Insider · CIK 0001081508

ROFFO ROBERTO

Reports to the SEC for 6 companies · PRINCETON, NJ

sec.gov

Transactions

Companies

Filings

CIK

0001081508

Forms 4 and 5

Insider transactions

16 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2011-11-28	TS&W / CLAYMORE TAX-ADVANTAGED BALANCED FUNDS Sale	Vice President	SSale	−2,169 sh	$11.30	−$24.5K	0
2010-12-02	TS&W / CLAYMORE TAX-ADVANTAGED BALANCED FUNDP Purchase	Vice President	PPurchase	+1,000 sh	$10.77	+$10.8K	2,018.067
2010-07-09	TS&W / CLAYMORE TAX-ADVANTAGED BALANCED FUNDP Purchase	Vice President	PPurchase	+1,000 sh	$9.77	+$9,770	1,000
2007-10-24	TS&W / CLAYMORE TAX-ADVANTAGED BALANCED FUNDS Sale	Vice President	SSale	−14 sh	$13.59	−$190.26	0
2007-10-24	TS&W / CLAYMORE TAX-ADVANTAGED BALANCED FUNDS Sale	Vice President	SSale	−405 sh	$14.48	−$5,864.4	14
2007-10-24	TS&W / CLAYMORE TAX-ADVANTAGED BALANCED FUNDS Sale	Vice President	SSale	−46 sh	$14.40	−$662.4	419
2007-10-24	TS&W / CLAYMORE TAX-ADVANTAGED BALANCED FUNDS Sale	Vice President	SSale	−75 sh	$14.47	−$1,085.25	342
2007-10-24	TS&W / CLAYMORE TAX-ADVANTAGED BALANCED FUNDS Sale	Vice President	SSale	−372 sh	$14.47	−$5,382.84	417
2006-07-19	TS&W / CLAYMORE TAX-ADVANTAGED BALANCED FUNDS Sale	Vice President	SSale	−388 sh	$13.77	−$5,342.76	439
2006-05-08	TS&W / CLAYMORE TAX-ADVANTAGED BALANCED FUNDP Purchase	Vice President	PPurchase	+28 sh	$14.48	+$405.44	814
2006-05-03	TS&W / CLAYMORE TAX-ADVANTAGED BALANCED FUNDP Purchase	Vice President	PPurchase	+337 sh	$14.09	+$4,748.33	786
2006-05-03	TS&W / CLAYMORE TAX-ADVANTAGED BALANCED FUNDP Purchase	Vice President	PPurchase	+337 sh	$14.09	+$4,748.33	786
2005-09-28	TS&W / CLAYMORE TAX-ADVANTAGED BALANCED FUNDP Purchase	Vice President	PPurchase	+22 sh	$14.40	+$316.8	435
2005-09-28	TS&W / CLAYMORE TAX-ADVANTAGED BALANCED FUNDP Purchase	Vice President	PPurchase	+178 sh	$13.75	+$2,447.5	413
2005-09-23	TS&W / CLAYMORE TAX-ADVANTAGED BALANCED FUNDP Purchase	Vice President	PPurchase	+25 sh	$13.75	+$343.75	235
2005-01-18	TS&W / CLAYMORE TAX-ADVANTAGED BALANCED FUNDP Purchase	Vice President	PPurchase	+210 sh	$13.68	+$2,872.8	210

Recent filings

Accepted (ET)
Nov 294
ROFFO ROBERTO0001179110-11-015667
SEC(opens sec.gov)
Dec 34
ROFFO ROBERTO0001179110-10-016856
SEC(opens sec.gov)
Jul 94
ROFFO ROBERTO0001179110-10-011543
SEC(opens sec.gov)
Jun 154/A
ROFFO ROBERTO0001179110-10-010457
SEC(opens sec.gov)
Jun 144
ROFFO ROBERTO0001179110-10-010344
SEC(opens sec.gov)
Jun 144/A
ROFFO ROBERTO0001179110-10-010349
SEC(opens sec.gov)
Jun 144
ROFFO ROBERTO0001179110-10-010358
SEC(opens sec.gov)
Jun 144/A
ROFFO ROBERTO0001179110-10-010371
SEC(opens sec.gov)
Nov 64
TS&W / CLAYMORE TAX-ADVANTAGED BALANCED FUND0001179110-07-020934
SEC(opens sec.gov)

Companies

Address

5 VAUGN DRIVE, SUITE 119

PRINCETON, NJ, 08540