Insider · CIK 0001076694

ARTHUR RAYMOND L

Reports to the SEC for 3 companies · PHILADELPHIA, PA

sec.gov

Transactions

Companies

Filings

CIK

0001076694

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-04-04	LEAPFROG ENTERPRISES INCU Disposition from Tender	Chief Financial Officer	UDisposition from Tender	−25K sh	$1.00	−$25K	0
2016-04-04	LEAPFROG ENTERPRISES INCRestricted Stock Unit (right to acquire)M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−7,500 sh	—	—	0
2016-04-04	LEAPFROG ENTERPRISES INCRestricted Stock Unit (right to acquire)M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−39K sh	—	—	0
2016-04-04	LEAPFROG ENTERPRISES INCU Disposition from Tender	Chief Financial Officer	UDisposition from Tender	−75K sh	$1.00	−$75K	0
2016-04-04	LEAPFROG ENTERPRISES INCM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+75K sh	—	—	75,000
2016-04-04	LEAPFROG ENTERPRISES INCU Disposition from Tender	Chief Financial Officer	UDisposition from Tender	−39K sh	$1.00	−$39K	0
2016-04-04	LEAPFROG ENTERPRISES INCM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+39K sh	—	—	39,000
2016-04-04	LEAPFROG ENTERPRISES INCU Disposition from Tender	Chief Financial Officer	UDisposition from Tender	−7,500 sh	$1.00	−$7,500	0
2016-04-04	LEAPFROG ENTERPRISES INCM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+7,500 sh	—	—	7,500
2016-04-04	LEAPFROG ENTERPRISES INCU Disposition from Tender	Chief Financial Officer	UDisposition from Tender	−120K sh	$1.00	−$120K	0
2016-04-04	LEAPFROG ENTERPRISES INCRestricted Stock Unit (right to acquire)M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−75K sh	—	—	0
2016-04-04	LEAPFROG ENTERPRISES INCRestricted Stock Unit (right to acquire)M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−25K sh	—	—	0
2016-04-04	LEAPFROG ENTERPRISES INCM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+25K sh	—	—	25,000
2016-03-15	LEAPFROG ENTERPRISES INCRestricted Stock Unit (right to acquire)M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−7,500 sh	—	—	7,500
2016-03-15	LEAPFROG ENTERPRISES INCM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+7,500 sh	—	—	123,127
2016-03-15	LEAPFROG ENTERPRISES INCF Tax Payment	Chief Financial Officer	FTax Payment	−3,216 sh	$0.99	−$3,183.84	119,911
2015-07-16	LEAPFROG ENTERPRISES INCM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+25K sh	—	—	123,022
2015-07-16	LEAPFROG ENTERPRISES INCF Tax Payment	Chief Financial Officer	FTax Payment	−9,395 sh	$1.33	−$12.5K	113,627
2015-07-16	LEAPFROG ENTERPRISES INCRestricted Stock Unit (right to acquire)M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−25K sh	—	—	25,000
2015-04-15	LEAPFROG ENTERPRISES INCRestricted Stock Unit (right to acquire)M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−13K sh	—	—	39,000
2015-04-15	LEAPFROG ENTERPRISES INCNon-qualified Stock Option (right to buy)A Award	Chief Financial Officer	AAward	+75K sh	—	—	75,000
2015-04-15	LEAPFROG ENTERPRISES INCRestricted Stock Unit (right to acquire)A Award	Chief Financial Officer	AAward	+75K sh	—	—	75,000
2015-04-15	LEAPFROG ENTERPRISES INCM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+13K sh	—	—	102,812
2015-04-15	LEAPFROG ENTERPRISES INCF Tax Payment	Chief Financial Officer	FTax Payment	−4,790 sh	$2.30	−$11K	98,022
2015-03-16	LEAPFROG ENTERPRISES INCM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+7,500 sh	—	—	92,753
2015-03-16	LEAPFROG ENTERPRISES INCRestricted Stock Unit (right to acquire)M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−7,500 sh	—	—	15,000
2015-03-16	LEAPFROG ENTERPRISES INCF Tax Payment	Chief Financial Officer	FTax Payment	−2,941 sh	$2.39	−$7,028.99	89,812
2014-11-10	LEAPFROG ENTERPRISES INCP Purchase	Chief Financial Officer	PPurchase	+21K sh	$4.83	+$101K	83,253
2014-07-16	LEAPFROG ENTERPRISES INCRestricted Stock Unit (right to acquire)M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−25K sh	—	—	50,000
2014-07-16	LEAPFROG ENTERPRISES INCM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+25K sh	—	—	70,521
2014-07-16	LEAPFROG ENTERPRISES INCF Tax Payment	Chief Financial Officer	FTax Payment	−9,395 sh	$7.44	−$69.9K	61,126
2014-03-17	LEAPFROG ENTERPRISES INCM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+7,500 sh	—	—	48,346
2014-03-17	LEAPFROG ENTERPRISES INCRestricted Stock Unit (right to acquire)M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−7,500 sh	—	—	22,500
2014-03-17	LEAPFROG ENTERPRISES INCF Tax Payment	Chief Financial Officer	FTax Payment	−2,825 sh	$7.48	−$21.1K	45,521
2013-07-16	LEAPFROG ENTERPRISES INCM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+25K sh	—	—	48,433
2013-07-16	LEAPFROG ENTERPRISES INCRestricted Stock Unit (right to acquire)M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−25K sh	—	—	75,000
2013-07-16	LEAPFROG ENTERPRISES INCF Tax Payment	Chief Financial Officer	FTax Payment	−9,395 sh	$10.82	−$102K	39,038
2013-03-15	LEAPFROG ENTERPRISES INCNon-qualified Stock Option (right to buy)A Award	Chief Financial Officer	AAward	+70K sh	—	—	70,000
2013-03-15	LEAPFROG ENTERPRISES INCRestricted Stock Unit (right to acquire)A Award	Chief Financial Officer	AAward	+30K sh	—	—	30,000
2012-11-14	LEAPFROG ENTERPRISES INCP Purchase	Chief Financial Officer	PPurchase	+10K sh	$7.69	+$76.9K	22,607
2012-11-12	LEAPFROG ENTERPRISES INCP Purchase	Chief Financial Officer	PPurchase	+2,607 sh	$7.66	+$20K	12,607
2012-08-03	LEAPFROG ENTERPRISES INCP Purchase	Chief Financial Officer	PPurchase	+10K sh	$10.35	+$104K	10,000
2012-07-16	LEAPFROG ENTERPRISES INCNon-qualified Stock Option (right to buy)A Award	Chief Financial Officer	AAward	+300K sh	—	—	300,000
2012-07-16	LEAPFROG ENTERPRISES INCRestricted Stock Unit (right to acquire)A Award	Chief Financial Officer	AAward	+100K sh	—	—	100,000
2012-04-09	PEP BOYS MANNY MOE & JACKA Award	EVP-CFO	AAward	+1,540 sh	$14.93	+$23K	74,910
2012-04-09	PEP BOYS MANNY MOE & JACKJ Other	EVP-CFO	JOther	−1,401 sh	$14.93	−$20.9K	73,509
2012-04-09	PEP BOYS MANNY MOE & JACKJ Other	EVP-CFO	JOther	+988 sh	$14.93	+$14.8K	60,240
2012-04-09	PEP BOYS MANNY MOE & JACKJ Other	EVP-CFO	JOther	−32.8K sh	$14.93	−$490K	40,705
2012-04-09	PEP BOYS MANNY MOE & JACKJ Other	EVP-CFO	JOther	+23.1K sh	$14.93	+$345K	83,360
2012-04-09	PEP BOYS MANNY MOE & JACKA Award	EVP-CFO	AAward	+1,540 sh	$14.93	+$23K	74,910

Recent filings

Accepted (ET)
Apr 64
LEAPFROG ENTERPRISES INC0001144204-16-093127
SEC(opens sec.gov)
Mar 174
LEAPFROG ENTERPRISES INC0001144204-16-088761
SEC(opens sec.gov)
Jul 174
LEAPFROG ENTERPRISES INC0001332201-15-000017
SEC(opens sec.gov)
Apr 174
LEAPFROG ENTERPRISES INC0001332201-15-000012
SEC(opens sec.gov)

Companies

Address

3111 W. ALLEGHENY AVENUE

PHILADELPHIA, PA, 19132