Insider · CIK 0001070027

CARTER HAROLD D

Reports to the SEC for 4 companies · DALLAS, TX

sec.gov

Transactions

Companies

Filings

CIK

0001070027

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-12-23	MNRL Sub Inc.G Gift	Director	GGift	−8,184 sh	—	—	13,688
2020-05-28	MNRL Sub Inc.A Award	Director	AAward	+10.6K sh	—	—	21,872
2020-03-20	MNRL Sub Inc.P Purchase	Director	PPurchase	+2,375.065 sh	$7.04	+$16.7K	48,375.065
2020-03-19	MNRL Sub Inc.P Purchase	Director	PPurchase	+3,000 sh	$7.23	+$21.7K	11,274
2020-03-18	MNRL Sub Inc.P Purchase	Director	PPurchase	+2,000 sh	$6.46	+$12.9K	46,000
2020-03-09	MNRL Sub Inc.P Purchase	Director	PPurchase	+4,000 sh	$12.03	+$48.1K	44,000
2019-05-07	ABRAXAS PETROLEUM CORPA Award	Director	AAward	+9,231 sh	$1.30	+$12K	166,170
2019-04-23	MNRL Sub Inc.A Award	Director	AAward	+8,274 sh	—	—	8,274
2019-04-23	MNRL Sub Inc.Brigham Minerals Holdings, LLC UnitsA Award	Director	AAward	+67.8K sh	—	—	67,811
2019-04-23	MNRL Sub Inc.A Award	Director	AAward	+67.8K sh	—	—	67,811
2019-04-23	MNRL Sub Inc.P Purchase	Director	PPurchase	+40K sh	$18.00	+$720K	48,274
2018-05-08	ABRAXAS PETROLEUM CORPDirector Stock OptionA Award	Director	AAward	+25K sh	$2.87	+$71.8K	25,000
2017-05-09	ABRAXAS PETROLEUM CORPDirector Stock OptionA Award	Director	AAward	+25K sh	$1.87	+$46.8K	25,000
2016-05-10	ABRAXAS PETROLEUM CORPDirector Stock OptionA Award	Director	AAward	+25K sh	$1.34	+$33.5K	25,000
2016-03-15	ABRAXAS PETROLEUM CORPA Award	Director	AAward	+4,990 sh	$0.97	+$4,840.3	156,939
2015-08-21	ABRAXAS PETROLEUM CORPDirector Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−10K sh	$1.06	−$10.6K	0
2015-08-21	ABRAXAS PETROLEUM CORPM Exercise/Conversion	Director	MExercise/Conversion	+50K sh	$0.99	+$49.5K	141,949
2015-08-21	ABRAXAS PETROLEUM CORPM Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$1.06	+$10.6K	151,949
2015-08-21	ABRAXAS PETROLEUM CORPDirector Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−50K sh	$0.99	−$49.5K	0
2015-05-05	ABRAXAS PETROLEUM CORPDirector Stock OptionA Award	Director	AAward	+25K sh	$3.66	+$91.5K	25,000
2013-05-14	ABRAXAS PETROLEUM CORPDirector Stock OptionA Award	Director	AAward	−12K sh	$2.39	−$28.7K	12,000
2013-01-08	ABRAXAS PETROLEUM CORPP Purchase	Director	PPurchase	+2,000 sh	$2.25	+$4,500	91,949
2012-05-04	ABRAXAS PETROLEUM CORPDirector Stock OptionA Award	Director	AAward	+12K sh	$2.90	+$34.8K	12,000
2012-03-22	ABRAXAS PETROLEUM CORPA Award	Director	AAward	+45K sh	$1.01	+$45.5K	89,949
2012-03-22	ABRAXAS PETROLEUM CORPDirector Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−45K sh	$1.01	−$45.5K	0
2011-12-01	BRIGHAM EXPLORATION COU Disposition from Tender	Director	UDisposition from Tender	−300K sh	$36.50	−$11M	0
2011-12-01	BRIGHAM EXPLORATION COU Disposition from Tender	Director	UDisposition from Tender	−49.3K sh	$36.50	−$1.8M	0
2011-06-21	BRIGHAM EXPLORATION COA Award	Director	AAward	+1,500 sh	—	—	49,300
2011-05-05	ABRAXAS PETROLEUM CORPDirector Stock OptionA Award	Director	AAward	+10.5K sh	$4.13	+$43.4K	10,500
2010-12-31	BRIGHAM EXPLORATION COStock Option pursuant to 1997 Director Stock Option PlanA Award	Director	AAward	+10K sh	—	—	10,000
2010-11-19	BRIGHAM EXPLORATION COStock Option Pursuant to 1997 Director Stock Option PlanM Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	0
2010-11-19	BRIGHAM EXPLORATION COM Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$7.97	+$79.7K	47,800
2010-05-19	ABRAXAS PETROLEUM CORPDirector Stock OptionA Award	Director	AAward	+10K sh	$2.36	+$23.6K	10,000
2010-03-16	ABRAXAS PETROLEUM CORPA Award	Director	AAward	+1,435 sh	$2.09	+$2,999.15	44,949
2009-12-31	BRIGHAM EXPLORATION COStock Option Pursuant to 1997 Director Stock Option PlanA Award	Director	AAward	+10K sh	$13.86	+$139K	110,000
2009-12-03	BRIGHAM EXPLORATION COS Sale	Director	SSale	−15K sh	$11.20	−$168K	300,393
2009-11-16	ABRAXAS PETROLEUM CORPM Exercise/Conversion	Director	MExercise/Conversion	+15K sh	$1.41	+$21.2K	43,514
2009-11-16	ABRAXAS PETROLEUM CORPDirector Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−15K sh	$1.41	−$21.2K	0
2009-11-12	ABRAXAS PETROLEUM CORPA Award	Director	AAward	+1,829 sh	$1.64	+$2,999.56	28,514
2009-11-11	BRIGHAM EXPLORATION COM Exercise/Conversion	Director	MExercise/Conversion	+20K sh	$3.83	+$76.6K	38,800
2009-11-11	BRIGHAM EXPLORATION COS Sale	Director	SSale	−11K sh	$11.39	−$125K	37,800
2009-11-11	BRIGHAM EXPLORATION COStock Option Pursuant to 1997 Director Stock Option PlanM Exercise/Conversion	Director	MExercise/Conversion	−20K sh	$3.83	−$76.6K	110,000
2009-09-15	ABRAXAS PETROLEUM CORPA Award	Director	AAward	+2,027 sh	$1.48	+$2,999.96	26,685
2009-06-19	BRIGHAM EXPLORATION CONon-Plan Non-Qualified Stock OptionA Award	Director	AAward	+40K sh	$2.21	+$88.4K	130,000
2009-05-21	ABRAXAS PETROLEUM CORPDirector Stock OptionA Award	Director	AAward	+10K sh	$1.06	+$10.6K	10,000
2009-05-21	ABRAXAS PETROLEUM CORPA Award	Director	AAward	+2,830 sh	$1.06	+$2,999.8	24,658
2009-03-17	ABRAXAS PETROLEUM CORPDirector Stock OptionA Award	Director	AAward	+50K sh	$0.99	+$49.5K	152,000
2009-03-17	ABRAXAS PETROLEUM CORPA Award	Director	AAward	+3,030 sh	$0.99	+$2,999.7	44,328
2008-12-31	BRIGHAM EXPLORATION COStock Option pursuant to 1997 Director Stock Option PlanA Award	Director	AAward	+10K sh	$3.10	+$31.1K	90,000
2008-11-11	BRIGHAM EXPLORATION COStock Option pursuant to 1997 Director Stock Option PlanM Exercise/Conversion	Director	MExercise/Conversion	−10K sh	$4.78	−$47.8K	100,000

Recent filings

Accepted (ET)
Jan 284
CARTER HAROLD D0001515971-21-000010
SEC(opens sec.gov)
Jun 14
CARTER HAROLD D0000899243-20-014787
SEC(opens sec.gov)
Mar 234
CARTER HAROLD D0000899243-20-009285
SEC(opens sec.gov)
Mar 114
CARTER HAROLD D0000899243-20-007963
SEC(opens sec.gov)
Jun 264
CARTER HAROLD D0001567619-19-013989
SEC(opens sec.gov)
Apr 254
CARTER HAROLD D0000899243-19-011177
SEC(opens sec.gov)
May 184
CARTER HAROLD D0001140361-18-024560
SEC(opens sec.gov)
May 114
ABRAXAS PETROLEUM CORP0001140361-17-019517
SEC(opens sec.gov)
May 164
ABRAXAS PETROLEUM CORP0001140361-16-065580
SEC(opens sec.gov)
Mar 214
ABRAXAS PETROLEUM CORP0001140361-16-058500
SEC(opens sec.gov)
Aug 214
ABRAXAS PETROLEUM CORP0001140361-15-033055
SEC(opens sec.gov)
May 64
ABRAXAS PETROLEUM CORP0001140361-15-017935
SEC(opens sec.gov)

Companies

Address

5949 SHERRY LANE, SUITE 1475

DALLAS, TX, 75225