360-06-000049
SEC(opens sec.gov)
Oct 54
CMS ENERGY CORP0001246360-05-001779
SEC(opens sec.gov)
Sep 64
CMS ENERGY CORP0001246360-05-001609
SEC(opens sec.gov)
Jul 64
CMS ENERGY CORP0001246360-05-001110
SEC(opens sec.gov)
Jun 64
CMS ENERGY CORP0001246360-05-000880
SEC(opens sec.gov)
May 244
CMS ENERGY CORP0001064960-05-000020
SEC(opens sec.gov)

Companies

Address

ONE ENERGY PLAZA

JACKSON, MI, 49201