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SEC Insider//CIK 0001073513

CAPLAN MITCHELL H

CIK 00010735132 companiesNEW YORK, NY

Transactions

9

Companies

2

Filings

7

CIK

0001073513

Recent Transactions

9 trades

Tax Payment
E TRADE FINANCIAL CORP
Common Stock
2007-05-25$22.64/sh−14,902→ 1,652,705 total
Purchase
E TRADE FINANCIAL CORP
Common Stock
2006-06-15$21.03/sh+25,000→ 1,486,024 total
Purchase
E TRADE FINANCIAL CORP
Common Stock
2006-06-14$19.13/sh+50,000→ 1,461,024 total
Award
E TRADE FINANCIAL CORP
Common Stock
2004-05-25$11.14/sh+134,409→ 1,403,422 total
Award
E TRADE FINANCIAL CORP
Non-Statutory Stock Option (right to buy)
2004-05-25+878,488→ 878,488 total
Exercise of In-Money
E TRADE FINANCIAL CORP
Common Stock Warrants (right to by)
2004-04-14$1.13/sh−23,000→ 0 total
Exercise of In-Money
E TRADE FINANCIAL CORP
Common Stock
2004-04-14$1.13/sh+96,600→ 1,269,013 total
Purchase
E TRADE FINANCIAL CORP
Common Stock
2003-01-29$4.57/sh−100,000→ 4.572 total
Purchase
E TRADE FINANCIAL CORP
Common Stock
2003-01-29$4.57/sh+100,000→ 4.572 total

Companies

2

Recent Filings

7

Address

C/O PIONEER MERGER CORP. 660 MADISON AVENUE

NEW YORK, NY, 10065

View on SEC.gov