Insider · CIK 0001073513
CAPLAN MITCHELL H
Reports to the SEC for 2 companies · NEW YORK, NY
Transactions
9
Companies
2
Filings
7
CIK
0001073513
Forms 4 and 5
Insider transactions
| Date | Company | Value |
|---|---|---|
| 2007-05-25 | E TRADE FINANCIAL CORPF Tax Payment | −$337K |
| 2006-06-15 | E TRADE FINANCIAL CORPP Purchase | +$526K |
| 2006-06-14 | E TRADE FINANCIAL CORPP Purchase | +$956K |
| 2004-05-25 | E TRADE FINANCIAL CORPA Award | +$1.5M |
| 2004-05-25 | E TRADE FINANCIAL CORPNon-Statutory Stock Option (right to buy)A Award | — |
| 2004-04-14 | E TRADE FINANCIAL CORPCommon Stock Warrants (right to by)X Exercise of In-Money | −$26.1K |
| 2004-04-14 | E TRADE FINANCIAL CORPX Exercise of In-Money | +$110K |
| 2003-01-29 | E TRADE FINANCIAL CORPP Purchase | −$457K |
| 2003-01-29 | E TRADE FINANCIAL CORPP Purchase | +$457K |
Recent filings
- 4E TRADE FINANCIAL CORP0001181431-07-035763SEC(opens sec.gov)
- 4E TRADE FINANCIAL CORP0001181431-06-037205SEC(opens sec.gov)
- 4E TRADE FINANCIAL CORP0001181431-06-036959SEC(opens sec.gov)
- 4E TRADE FINANCIAL CORP0001181431-04-028222SEC(opens sec.gov)
- 4E TRADE FINANCIAL CORP0001181431-04-020654SEC(opens sec.gov)
- 4E TRADE GROUP INC0001181431-03-001254SEC(opens sec.gov)
- 4/AE TRADE GROUP INC0001181431-03-001266SEC(opens sec.gov)
Companies
Address
C/O PIONEER MERGER CORP. 660 MADISON AVENUE
NEW YORK, NY, 10065