Insider · CIK 0001074993

CLARK ROBIN A

Reports to the SEC for 1 company · LONDON, X0

sec.gov

Transactions

Companies

Filings

CIK

0001074993

Forms 4 and 5

Insider transactions

33 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2005-05-20	MAXCOR FINANCIAL GROUP INCOption (right to buy)D Disposition to Issuer	CEO of London-based Issuer Sub	DDisposition to Issuer	−20K sh	$12.00	−$240K	0
2005-05-20	MAXCOR FINANCIAL GROUP INCOption (right to buy)D Disposition to Issuer	CEO of London-based Issuer Sub	DDisposition to Issuer	−60K sh	$3.30	−$198K	0
2005-05-20	MAXCOR FINANCIAL GROUP INCOption (right to buy)D Disposition to Issuer	CEO of London-based Issuer Sub	DDisposition to Issuer	−15K sh	$8.00	−$120K	0
2005-05-20	MAXCOR FINANCIAL GROUP INCOption (right to buy)D Disposition to Issuer	CEO of London-based Issuer Sub	DDisposition to Issuer	−25K sh	$11.00	−$275K	0
2005-05-20	MAXCOR FINANCIAL GROUP INCOption (right to buy)D Disposition to Issuer	CEO of London-based Issuer Sub	DDisposition to Issuer	−30K sh	$11.39	−$342K	0
2005-05-20	MAXCOR FINANCIAL GROUP INCD Disposition to Issuer	CEO of London-based Issuer Sub	DDisposition to Issuer	−33K sh	$14.00	−$462K	0
2005-05-20	MAXCOR FINANCIAL GROUP INCD Disposition to Issuer	CEO of London-based Issuer Sub	DDisposition to Issuer	−36.1K sh	$14.00	−$506K	0
2003-08-14	MAXCOR FINANCIAL GROUP INCS Sale	CEO of London-based Issuer Sub	SSale	−2,000 sh	$13.28	−$26.6K	33,000
2003-08-14	MAXCOR FINANCIAL GROUP INCS Sale	CEO of London-based Issuer Sub	SSale	−10K sh	$13.14	−$131K	40,000
2003-08-14	MAXCOR FINANCIAL GROUP INCS Sale	CEO of London-based Issuer Sub	SSale	−5,000 sh	$13.19	−$66K	35,000
2003-08-12	MAXCOR FINANCIAL GROUP INCS Sale	CEO of London-based Issuer Sub	SSale	−4,560 sh	$13.00	−$59.3K	50,000
2003-08-12	MAXCOR FINANCIAL GROUP INCS Sale	CEO of London-based Issuer Sub	SSale	−962 sh	$12.69	−$12.2K	54,560
2003-08-04	MAXCOR FINANCIAL GROUP INCOption -- Right to BuyM Exercise/Conversion	CEO of London-based Issuer Sub	MExercise/Conversion	−50K sh	—	—	0
2003-08-04	MAXCOR FINANCIAL GROUP INCM Exercise/Conversion	CEO of London-based Issuer Sub	MExercise/Conversion	+50K sh	$2.00	+$100K	55,522
2003-08-04	MAXCOR FINANCIAL GROUP INCF Tax Payment	CEO of London-based Issuer Sub	FTax Payment	−7,538 sh	$13.27	−$100K	5,522
2002-07-01	MAXCOR FINANCIAL GROUP INCa. Options -- Right to BuyA Award	CEO of London-based Issuer Sub	AAward	+15K sh	—	—	—
2001-07-03	MAXCOR FINANCIAL GROUP INCa. Options -- Right to BuyA Award	CEO of London-based Issuer Sub	AAward	+25K sh	—	—	—
2001-05-02	MAXCOR FINANCIAL GROUP INCP Purchase	CEO of London-based Issuer Sub	PPurchase	+630 sh	$2.55	+$1,606.5	—
2001-05-01	MAXCOR FINANCIAL GROUP INCP Purchase	CEO of London-based Issuer Sub	PPurchase	+1,000 sh	$2.80	+$2,800	—
2001-04-26	MAXCOR FINANCIAL GROUP INCP Purchase	CEO of London-based Issuer Sub	PPurchase	+5,000 sh	$2.85	+$14.3K	—
2001-04-19	MAXCOR FINANCIAL GROUP INCP Purchase	CEO of London-based Issuer Sub	PPurchase	+10K sh	$2.25	+$22.5K	—
2001-04-19	MAXCOR FINANCIAL GROUP INCP Purchase	CEO of London-based Issuer Sub	PPurchase	+10K sh	$2.27	+$22.7K	—
2001-04-19	MAXCOR FINANCIAL GROUP INCP Purchase	CEO of London-based Issuer Sub	PPurchase	+3,000 sh	$2.29	+$6,870	—
2001-04-19	MAXCOR FINANCIAL GROUP INCP Purchase	CEO of London-based Issuer Sub	PPurchase	+4,560 sh	$2.25	+$10.3K	—
2000-12-28	MAXCOR FINANCIAL GROUP INCP Purchase	CEO of London-based Issuer Sub	PPurchase	+5,000 sh	$0.94	+$4,690	—
2000-12-22	MAXCOR FINANCIAL GROUP INCP Purchase	CEO of London-based Issuer Sub	PPurchase	+5,000 sh	$1.08	+$5,390	—
2000-12-20	MAXCOR FINANCIAL GROUP INCP Purchase	CEO of London-based Issuer Sub	PPurchase	+5,000 sh	$1.06	+$5,312.5	—
2000-05-19	MAXCOR FINANCIAL GROUP INCP Purchase	CEO of London-based Issuer Sub	PPurchase	+5,000 sh	$2.00	+$10K	30,800
1999-11-01	MAXCOR FINANCIAL GROUP INCP Purchase	CEO of London-based Issuer Sub	PPurchase	+3,000 sh	$2.81	+$8,437.5	25,800
1999-08-05	MAXCOR FINANCIAL GROUP INCP Purchase	CEO of London-based Issuer Sub	PPurchase	+1,400 sh	$2.22	+$3,106.32	22,800
1999-08-05	MAXCOR FINANCIAL GROUP INCP Purchase	CEO of London-based Issuer Sub	PPurchase	+1,900 sh	$2.25	+$4,275	—
1998-12-22	MAXCOR FINANCIAL GROUP INCP Purchase	CEO of London-based Issuer Sub	PPurchase	+5,000 sh	$1.25	+$6,250	19,500
1998-12-03	MAXCOR FINANCIAL GROUP INCP Purchase	CEO of London-based Issuer Sub	PPurchase	+1,000 sh	$1.31	+$1,312.5	—

Recent filings

Accepted (ET)
May 244
MAXCOR FINANCIAL GROUP INC0001019056-05-000580
SEC(opens sec.gov)
Aug 184
CLARK ROBIN A0001019056-03-000807
SEC(opens sec.gov)
Aug 144
CLARK ROBIN A0001019056-03-000793
SEC(opens sec.gov)
Aug 64
CLARK ROBIN A0001019056-03-000713
SEC(opens sec.gov)
Feb 145
CLARK ROBIN A0001019056-03-000137
SEC(opens sec.gov)
Feb 145
CLARK ROBIN A0001019056-02-000080
SEC(opens sec.gov)
Jun 114
MAXCOR FINANCIAL GROUP INC0001019056-01-500206
SEC(opens sec.gov)
May 94
MAXCOR FINANCIAL GROUP INC0001019056-01-500100
SEC(opens sec.gov)

Companies

MAXCOR FINANCIAL GROUP INCCEO of London-based Issuer Sub

Address

C/O EURO BROKERS LIMITED 133 HOUNDSDITCH

LONDON, X0, EC3A 7AJ