Insider · CIK 0001078005

NIERENBERG NICOLAS

Reports to the SEC for 1 company · SAN MATEO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001078005

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2015-01-16	ACTUATE CORPU Disposition from Tender	Director, Chairman & Chief Architect	UDisposition from Tender	−209K sh	$6.60	−$1.38M	0
2015-01-16	ACTUATE CORPStock option (right to buy)D Disposition to Issuer	Director, Chairman & Chief Architect	DDisposition to Issuer	−100K sh	—	—	0
2009-08-14	ACTUATE CORPOption (right to buy)M Exercise/Conversion	Director, Chairman & Chief Architect	MExercise/Conversion	−6,626 sh	—	—	105,483
2009-08-14	ACTUATE CORPOption (right to buy)M Exercise/Conversion	Director, Chairman & Chief Architect	MExercise/Conversion	−5,483 sh	—	—	100,000
2009-08-14	ACTUATE CORPM Exercise/Conversion	Director, Chairman & Chief Architect	MExercise/Conversion	+6,626 sh	$1.49	+$9,872.74	253,478
2009-08-14	ACTUATE CORPM Exercise/Conversion	Director, Chairman & Chief Architect	MExercise/Conversion	+5,483 sh	$1.49	+$8,169.67	258,961
2009-08-14	ACTUATE CORPS Sale	Director, Chairman & Chief Architect	SSale	−12.1K sh	$5.71	−$69.1K	246,852
2009-08-13	ACTUATE CORPS Sale	Director, Chairman & Chief Architect	SSale	−6,000 sh	$5.75	−$34.5K	246,852
2009-08-13	ACTUATE CORPM Exercise/Conversion	Director, Chairman & Chief Architect	MExercise/Conversion	+6,000 sh	$1.49	+$8,940	252,852
2009-08-13	ACTUATE CORPOption (right to buy)M Exercise/Conversion	Director, Chairman & Chief Architect	MExercise/Conversion	−6,000 sh	—	—	112,109
2009-08-12	ACTUATE CORPM Exercise/Conversion	Director, Chairman & Chief Architect	MExercise/Conversion	+6,670 sh	$1.49	+$9,938.3	266,852
2009-08-12	ACTUATE CORPM Exercise/Conversion	Director, Chairman & Chief Architect	MExercise/Conversion	+13.3K sh	$1.49	+$19.9K	260,182
2009-08-12	ACTUATE CORPOption (right to buy)M Exercise/Conversion	Director, Chairman & Chief Architect	MExercise/Conversion	−6,670 sh	—	—	118,109
2009-08-12	ACTUATE CORPOption (right to buy)M Exercise/Conversion	Director, Chairman & Chief Architect	MExercise/Conversion	−13.3K sh	—	—	124,779
2009-08-12	ACTUATE CORPS Sale	Director, Chairman & Chief Architect	SSale	−20K sh	$5.75	−$115K	246,852
2009-08-11	ACTUATE CORPOption (right to buy)M Exercise/Conversion	Director, Chairman & Chief Architect	MExercise/Conversion	−40K sh	—	—	138,109
2009-08-11	ACTUATE CORPS Sale	Director, Chairman & Chief Architect	SSale	−40K sh	$5.71	−$229K	246,852
2009-08-11	ACTUATE CORPM Exercise/Conversion	Director, Chairman & Chief Architect	MExercise/Conversion	+40K sh	$1.49	+$59.6K	286,852
2009-08-10	ACTUATE CORPS Sale	Director, Chairman & Chief Architect	SSale	−16.9K sh	$5.76	−$97K	246,852
2009-08-10	ACTUATE CORPOption (right to buy)M Exercise/Conversion	Director, Chairman & Chief Architect	MExercise/Conversion	−16.9K sh	—	—	178,109
2009-08-10	ACTUATE CORPM Exercise/Conversion	Director, Chairman & Chief Architect	MExercise/Conversion	+16.9K sh	$1.49	+$25.1K	263,704
2009-08-07	ACTUATE CORPOption (right to buy)M Exercise/Conversion	Director, Chairman & Chief Architect	MExercise/Conversion	−31.2K sh	—	—	194,961
2009-08-07	ACTUATE CORPM Exercise/Conversion	Director, Chairman & Chief Architect	MExercise/Conversion	+31.2K sh	$1.49	+$46.5K	278,052
2009-08-07	ACTUATE CORPS Sale	Director, Chairman & Chief Architect	SSale	−31.2K sh	$5.73	−$179K	246,852
2009-08-06	ACTUATE CORPOption (right to buy)M Exercise/Conversion	Director, Chairman & Chief Architect	MExercise/Conversion	−40K sh	—	—	226,161
2009-08-06	ACTUATE CORPM Exercise/Conversion	Director, Chairman & Chief Architect	MExercise/Conversion	+40K sh	$1.49	+$59.6K	286,852
2009-08-06	ACTUATE CORPS Sale	Director, Chairman & Chief Architect	SSale	−40K sh	$5.69	−$228K	246,852
2009-08-05	ACTUATE CORPOption (right to buy)M Exercise/Conversion	Director, Chairman & Chief Architect	MExercise/Conversion	−20K sh	—	—	266,161
2009-08-05	ACTUATE CORPS Sale	Director, Chairman & Chief Architect	SSale	−29.2K sh	$5.62	−$164K	246,852
2009-08-05	ACTUATE CORPM Exercise/Conversion	Director, Chairman & Chief Architect	MExercise/Conversion	+20K sh	$1.49	+$29.8K	266,852
2009-08-05	ACTUATE CORPS Sale	Director, Chairman & Chief Architect	SSale	−20K sh	$5.65	−$113K	246,852
2009-08-04	ACTUATE CORPS Sale	Director, Chairman & Chief Architect	SSale	−60K sh	$5.50	−$330K	276,052
2009-08-03	ACTUATE CORPS Sale	Director, Chairman & Chief Architect	SSale	−42.2K sh	$5.28	−$223K	336,052
2009-07-31	ACTUATE CORPS Sale	Director, Chairman & Chief Architect	SSale	−48.6K sh	$5.35	−$260K	378,252
2009-07-30	ACTUATE CORPS Sale	Director, Chairman & Chief Architect	SSale	−20K sh	$5.28	−$106K	426,852
2009-05-29	ACTUATE CORPM Exercise/Conversion	Director, Chairman & Chief Architect	MExercise/Conversion	+11.7K sh	$1.49	+$17.4K	458,552
2009-05-29	ACTUATE CORPOption (right to buy)M Exercise/Conversion	Director, Chairman & Chief Architect	MExercise/Conversion	−11.7K sh	—	—	286,161
2009-05-29	ACTUATE CORPS Sale	Director, Chairman & Chief Architect	SSale	−11.7K sh	$4.75	−$55.6K	446,852
2009-05-27	ACTUATE CORPS Sale	Director, Chairman & Chief Architect	SSale	−38.3K sh	$4.75	−$182K	446,852
2009-05-27	ACTUATE CORPM Exercise/Conversion	Director, Chairman & Chief Architect	MExercise/Conversion	+38.3K sh	$1.49	+$57.1K	485,152
2009-05-27	ACTUATE CORPOption (right to buy)M Exercise/Conversion	Director, Chairman & Chief Architect	MExercise/Conversion	−38.3K sh	—	—	297,861
2009-05-20	ACTUATE CORPOption (right to buy)M Exercise/Conversion	Director, Chairman & Chief Architect	MExercise/Conversion	−50K sh	—	—	336,161
2009-05-20	ACTUATE CORPM Exercise/Conversion	Director, Chairman & Chief Architect	MExercise/Conversion	+50K sh	$1.49	+$74.5K	496,852
2009-05-20	ACTUATE CORPS Sale	Director, Chairman & Chief Architect	SSale	−50K sh	$4.99	−$250K	446,852
2009-05-19	ACTUATE CORPS Sale	Director, Chairman & Chief Architect	SSale	−50K sh	$4.81	−$240K	446,852
2009-05-18	ACTUATE CORPS Sale	Director, Chairman & Chief Architect	SSale	−80K sh	$4.81	−$385K	496,852
2009-05-15	ACTUATE CORPS Sale	Director, Chairman & Chief Architect	SSale	−70K sh	$4.68	−$327K	576,852
2007-09-18	ACTUATE CORPS Sale	Director, Chairman & Chief Architect	SSale	−120K sh	$6.50	−$780K	0
2007-09-18	ACTUATE CORPOption (Right to Buy)M Exercise/Conversion	Director, Chairman & Chief Architect	MExercise/Conversion	−95K sh	—	—	956,439
2007-09-18	ACTUATE CORPOption (Right to Buy)M Exercise/Conversion	Director, Chairman & Chief Architect	MExercise/Conversion	−25K sh	—	—	931,439

Recent filings

Accepted (ET)
Jan 204
ACTUATE CORP0001181431-15-001139
SEC(opens sec.gov)
Aug 184
NIERENBERG NICOLAS0001181431-09-040145
SEC(opens sec.gov)
Aug 134
NIERENBERG NICOLAS0001181431-09-039317
SEC(opens sec.gov)
Aug 134
NIERENBERG NICOLAS0001181431-09-039491
SEC(opens sec.gov)
Aug 124
NIERENBERG NICOLAS0001181431-09-039078
SEC(opens sec.gov)
Aug 124
NIERENBERG NICOLAS0001181431-09-039097
SEC(opens sec.gov)

Companies

ACTUATE CORPDirector, Chairman & Chief Architect

Address

ACTUATE CORPORATION 2207 BRIDGEPOINTE PARKWAY, SUITE 500

SAN MATEO, CA, 94404