Insider · CIK 0001081505

LOFFREDO JOHN M

Reports to the SEC for 11 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001081505

Forms 4 and 5

Insider transactions

35 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-05-06	MMDNYLIM MacKay DefinedTerm Muni Opportunities FundS Sale	Portfolio Manager	SSale	−54 sh	$20.12	−$1,086.48	0
2016-05-05	MMDNYLIM MacKay DefinedTerm Muni Opportunities FundS Sale	Portfolio Manager	SSale	−1 sh	$20.21	−$20.21	0
2016-05-05	MMDNYLIM MacKay DefinedTerm Muni Opportunities FundS Sale	Portfolio Manager	SSale	−200 sh	$20.24	−$4,048	0
2016-05-05	MMDNYLIM MacKay DefinedTerm Muni Opportunities FundS Sale	Portfolio Manager	SSale	−100 sh	$20.20	−$2,020	0
2016-05-05	MMDNYLIM MacKay DefinedTerm Muni Opportunities FundS Sale	Portfolio Manager	SSale	−700 sh	$20.19	−$14.1K	0
2016-05-05	MMDNYLIM MacKay DefinedTerm Muni Opportunities FundS Sale	Portfolio Manager	SSale	−200 sh	$20.18	−$4,036	0
2016-05-05	MMDNYLIM MacKay DefinedTerm Muni Opportunities FundS Sale	Portfolio Manager	SSale	−1,400 sh	$20.11	−$28.2K	0
2016-05-05	MMDNYLIM MacKay DefinedTerm Muni Opportunities FundS Sale	Portfolio Manager	SSale	−2,497 sh	$20.15	−$50.3K	0
2016-05-05	MMDNYLIM MacKay DefinedTerm Muni Opportunities FundS Sale	Portfolio Manager	SSale	−1,241 sh	$20.14	−$25K	0
2016-05-05	MMDNYLIM MacKay DefinedTerm Muni Opportunities FundS Sale	Portfolio Manager	SSale	−802 sh	$20.17	−$16.2K	0
2016-05-05	MMDNYLIM MacKay DefinedTerm Muni Opportunities FundS Sale	Portfolio Manager	SSale	−1,943 sh	$20.16	−$39.2K	0
2016-05-05	MMDNYLIM MacKay DefinedTerm Muni Opportunities FundS Sale	Portfolio Manager	SSale	−1,500 sh	$20.13	−$30.2K	0
2016-05-05	MMDNYLIM MacKay DefinedTerm Muni Opportunities FundS Sale	Portfolio Manager	SSale	−300 sh	$20.12	−$6,036	0
2013-07-26	MMDNYLIM MacKay DefinedTerm Muni Opportunities FundA Award	Portfolio Manager	AAward	+1,000 sh	$16.30	+$16.3K	5,000
2013-07-26	MMDNYLIM MacKay DefinedTerm Muni Opportunities FundA Award	Portfolio Manager	AAward	+1,000 sh	$16.39	+$16.4K	6,000
2013-07-26	MMDNYLIM MacKay DefinedTerm Muni Opportunities FundA Award	Portfolio Manager	AAward	+89 sh	$16.40	+$1,459.6	6,089
2013-07-26	MMDNYLIM MacKay DefinedTerm Muni Opportunities FundA Award	Portfolio Manager	AAward	+1,000 sh	$16.30	+$16.3K	7,089
2013-07-26	MMDNYLIM MacKay DefinedTerm Muni Opportunities FundA Award	Portfolio Manager	AAward	+911 sh	$16.30	+$14.8K	8,000
2013-07-26	MMDNYLIM MacKay DefinedTerm Muni Opportunities FundA Award	Portfolio Manager	AAward	+1,000 sh	$16.30	+$16.3K	9,000
2013-06-11	MMDNYLIM MacKay DefinedTerm Muni Opportunities FundA Award	Portfolio Manager	AAward	+500 sh	$18.45	+$9,225	500
2013-06-11	MMDNYLIM MacKay DefinedTerm Muni Opportunities FundA Award	Portfolio Manager	AAward	+500 sh	$18.45	+$9,225	1,000
2013-06-11	MMDNYLIM MacKay DefinedTerm Muni Opportunities FundA Award	Portfolio Manager	AAward	+1,000 sh	$18.45	+$18.5K	2,000
2013-06-11	MMDNYLIM MacKay DefinedTerm Muni Opportunities FundA Award	Portfolio Manager	AAward	+500 sh	$18.45	+$9,225	2,500
2013-06-11	MMDNYLIM MacKay DefinedTerm Muni Opportunities FundA Award	Portfolio Manager	AAward	+728 sh	$18.47	+$13.4K	3,228
2013-06-11	MMDNYLIM MacKay DefinedTerm Muni Opportunities FundA Award	Portfolio Manager	AAward	+272 sh	$18.54	+$5,043.696	3,500
2013-06-11	MMDNYLIM MacKay DefinedTerm Muni Opportunities FundA Award	Portfolio Manager	AAward	+500 sh	$18.45	+$9,225	4,000
2005-07-18	MVFBLACKROCK MUNIVEST FUND, INC.S Sale	Director/Tax-Exempt Investment	SSale	−7,594 sh	$10.00	−$75.9K	0
2005-03-01	MHDBLACKROCK MUNIHOLDINGS FUND, INC.S Sale	Vice President & PF Mgr.	SSale	−1,453 sh	$16.42	−$23.9K	0.53
2005-03-01	BLACKROCK APEX MUNICIPAL FUND INCP Purchase	Vice President & PF Mgr.	PPurchase	+200 sh	$9.14	+$1,828	6,501
2005-03-01	BLACKROCK APEX MUNICIPAL FUND INCP Purchase	Vice President & PF Mgr.	PPurchase	+1,000 sh	$9.16	+$9,160	6,501
2005-03-01	BLACKROCK APEX MUNICIPAL FUND INCP Purchase	Vice President & PF Mgr.	PPurchase	+1,200 sh	$9.17	+$11K	6,501
2005-03-01	BLACKROCK APEX MUNICIPAL FUND INCP Purchase	Vice President & PF Mgr.	PPurchase	+2,000 sh	$9.22	+$18.4K	6,501
2004-04-27	BLACKROCK APEX MUNICIPAL FUND INCP Purchase	Vice President & PF Mgr.	PPurchase	+2,000 sh	$8.19	+$16.4K	2,000
2004-04-20	MHDBLACKROCK MUNIHOLDINGS FUND, INC.P Purchase	Vice President & PF Mgr.	PPurchase	+1,375 sh	$14.53	+$20K	1,375
2004-04-20	MUJBLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND, INC.P Purchase	Vice President & Portfolio Mgr	PPurchase	+1,455 sh	$13.75	+$20K	1,455

Recent filings

Accepted (ET)
May 94
MainStay DefinedTerm Municipal Opportunities Fund0001518557-16-000002
SEC(opens sec.gov)
Jul 294
MainStay DefinedTerm Municipal Opportunities Fund0001518557-13-000002
SEC(opens sec.gov)
Jun 124
MainStay DefinedTerm Municipal Opportunities Fund0001081505-13-000001
SEC(opens sec.gov)

Companies

Address

9 WEST 57TH STREET, 33RD FLOOR

NEW YORK, NY, 10019