Insider · CIK 0001077477

HAUSRATH DAVID L

Reports to the SEC for 2 companies · COVINGTON, KY

sec.gov

Transactions

Companies

Filings

CIK

0001077477

Forms 4 and 5

Insider transactions

48 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2010-11-30	ASHLAND LLCA Award	Senior Vice President	AAward	+532 sh	—	—	12,218
2010-11-17	ASHLAND LLCStock Appreciation RightA Award	Senior Vice President	AAward	+15.3K sh	$51.86	+$793K	15,300
2010-05-03	ASHLAND LLCS Sale	Senior Vice President	SSale	−9,018 sh	$61.04	−$550K	11,686
2010-04-28	ASHLAND LLCM Exercise/Conversion	Senior Vice President	MExercise/Conversion	+16.2K sh	—	—	27,886
2010-04-28	ASHLAND LLCD Disposition to Issuer	Senior Vice President	DDisposition to Issuer	−7,182 sh	$60.94	−$438K	20,704
2010-04-28	ASHLAND LLCStock Appreciation RightM Exercise/Conversion	Senior Vice President	MExercise/Conversion	−16.2K sh	—	—	45,000
2010-01-27	ASHLAND LLCA Award	Senior Vice President	AAward	+810 sh	—	—	11,686
2009-11-18	ASHLAND LLCStock Appreciation RightA Award	Senior Vice President	AAward	+20.2K sh	$37.69	+$761K	20,200
2009-01-29	ASHLAND LLCJ Other	Senior Vice President	JOther	−8,000 sh	—	—	0
2009-01-29	ASHLAND LLCA Award	Senior Vice President	AAward	+8,000 sh	—	—	18,453
2009-01-29	ASHLAND LLCF Tax Payment	Senior Vice President	FTax Payment	−7,577 sh	$8.25	−$62.5K	10,876
2007-01-29	ASHLAND LLCA Award	Senior Vice President	AAward	+12K sh	—	—	17,183
2007-01-29	ASHLAND LLCF Tax Payment	Senior Vice President	FTax Payment	−5,230 sh	$69.12	−$361K	11,953
2007-01-29	ASHLAND LLCJ Other	Senior Vice President	JOther	−12K sh	—	—	8,000
2005-08-18	ASHLAND LLCM Exercise/Conversion	Senior Vice President	MExercise/Conversion	+4,851 sh	$44.01	+$213K	10,199
2005-08-18	ASHLAND LLCM Exercise/Conversion	Senior Vice President	MExercise/Conversion	+8,049 sh	$30.20	+$243K	18,248
2005-08-18	ASHLAND LLCS Sale	Senior Vice President	SSale	−12.9K sh	$60.15	−$776K	5,348
2005-08-18	ASHLAND LLCStock Options (Right to buy)M Exercise/Conversion	Senior Vice President	MExercise/Conversion	−8,049 sh	—	—	0
2005-08-18	ASHLAND LLCStock Options (Right to buy)M Exercise/Conversion	Senior Vice President	MExercise/Conversion	−4,851 sh	—	—	0
2005-08-17	ASHLAND LLCM Exercise/Conversion	Senior Vice President	MExercise/Conversion	+3,503 sh	$30.20	+$106K	8,851
2005-08-17	ASHLAND LLCS Sale	Senior Vice President	SSale	−3,503 sh	$60.95	−$214K	5,348
2005-08-17	ASHLAND LLCStock Options (Right to buy)M Exercise/Conversion	Senior Vice President	MExercise/Conversion	−3,503 sh	—	—	8,049
2005-06-07	ASHLAND INCG Gift	Senior Vice President	GGift	−112 sh	—	—	5,348
2005-06-02	ASHLAND INCM Exercise/Conversion	Senior Vice President	MExercise/Conversion	+14K sh	$36.63	+$513K	19,360
2005-06-02	ASHLAND INCS Sale	Senior Vice President	SSale	−14K sh	$68.60	−$960K	5,360
2005-06-02	ASHLAND INCStock Options (Right to buy)M Exercise/Conversion	Senior Vice President	MExercise/Conversion	−14K sh	—	—	9,524
2005-06-01	ASHLAND INCS Sale	Senior Vice President	SSale	−4,110 sh	$68.87	−$283K	7,900
2005-06-01	ASHLAND INCM Exercise/Conversion	Senior Vice President	MExercise/Conversion	+16.9K sh	$28.13	+$475K	19,315
2005-06-01	ASHLAND INCM Exercise/Conversion	Senior Vice President	MExercise/Conversion	+6,000 sh	$36.63	+$220K	25,315
2005-06-01	ASHLAND INCM Exercise/Conversion	Senior Vice President	MExercise/Conversion	+3,570 sh	$36.63	+$131K	28,885
2005-06-01	ASHLAND INCS Sale	Senior Vice President	SSale	−16.9K sh	$68.61	−$1.16M	12,010
2005-06-01	ASHLAND INCS Sale	Senior Vice President	SSale	−4,210 sh	$68.87	−$290K	7,800
2005-06-01	ASHLAND INCF Tax Payment	Senior Vice President	FTax Payment	−2,440 sh	$68.91	−$168K	5,360
2005-06-01	ASHLAND INCStock Options (Right to buy)M Exercise/Conversion	Senior Vice President	MExercise/Conversion	−16.9K sh	—	—	5,625
2005-06-01	ASHLAND INCStock Options (Right to buy)M Exercise/Conversion	Senior Vice President	MExercise/Conversion	−6,000 sh	—	—	27,094
2005-06-01	ASHLAND INCStock Options (Right to buy)M Exercise/Conversion	Senior Vice President	MExercise/Conversion	−3,570 sh	—	—	23,524
2005-06-01	ASHLAND INCStock Options (Right to buy)A Award	Senior Vice President	AAward	+2,440 sh	—	—	2,440
2004-04-28	ASHLAND INCG Gift	Senior Vice President	GGift	−200 sh	—	—	2,440
2004-04-27	ASHLAND INCM Exercise/Conversion	Senior Vice President	MExercise/Conversion	+2,000 sh	$35.88	+$71.8K	4,640
2004-04-27	ASHLAND INCM Exercise/Conversion	Senior Vice President	MExercise/Conversion	+2,000 sh	$33.88	+$67.8K	6,640
2004-04-27	ASHLAND INCM Exercise/Conversion	Senior Vice President	MExercise/Conversion	+2,000 sh	$39.00	+$78K	8,640
2004-04-27	ASHLAND INCM Exercise/Conversion	Senior Vice President	MExercise/Conversion	+4,000 sh	$36.63	+$147K	12,640
2004-04-27	ASHLAND INCS Sale	Senior Vice President	SSale	−10K sh	$48.72	−$487K	2,640
2004-04-27	ASHLAND INCStock Options (Right to buy)M Exercise/Conversion	Senior Vice President	MExercise/Conversion	−2,000 sh	—	—	0
2004-04-27	ASHLAND INCStock Options (Right to buy)M Exercise/Conversion	Senior Vice President	MExercise/Conversion	−2,000 sh	—	—	0
2004-04-27	ASHLAND INCStock Options (Right to buy)M Exercise/Conversion	Senior Vice President	MExercise/Conversion	−4,000 sh	—	—	33,094
2004-04-27	ASHLAND INCStock Options (Right to buy)M Exercise/Conversion	Senior Vice President	MExercise/Conversion	−2,000 sh	—	—	0
2003-09-18	ASHLAND INCStock Options (Right to buy)A Award	Senior Vice President	AAward	+20K sh	—	—	20,000

Recent filings

Accepted (ET)
Dec 24
HAUSRATH DAVID L0001127602-10-029502
SEC(opens sec.gov)
Nov 194
HAUSRATH DAVID L0001127602-10-028554
SEC(opens sec.gov)
May 44
HAUSRATH DAVID L0001127602-10-013045
SEC(opens sec.gov)
Apr 304
HAUSRATH DAVID L0001127602-10-012615
SEC(opens sec.gov)
Jan 294
HAUSRATH DAVID L0001127602-10-002689
SEC(opens sec.gov)
Nov 204
HAUSRATH DAVID L0001127602-09-023165
SEC(opens sec.gov)
Feb 24
HAUSRATH DAVID L0001127602-09-002237
SEC(opens sec.gov)
Jan 314
ASHLAND INC.0001305014-07-000044
SEC(opens sec.gov)
Aug 194
HAUSRATH DAVID L0001305014-05-000093
SEC(opens sec.gov)

Companies

Address

50 E. RIVERCENTER BOULEVARD

COVINGTON, KY, 41012-0391