Insider · CIK 0001082848

SIMON GARY D

Reports to the SEC for 3 companies · CHATSWORTH, CA

sec.gov

Transactions

Companies

Filings

CIK

0001082848

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-09-01	CEPLCapstone Energy Plus, Inc.A Award	Director	AAward	+1,953 sh	$0.64	+$1,249.92	84,341
2016-12-01	CEPLCapstone Energy Plus, Inc.A Award	Director	AAward	+1,389 sh	$0.90	+$1,250.1	80,721
2016-09-01	CEPLCapstone Energy Plus, Inc.A Award	Director	AAward	+7,765 sh	$1.69	+$13.1K	79,332
2016-08-31	CEPLCapstone Energy Plus, Inc.A Award	Director	AAward	+27.8K sh	—	—	71,567
2016-06-01	CEPLCapstone Energy Plus, Inc.A Award	Director	AAward	+8,359 sh	$1.57	+$13.1K	42,145
2016-03-01	CEPLCapstone Energy Plus, Inc.A Award	Director	AAward	+10.9K sh	$1.20	+$13.1K	33,786
2015-12-01	CEPLCapstone Energy Plus, Inc.A Award	Director	AAward	+8,202 sh	$1.60	+$13.1K	22,849
2015-09-01	CEPLCapstone Energy Plus, Inc.A Award	Director	AAward	+6,730 sh	$0.39	+$2,624.7	292,931
2015-08-28	CEPLCapstone Energy Plus, Inc.A Award	Director	AAward	+128K sh	—	—	319,101
2015-06-01	CEPLCapstone Energy Plus, Inc.A Award	Director	AAward	+6,104 sh	$0.43	+$2,624.72	157,823
2015-03-02	CEPLCapstone Energy Plus, Inc.A Award	Director	AAward	+3,546 sh	$0.74	+$2,624.04	151,719
2014-12-01	CEPLCapstone Energy Plus, Inc.A Award	Director	AAward	+2,777 sh	$0.81	+$2,249.37	148,173
2014-11-14	CEPLCapstone Energy Plus, Inc.P Purchase	Director	PPurchase	+24K sh	$0.91	+$21.8K	169,396
2014-11-14	CEPLCapstone Energy Plus, Inc.P Purchase	Director	PPurchase	+8,900 sh	$0.92	+$8,188	178,296
2014-09-02	CEPLCapstone Energy Plus, Inc.A Award	Director	AAward	+1,829 sh	$1.23	+$2,249.67	145,396
2014-08-28	CEPLCapstone Energy Plus, Inc.A Award	Director	AAward	+27.8K sh	—	—	143,567
2014-08-15	CEPLCapstone Energy Plus, Inc.P Purchase	Director	PPurchase	+3,000 sh	$1.15	+$3,447	115,790
2014-03-03	CEPLCapstone Energy Plus, Inc.A Award	Director	AAward	+1,388 sh	$1.62	+$2,248.56	112,170
2013-12-02	CEPLCapstone Energy Plus, Inc.A Award	Director	AAward	+1,939 sh	$1.16	+$2,249.24	110,782
2013-09-03	CEPLCapstone Energy Plus, Inc.A Award	Director	AAward	+2,045 sh	$1.10	+$2,249.5	108,843
2013-08-29	CEPLCapstone Energy Plus, Inc.A Award	Director	AAward	+31.5K sh	—	—	106,798
2013-06-03	CEPLCapstone Energy Plus, Inc.A Award	Director	AAward	+1,757 sh	$1.28	+$2,248.96	75,266
2013-03-01	CEPLCapstone Energy Plus, Inc.A Award	Director	AAward	+2,319 sh	$0.97	+$2,249.43	73,509
2012-12-03	CEPLCapstone Energy Plus, Inc.A Award	Director	AAward	+2,368 sh	$0.95	+$2,249.6	71,190
2012-09-04	CEPLCapstone Energy Plus, Inc.A Award	Director	AAward	+1,492 sh	$1.01	+$1,506.92	68,822
2012-08-30	CEPLCapstone Energy Plus, Inc.A Award	Director	AAward	+34.7K sh	—	—	67,330
2012-06-01	CEPLCapstone Energy Plus, Inc.A Award	Director	AAward	+1,500 sh	$1.00	+$1,500	32,677
2012-03-01	CEPLCapstone Energy Plus, Inc.A Award	Director	AAward	+1,315 sh	$1.14	+$1,499.1	31,177
2011-12-01	CEPLCapstone Energy Plus, Inc.A Award	Director	AAward	+1,500 sh	$1.00	+$1,500	29,862
2011-09-01	CEPLCapstone Energy Plus, Inc.A Award	Director	AAward	+1,327 sh	$1.13	+$1,499.51	28,362
2011-08-26	CEPLCapstone Energy Plus, Inc. · Stock Option (right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2011-06-01	CEPLCapstone Energy Plus, Inc.A Award	Director	AAward	+898 sh	$1.67	+$1,499.66	27,035
2011-03-01	CEPLCapstone Energy Plus, Inc.A Award	Director	AAward	+1,041 sh	$1.44	+$1,499.04	26,137
2010-12-01	CEPLCapstone Energy Plus, Inc.A Award	Director	AAward	+1,923 sh	$0.78	+$1,499.94	25,096
2010-09-01	CEPLCapstone Energy Plus, Inc.A Award	Director	AAward	+2,307 sh	$0.65	+$1,499.55	23,173
2010-08-26	CEPLCapstone Energy Plus, Inc. · Stock Option (right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2010-08-12	CEPLCapstone Energy Plus, Inc.P Purchase	Director	PPurchase	+3,000 sh	$0.73	+$2,202	20,866
2010-06-01	CEPLCapstone Energy Plus, Inc.A Award	Director	AAward	+1,304 sh	$1.15	+$1,499.6	17,866
2010-03-01	CEPLCapstone Energy Plus, Inc.A Award	Director	AAward	+1,445 sh	$1.21	+$1,748.45	16,562
2009-12-01	CEPLCapstone Energy Plus, Inc.A Award	Director	AAward	+1,136 sh	$1.32	+$1,499.52	15,117
2009-09-01	CEPLCapstone Energy Plus, Inc.A Award	Director	AAward	+816 sh	$1.38	+$1,126.08	13,981
2009-08-27	CEPLCapstone Energy Plus, Inc. · Stock Option (right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2009-06-01	CEPLCapstone Energy Plus, Inc.A Award	Director	AAward	+1,654 sh	$0.68	+$1,124.72	13,165
2009-03-01	CEPLCapstone Energy Plus, Inc.A Award	Director	AAward	+2,344 sh	$0.48	+$1,125.12	11,511
2008-11-13	CEPLCapstone Energy Plus, Inc.P Purchase	Director	PPurchase	+2,000 sh	$1.02	+$2,036	9,167
2007-12-03	CEPLCapstone Energy Plus, Inc.A Award	Director	AAward	+987 sh	$1.14	+$1,125.18	4,366
2007-06-01	CEPLCapstone Energy Plus, Inc.A Award	Director	AAward	+1,114 sh	$1.01	+$1,125.14	2,392
2000-07-26	NEON COMMUNICATIONS INCDIRECTOR STOCK OPTION (Right to buy)A Award	Director	AAward	+18.8K sh	—	—	18,811
2000-03-10	NORTHEAST OPTIC NETWORK INCS Sale	Director	SSale	−2,000 sh	$107.11	−$214K	—
2000-03-09	NORTHEAST OPTIC NETWORK INCM Exercise/Conversion	Director	MExercise/Conversion	+3,880 sh	$15.25	+$59.2K	—

Recent filings

Accepted (ET)
Sep 54
SIMON GARY D0001683687-17-000008
SEC(opens sec.gov)
Dec 54
CAPSTONE TURBINE Corp0001447591-16-000076
SEC(opens sec.gov)
Sep 64
CAPSTONE TURBINE Corp0001447591-16-000070
SEC(opens sec.gov)
Sep 14
CAPSTONE TURBINE Corp0001683687-16-000007
SEC(opens sec.gov)
Jun 34
CAPSTONE TURBINE Corp0001608202-16-000017
SEC(opens sec.gov)
Mar 34
CAPSTONE TURBINE Corp0001447591-16-000044
SEC(opens sec.gov)
Dec 34
CAPSTONE TURBINE Corp0001447591-15-000034
SEC(opens sec.gov)
Sep 34
CAPSTONE TURBINE Corp0001447591-15-000029
SEC(opens sec.gov)
Aug 314
CAPSTONE TURBINE Corp0001447591-15-000024
SEC(opens sec.gov)
Jun 34
CAPSTONE TURBINE Corp0001608202-15-000007
SEC(opens sec.gov)
Mar 44
CAPSTONE TURBINE Corp0001447591-15-000003
SEC(opens sec.gov)
Dec 34
CAPSTONE TURBINE Corp0001447591-14-000050
SEC(opens sec.gov)
Nov 204
CAPSTONE TURBINE Corp0001447591-14-000047
SEC(opens sec.gov)
Sep 44
CAPSTONE TURBINE Corp0001447591-14-000043
SEC(opens sec.gov)
Sep 24
CAPSTONE TURBINE Corp0001447591-14-000039
SEC(opens sec.gov)
Aug 194
CAPSTONE TURBINE Corp0001447591-14-000033
SEC(opens sec.gov)
Mar 54
CAPSTONE TURBINE Corp0001447591-14-000003
SEC(opens sec.gov)
Dec 44
CAPSTONE TURBINE Corp0001214050-13-000003
SEC(opens sec.gov)
Sep 54
CAPSTONE TURBINE Corp0001447591-13-000032
SEC(opens sec.gov)

Companies

Address

21211 NORDHOFF STREET

CHATSWORTH, CA, 91311