Insider · CIK 0001065134

Bates Ann Torre

Reports to the SEC for 14 companies · FORT LAUDERDALE, FL

sec.gov

Transactions

Companies

Filings

CIK

0001065134

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2025-02-11	ARCCARES CAPITAL CORPP Purchase	Director	PPurchase	+6,000 sh	$22.75	+$137K	30,000
2023-12-21	ARES STRATEGIC INCOME FUNDP Purchase	Director	PPurchase	+3,699.593 sh	$27.03	+$100K	3,699.593
2023-12-21	ARES STRATEGIC INCOME FUNDP Purchase	Director	PPurchase	+14.8K sh	$27.03	+$400K	14,798.372
2023-10-11	UNFIUNITED NATURAL FOODS INCS Sale	Director	SSale	−16.1K sh	$14.94	−$240K	0
2022-10-06	UNFIUNITED NATURAL FOODS INCA Award	Director	AAward	+4,591 sh	—	—	16,061
2021-10-13	UNFIUNITED NATURAL FOODS INCS Sale	Director	SSale	−9,326 sh	$44.84	−$418K	7,970
2021-10-12	UNFIUNITED NATURAL FOODS INCM Exercise/Conversion	Director	MExercise/Conversion	+9,326 sh	—	—	17,296
2021-10-12	UNFIUNITED NATURAL FOODS INC · Restricted Stock UnitA Award	Director	AAward	+3,500 sh	—	—	3,500
2021-10-12	UNFIUNITED NATURAL FOODS INC · Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−9,326 sh	—	—	0
2021-10-07	UNFIUNITED NATURAL FOODS INCS Sale	Director	SSale	−20.3K sh	$46.95	−$954K	7,970
2021-09-30	UNFIUNITED NATURAL FOODS INCS Sale	Director	SSale	−697 sh	$47.99	−$33.4K	3,303
2021-09-30	UNFIUNITED NATURAL FOODS INCS Sale	Director	SSale	−396 sh	$49.81	−$19.7K	0
2021-09-30	UNFIUNITED NATURAL FOODS INCS Sale	Director	SSale	−21.1K sh	$48.72	−$1.03M	30,196
2021-09-30	UNFIUNITED NATURAL FOODS INCS Sale	Director	SSale	−2,907 sh	$49.19	−$143K	396
2021-09-30	UNFIUNITED NATURAL FOODS INCS Sale	Director	SSale	−1,900 sh	$49.42	−$93.9K	28,296
2021-09-30	UNFIUNITED NATURAL FOODS INCS Sale	Director	SSale	−7,007 sh	$47.71	−$334K	51,289
2020-10-12	UNFIUNITED NATURAL FOODS INC · Restricted Stock UnitA Award	Director	AAward	+9,326 sh	—	—	9,326
2020-10-06	UNFIUNITED NATURAL FOODS INCM Exercise/Conversion	Director	MExercise/Conversion	+20.3K sh	—	—	58,296
2020-10-06	UNFIUNITED NATURAL FOODS INC · Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−20.3K sh	—	—	0
2020-03-13	UNFIUNITED NATURAL FOODS INCP Purchase	Director	PPurchase	+4,000 sh	$5.43	+$21.7K	4,000
2020-03-13	UNFIUNITED NATURAL FOODS INCP Purchase	Director	PPurchase	+20K sh	$5.48	+$110K	37,970
2019-12-19	UNFIUNITED NATURAL FOODS INC · Restricted Stock UnitA Award	Director	AAward	+20.3K sh	—	—	20,326
2019-05-15	ARCCARES CAPITAL CORPP Purchase	Director	PPurchase	+5,725 sh	$17.61	+$101K	8,000
2019-05-15	ARCCARES CAPITAL CORPP Purchase	Director	PPurchase	+4,000 sh	$17.61	+$70.4K	24,000
2019-03-25	UNFIUNITED NATURAL FOODS INC · Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−3,075 sh	—	—	0
2019-03-25	UNFIUNITED NATURAL FOODS INCM Exercise/Conversion	Director	MExercise/Conversion	+3,075 sh	—	—	17,970
2018-09-25	UNFIUNITED NATURAL FOODS INCM Exercise/Conversion	Director	MExercise/Conversion	+3,075 sh	—	—	14,895
2018-09-25	UNFIUNITED NATURAL FOODS INC · Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−3,075 sh	—	—	3,075
2018-09-25	UNFIUNITED NATURAL FOODS INC · Restricted Stock UnitA Award	Director	AAward	+6,150 sh	—	—	6,150
2018-08-29	ARCCARES CAPITAL CORPP Purchase	Director	PPurchase	+9,000 sh	$17.44	+$157K	20,000
2018-05-02	TDFTEMPLETON DRAGON FUND INCP Purchase	Director	PPurchase	+2,095 sh	$21.77	+$45.6K	2,095
2018-05-02	TDFTEMPLETON DRAGON FUND INCP Purchase	Director	PPurchase	+100 sh	$21.84	+$2,184	2,195
2018-05-02	SABASaba Capital Income & Opportunities Fund IIP Purchase	Trustee	PPurchase	+7,765 sh	$6.43	+$50K	7,765
2018-05-02	TEITEMPLETON EMERGING MARKETS INCOME FUNDP Purchase	Trustee	PPurchase	+4,425 sh	$11.33	+$50.1K	4,425
2018-05-02	TDFTEMPLETON DRAGON FUND INCP Purchase	Director	PPurchase	+100 sh	$21.81	+$2,181	2,295
2018-05-02	EMFTEMPLETON EMERGING MARKETS FUNDP Purchase	Trustee	PPurchase	+500 sh	$15.70	+$7,850	2,900
2018-05-02	EMFTEMPLETON EMERGING MARKETS FUNDP Purchase	Trustee	PPurchase	+200 sh	$15.74	+$3,148	3,100
2018-05-02	EMFTEMPLETON EMERGING MARKETS FUNDP Purchase	Trustee	PPurchase	+1,500 sh	$15.79	+$23.7K	1,500
2018-05-02	EMFTEMPLETON EMERGING MARKETS FUNDP Purchase	Trustee	PPurchase	+100 sh	$15.69	+$1,569	3,200
2018-05-02	EMFTEMPLETON EMERGING MARKETS FUNDP Purchase	Trustee	PPurchase	+900 sh	$15.78	+$14.2K	2,400
2018-03-15	UNFIUNITED NATURAL FOODS INCM Exercise/Conversion	Director	MExercise/Conversion	+2,390 sh	—	—	11,820
2018-03-15	UNFIUNITED NATURAL FOODS INC · Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−2,390 sh	—	—	0
2017-10-06	UNFIUNITED NATURAL FOODS INCS Sale	Director	SSale	−7,190 sh	$40.16	−$289K	9,430
2017-09-15	UNFIUNITED NATURAL FOODS INC · Restricted Stock UnitA Award	Director	AAward	+4,780 sh	—	—	4,780
2017-09-15	UNFIUNITED NATURAL FOODS INC · Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−2,390 sh	—	—	2,390
2017-09-15	UNFIUNITED NATURAL FOODS INCM Exercise/Conversion	Director	MExercise/Conversion	+2,390 sh	—	—	16,620
2017-03-15	UNFIUNITED NATURAL FOODS INCM Exercise/Conversion	Director	MExercise/Conversion	+2,400 sh	—	—	14,230
2017-03-15	UNFIUNITED NATURAL FOODS INC · Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−2,400 sh	—	—	0
2016-09-15	UNFIUNITED NATURAL FOODS INC · Restricted Stock UnitA Award	Director	AAward	+4,800 sh	—	—	4,800
2016-09-15	UNFIUNITED NATURAL FOODS INC · Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−2,400 sh	—	—	2,400

Recent filings

Accepted (ET)
Feb 134
Bates Ann Torre0001104659-25-012919
SEC(opens sec.gov)
Dec 224
Bates Ann Torre0001104659-23-128785
SEC(opens sec.gov)
Oct 134
Bates Ann Torre0001020859-23-000091
SEC(opens sec.gov)
Oct 114
Bates Ann Torre0001020859-22-000072
SEC(opens sec.gov)
Oct 144
Bates Ann Torre0001020859-21-000123
SEC(opens sec.gov)
Oct 124
Bates Ann Torre0001020859-21-000117
SEC(opens sec.gov)
Oct 44
Bates Ann Torre0001020859-21-000097
SEC(opens sec.gov)
Oct 144
Bates Ann Torre0001020859-20-000142
SEC(opens sec.gov)
Oct 84
Bates Ann Torre0001020859-20-000104
SEC(opens sec.gov)
Mar 174
Bates Ann Torre0001020859-20-000010
SEC(opens sec.gov)

Companies

Address

300 S.E. 2ND STREET

FORT LAUDERDALE, FL, 33301