Insider · CIK 0001067569

LAVOY THOMAS C

Reports to the SEC for 2 companies · SCOTTSDALE, AZ

sec.gov

Transactions

Companies

Filings

CIK

0001067569

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-03-01	CATXPerspective Therapeutics, Inc.P Purchase	Director, CEO and Chairman of the Board	PPurchase	+4,186 sh	$0.43	+$1,799.98	270,519
2018-03-01	CATXPerspective Therapeutics, Inc.P Purchase	Director, CEO and Chairman of the Board	PPurchase	+45.8K sh	$0.44	+$20.2K	316,333
2017-11-20	CATXPerspective Therapeutics, Inc. · Stock Options (right to buy)M Exercise/Conversion	Director, CEO and Chairman of the Board	MExercise/Conversion	−82.8K sh	—	—	632,190
2017-11-20	CATXPerspective Therapeutics, Inc.M Exercise/Conversion	Director, CEO and Chairman of the Board	MExercise/Conversion	+82.8K sh	$0.60	+$50.1K	266,333
2017-06-27	CATXPerspective Therapeutics, Inc. · Stock Options (right to buy)A Award	Director, CEO and Chairman of the Board	AAward	+715K sh	—	—	0
2017-06-27	CATXPerspective Therapeutics, Inc. · Stock Options (right to buy)A Award	Director, CEO and Chairman of the Board	AAward	+715K sh	—	—	0
2017-06-15	CATXPerspective Therapeutics, Inc. · Stock Options (right to buy)D Disposition to Issuer	Director, CEO and Chairman of the Board	DDisposition to Issuer	−250K sh	—	—	0
2017-06-15	CATXPerspective Therapeutics, Inc. · Stock Options (right to buy)D Disposition to Issuer	Director, CEO and Chairman of the Board	DDisposition to Issuer	−100K sh	—	—	0
2017-06-15	CATXPerspective Therapeutics, Inc. · Stock Options (right to buy)D Disposition to Issuer	Director, CEO and Chairman of the Board	DDisposition to Issuer	−250K sh	—	—	0
2017-06-15	CATXPerspective Therapeutics, Inc. · Stock Options (right to buy)D Disposition to Issuer	Director, CEO and Chairman of the Board	DDisposition to Issuer	−100K sh	—	—	0
2017-03-10	CATXPerspective Therapeutics, Inc.P Purchase	Director, CEO and Chairman of the Board	PPurchase	+20K sh	$0.53	+$10.6K	183,523
2016-11-17	CATXPerspective Therapeutics, Inc.P Purchase	Director, CEO and Chairman of the Board	PPurchase	+20K sh	$0.60	+$12K	163,523
2016-06-21	CATXPerspective Therapeutics, Inc. · Stock Option (Right to Buy)A Award	Director, CEO and Chairman of the Board	AAward	+100K sh	—	—	100,000
2016-03-17	CATXPerspective Therapeutics, Inc.P Purchase	Director, CEO and Chairman of the Board	PPurchase	+13.3K sh	$0.90	+$12K	143,523
2016-03-11	CATXPerspective Therapeutics, Inc.P Purchase	Director, CEO and Chairman of the Board	PPurchase	+11.7K sh	$0.90	+$10.5K	130,229
2016-03-11	CATXPerspective Therapeutics, Inc.P Purchase	Director, CEO and Chairman of the Board	PPurchase	+25K sh	$0.88	+$22K	118,528
2016-02-15	CATXPerspective Therapeutics, Inc. · Stock optionsA Award	Director, CEO and Chairman of the Board	AAward	+250K sh	—	—	250,000
2015-03-06	CATXPerspective Therapeutics, Inc.P Purchase	Director, CEO and Chairman of the Board	PPurchase	+10K sh	$1.66	+$16.6K	93,523
2014-11-05	ALANCO TECHNOLOGIES INCA Award	Director	AAward	+25K sh	$0.42	+$10.5K	27,914
2014-11-05	ALANCO TECHNOLOGIES INCClass A Common Stock OptionsA Award	Director	AAward	+80K sh	$0.50	+$40K	170,000
2012-11-28	CATXPerspective Therapeutics, Inc.P Purchase	Director, CEO and Chairman of the Board	PPurchase	+18.1K sh	$0.49	+$8,869	83,523
2012-04-11	ALANCO TECHNOLOGIES INCClass A Common Stock OptionsA Award	Director	AAward	+40K sh	$0.75	+$30K	40,000
2011-06-30	ALANCO TECHNOLOGIES INCClass A Common Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−3,200 sh	—	—	0
2011-06-30	ALANCO TECHNOLOGIES INCClass A Common Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−9,375 sh	—	—	0
2011-06-30	ALANCO TECHNOLOGIES INCClass A Common Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−9,375 sh	—	—	0
2011-06-30	ALANCO TECHNOLOGIES INCClass A Common Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−5,000 sh	—	—	0
2011-06-30	ALANCO TECHNOLOGIES INCClass A Common Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−4,000 sh	—	—	0
2011-06-30	ALANCO TECHNOLOGIES INCS Sale	Director	SSale	−17.5K sh	$2.46	−$43.1K	2,914
2011-06-30	ALANCO TECHNOLOGIES INCClass A Common Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−800 sh	—	—	0
2011-06-30	ALANCO TECHNOLOGIES INCClass A Common Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−800 sh	—	—	0
2011-06-30	ALANCO TECHNOLOGIES INCClass A Common Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−3,200 sh	—	—	0
2011-06-30	ALANCO TECHNOLOGIES INCClass A Common Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−2,000 sh	—	—	0
2011-06-21	CATXPerspective Therapeutics, Inc.M Exercise/Conversion	Director, CEO and Chairman of the Board	MExercise/Conversion	+25K sh	$0.99	+$24.8K	65,423
2011-06-21	CATXPerspective Therapeutics, Inc. · Stock OptionsM Exercise/Conversion	Director, CEO and Chairman of the Board	MExercise/Conversion	−25K sh	—	—	0
2011-06-07	CATXPerspective Therapeutics, Inc. · Stock OptionsA Award	Director, CEO and Chairman of the Board	AAward	+25K sh	—	—	25,000
2011-01-20	ALANCO TECHNOLOGIES INCJ Other	Director	JOther	+902 sh	$1.45	+$1,307.9	19,310
2010-11-18	ALANCO TECHNOLOGIES INCJ Other	Director	JOther	+890 sh	$1.47	+$1,308.3	18,408
2010-07-19	ALANCO TECHNOLOGIES INCJ Other	Director	JOther	+5,881 sh	$0.22	+$1,293.82	140,158
2010-05-07	ALANCO TECHNOLOGIES INCJ Other	Director	JOther	+5,529 sh	$0.23	+$1,271.67	134,277
2010-01-15	ALANCO TECHNOLOGIES INCJ Other	Director	JOther	+378 sh	$10.00	+$3,780	10,378
2009-10-15	ALANCO TECHNOLOGIES INCJ Other	Director	JOther	+7,413 sh	$0.51	+$3,780.63	128,748
2009-09-08	ALANCO TECHNOLOGIES INCClass A Common Stock OptionsJ Other	Director	JOther	−6,400 sh	$0.50	−$3,200	0
2009-08-11	ALANCO TECHNOLOGIES INCJ Other	Director	JOther	+8,697 sh	$0.43	+$3,739.71	121,335
2009-07-13	ALANCO TECHNOLOGIES INCClass A Common Stock OptionsA Award	Director	AAward	+75K sh	$0.50	+$37.5K	75,000
2009-02-27	ALANCO TECHNOLOGIES INCJ Other	Director	JOther	+12.2K sh	$0.31	+$3,780.76	104,769
2008-08-25	ALANCO TECHNOLOGIES INCP Purchase	Director	PPurchase	+10K sh	$10.00	+$100K	10,000
2008-06-30	ALANCO TECHNOLOGIES INCSeries A Convertible Preferred StockC Conversion	Director	CConversion	−68.9K sh	$1.25	−$86.2K	0
2008-06-30	ALANCO TECHNOLOGIES INCC Conversion	Director	CConversion	+82.7K sh	$1.25	+$103K	92,573
2008-01-20	ALANCO TECHNOLOGIES INCSeries A Convertible Preferred StockJ Other	Director	JOther	+3,329 sh	$1.50	+$4,993.5	59,133
2007-06-01	CATXPerspective Therapeutics, Inc. · Stock Option (right to buy)A Award	Director, CEO and Chairman of the Board	AAward	+50K sh	—	—	200,000

Recent filings

Accepted (ET)
Mar 24
LAVOY THOMAS C0001437749-18-003788
SEC(opens sec.gov)
Nov 214
LAVOY THOMAS C0001437749-17-019680
SEC(opens sec.gov)
Jun 294
IsoRay, Inc.0001642247-17-000009
SEC(opens sec.gov)
Jun 294/A
IsoRay, Inc.0001642247-17-000015
SEC(opens sec.gov)
Mar 134
IsoRay, Inc.0001642247-17-000004
SEC(opens sec.gov)
Nov 214
IsoRay, Inc.0001642247-16-000010
SEC(opens sec.gov)
Jun 234
IsoRay, Inc.0001642247-16-000008
SEC(opens sec.gov)
Mar 174
IsoRay, Inc.0001642247-16-000007
SEC(opens sec.gov)
Mar 154
IsoRay, Inc.0001642247-16-000005
SEC(opens sec.gov)
Feb 194
IsoRay, Inc.0001642247-16-000003
SEC(opens sec.gov)
Mar 114
IsoRay, Inc.0001474563-15-000001
SEC(opens sec.gov)
Nov 74
ALANCO TECHNOLOGIES INC0000098618-14-000023
SEC(opens sec.gov)

Companies

Address

9431 E. CALLE DE LAS BRISAS

SCOTTSDALE, AZ, 85255