Insider · CIK 0001067985

CAPETOLA ROBERT J

Reports to the SEC for 1 company · WARRINGTON, PA

sec.gov

Transactions

Companies

Filings

CIK

0001067985

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2009-06-30	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Former President/CEO	AAward	+1,945 sh	$1.06	+$2,061.7	17,938
2009-04-08	WINTWINDTREE THERAPEUTICS INC /DE/G Gift	Former President/CEO	GGift	−15K sh	$1.72	−$25.8K	418,479
2009-03-31	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Former President/CEO	AAward	+1,719 sh	$1.20	+$2,062.8	15,993
2008-12-31	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Former President/CEO	AAward	+1,728 sh	$1.12	+$1,935.36	14,274
2007-11-16	WINTWINDTREE THERAPEUTICS INC /DE/P Purchase	Former President/CEO	PPurchase	+50K sh	$2.54	+$127K	296,944
2007-09-30	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Former President/CEO	AAward	+775 sh	$2.50	+$1,937.5	246,944
2007-06-21	WINTWINDTREE THERAPEUTICS INC /DE/ · Non-Qualified Stock Option (right to buy)A Award	Former President/CEO	AAward	+569K sh	—	—	569,418
2007-06-21	WINTWINDTREE THERAPEUTICS INC /DE/ · Incentive Stock Option (right to buy)A Award	Former President/CEO	AAward	+30.6K sh	—	—	30,582
2007-03-31	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Former President/CEO	AAward	+812 sh	$2.31	+$1,875.72	220,485
2006-01-03	WINTWINDTREE THERAPEUTICS INC /DE/ · Non-Qualified Stock Option (right to buy)A Award	Former President/CEO	AAward	+139K sh	—	—	138,582
2006-01-03	WINTWINDTREE THERAPEUTICS INC /DE/ · Incentive Stock Option (right to buy)A Award	Former President/CEO	AAward	+51.4K sh	—	—	51,418
2006-01-03	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Former President/CEO	AAward	+15K sh	—	—	963,699
2005-12-28	WINTWINDTREE THERAPEUTICS INC /DE/G Gift	Former President/CEO	GGift	−1,470 sh	$6.92	−$10.2K	948,699
2005-10-21	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Former President/CEO	AAward	+271 sh	$6.45	+$1,747.95	950,169
2005-07-21	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Former President/CEO	AAward	+271 sh	$6.46	+$1,750.931	949,898
2005-04-26	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Former President/CEO	AAward	+311 sh	$5.63	+$1,750.93	949,627
2004-12-17	WINTWINDTREE THERAPEUTICS INC /DE/ · Non-Qualified Stock Option (right to buy)A Award	Former President/CEO	AAward	+499K sh	—	—	499,435
2004-12-17	WINTWINDTREE THERAPEUTICS INC /DE/ · Incentive Stock Option (right to buy)A Award	Former President/CEO	AAward	+565 sh	—	—	565
2004-08-12	WINTWINDTREE THERAPEUTICS INC /DE/ · Incentive Stock Option (right to buy)A Award	Former President/CEO	AAward	+88K sh	—	—	88,000
2004-08-02	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Former President/CEO	AAward	+170 sh	$9.59	+$1,630.3	913,852
2004-07-09	WINTWINDTREE THERAPEUTICS INC /DE/ · Incentive Stock Option (right to buy)M Exercise/Conversion	Former President/CEO	MExercise/Conversion	−31.3K sh	—	—	31,250
2004-07-09	WINTWINDTREE THERAPEUTICS INC /DE/F Tax Payment	Former President/CEO	FTax Payment	−5,779 sh	$1.72	−$9,939.88	913,682
2004-07-09	WINTWINDTREE THERAPEUTICS INC /DE/M Exercise/Conversion	Former President/CEO	MExercise/Conversion	+31.3K sh	$1.72	+$53.8K	919,461
2004-01-23	WINTWINDTREE THERAPEUTICS INC /DE/ · Incentive Stock Option (right to buy)M Exercise/Conversion	Former President/CEO	MExercise/Conversion	−59.5K sh	—	—	0
2004-01-23	WINTWINDTREE THERAPEUTICS INC /DE/ · Incentive Stock Option (right to buy)M Exercise/Conversion	Former President/CEO	MExercise/Conversion	−54.2K sh	—	—	0
2004-01-23	WINTWINDTREE THERAPEUTICS INC /DE/ · Incentive Stock Option (right to buy)M Exercise/Conversion	Former President/CEO	MExercise/Conversion	−22.5K sh	—	—	0
2004-01-23	WINTWINDTREE THERAPEUTICS INC /DE/ · Incentive Stock Option (right to buy)M Exercise/Conversion	Former President/CEO	MExercise/Conversion	−10K sh	—	—	20,000
2004-01-23	WINTWINDTREE THERAPEUTICS INC /DE/F Tax Payment	Former President/CEO	FTax Payment	−19.4K sh	$12.44	−$241K	863,782
2004-01-23	WINTWINDTREE THERAPEUTICS INC /DE/M Exercise/Conversion	Former President/CEO	MExercise/Conversion	+54.2K sh	$4.44	+$241K	883,140
2004-01-23	WINTWINDTREE THERAPEUTICS INC /DE/M Exercise/Conversion	Former President/CEO	MExercise/Conversion	+92.6K sh	$4.44	+$411K	823,674
2004-01-23	WINTWINDTREE THERAPEUTICS INC /DE/F Tax Payment	Former President/CEO	FTax Payment	−14K sh	$12.44	−$175K	731,106
2004-01-23	WINTWINDTREE THERAPEUTICS INC /DE/M Exercise/Conversion	Former President/CEO	MExercise/Conversion	+43K sh	$4.06	+$175K	745,143
2004-01-23	WINTWINDTREE THERAPEUTICS INC /DE/F Tax Payment	Former President/CEO	FTax Payment	−21.2K sh	$12.44	−$264K	828,900
2004-01-23	WINTWINDTREE THERAPEUTICS INC /DE/M Exercise/Conversion	Former President/CEO	MExercise/Conversion	+59.5K sh	$4.44	+$264K	850,136
2004-01-23	WINTWINDTREE THERAPEUTICS INC /DE/F Tax Payment	Former President/CEO	FTax Payment	−33K sh	$12.44	−$411K	790,636
2004-01-23	WINTWINDTREE THERAPEUTICS INC /DE/M Exercise/Conversion	Former President/CEO	MExercise/Conversion	+22.5K sh	$4.44	+$100K	886,304
2004-01-23	WINTWINDTREE THERAPEUTICS INC /DE/M Exercise/Conversion	Former President/CEO	MExercise/Conversion	+10K sh	$1.89	+$18.9K	888,266
2004-01-23	WINTWINDTREE THERAPEUTICS INC /DE/F Tax Payment	Former President/CEO	FTax Payment	−1,519 sh	$12.44	−$18.9K	886,747
2004-01-23	WINTWINDTREE THERAPEUTICS INC /DE/ · Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Former President/CEO	MExercise/Conversion	−43K sh	—	—	0
2004-01-23	WINTWINDTREE THERAPEUTICS INC /DE/ · Incentive Stock Option (right to buy)M Exercise/Conversion	Former President/CEO	MExercise/Conversion	−92.6K sh	—	—	0
2004-01-23	WINTWINDTREE THERAPEUTICS INC /DE/F Tax Payment	Former President/CEO	FTax Payment	−8,038 sh	$12.44	−$100K	878,266
2003-12-29	WINTWINDTREE THERAPEUTICS INC /DE/G Gift	Former President/CEO	GGift	−13.7K sh	$10.25	−$140K	702,133
2003-09-12	WINTWINDTREE THERAPEUTICS INC /DE/G Gift	Former President/CEO	GGift	−125K sh	$8.08	−$1.01M	715,833
2003-09-12	WINTWINDTREE THERAPEUTICS INC /DE/ · Employee Stock Option (Right to Buy)A Award	Former President/CEO	AAward	+200K sh	—	—	200,000
2003-08-13	WINTWINDTREE THERAPEUTICS INC /DE/P Purchase	Former President/CEO	PPurchase	+2,000 sh	$7.24	+$14.5K	840,833
2002-12-30	WINTWINDTREE THERAPEUTICS INC /DE/G Gift	Former President/CEO	GGift	−2,500 sh	$2.77	−$6,922.5	498,246
2002-12-23	WINTWINDTREE THERAPEUTICS INC /DE/G Gift	Former President/CEO	GGift	−2,000 sh	$2.83	−$5,660	498,246
2002-06-11	WINTWINDTREE THERAPEUTICS INC /DE/P Purchase	Former President/CEO	PPurchase	+6,000 sh	$1.84	+$11K	502,746
2002-01-29	WINTWINDTREE THERAPEUTICS INC /DE/P Purchase	Former President/CEO	PPurchase	+500 sh	$3.44	+$1,720	496,746
2002-01-29	WINTWINDTREE THERAPEUTICS INC /DE/P Purchase	Former President/CEO	PPurchase	+500 sh	$3.43	+$1,715	496,746

Recent filings

Accepted (ET)
Feb 95
CAPETOLA ROBERT J0000946486-10-000013
SEC(opens sec.gov)
Nov 194
DISCOVERY LABORATORIES INC /DE/0000946486-07-000046
SEC(opens sec.gov)
Jun 254
DISCOVERY LABORATORIES INC /DE/0000946486-07-000039
SEC(opens sec.gov)
Jan 54
CAPETOLA ROBERT J0000946486-06-000005
SEC(opens sec.gov)
May 174
CAPETOLA ROBERT J0000946486-05-000024
SEC(opens sec.gov)
Aug 134
DISCOVERY LABORATORIES INC /DE/0000946486-04-000045
SEC(opens sec.gov)

Companies

WINDTREE THERAPEUTICS INC /DE/Former President/CEOWINT

Address

2600 KELLY ROAD

WARRINGTON, PA, 18976