Home/Insiders/BAKER JULIAN
BJ
SEC Insider//CIK 0001087939

BAKER JULIAN

CIK 000108793950 companiesNEW YORK, NY

Transactions

50

Companies

50

Filings

5

CIK

0001087939

Research Summary

AI-generated from SEC filings & financial news

Updated

Julian C. Baker

Julian C. Baker is a managing member of Baker Bros. Advisors LP and a long‑time investor in life‑sciences companies. SEC filings and proxy statements list him as a director or reporting person on multiple public biotech issuers and as a significant beneficial owner through Baker Bros. funds.[1]

Career Background

  • Cofounder and managing member of Baker Bros. Advisors LP, a New York‑based investment adviser focused on life‑sciences investing.[1]
  • Longstanding portfolio manager and investor in biotechnology companies; career origins include roles at Tisch Financial Management and the private equity arm of Credit Suisse First Boston, as noted in company proxy disclosures.[2]
  • Frequently appears in Section 16 filings (Forms 3/4/5) and Schedule 13 filings as a reporting person through Baker Bros. funds, reflecting active governance and ownership roles across multiple issuers.[3]

Current Positions

  • Director and significant investor — XOMA Royalty Corporation (ticker: XOMA) and related securities, as reflected in the company’s SEC filings identifying Baker Bros. / affiliated reporting persons.[4]
  • Significant beneficial owner reported for Heron Therapeutics, Inc. (ticker: HRTX) in Schedule 13G/A filings naming Baker Bros. Advisors and Julian C. Baker.[5]
  • Reporting person / beneficial owner filings for Neurogene / Neurogene‑related entities show Baker Bros. and Julian C. Baker listed in Schedule 13 filings.[6]

SEC Filing Context

  • Acts as a reporting person on numerous Form 4 and Schedule 13 filings through Baker Bros. entities; filings commonly reflect director deputization or beneficial ownership disclosed on behalf of affiliated funds.[3]
  • Public filings and proxy statements are the primary sources documenting board service, beneficial ownership and Section 16 reporting for Mr. Baker’s activities.[2]

Recent Transactions

50 trades
  • Disposition to Issuer

    1.25% Convertible Senior Note due 2020

    2017-02-176,050,0000 total
  • Disposition to Issuer

    0.375% Convertible Senior Note due 2018

    2017-02-17228,326,0000 total
  • Award

    Common Stock

    2017-02-17+502,7794,353,957 total
  • Disposition to Issuer

    0.375% Convertible Senior Note due 2018

    2017-02-175,674,0000 total
  • Award

    Common Stock

    2017-02-17+4,896,06729,141,653 total
  • Disposition to Issuer

    1.25% Convertible Senior Note due 2020

    2017-02-1725,000,0000 total
  • Disposition to Issuer

    1.25% Convertible Senior Note due 2020

    2017-02-17243,450,0000 total
  • Award

    Common Stock

    2017-02-17+4,487,41224,245,586 total
  • Award

    Common Stock

    2017-02-17+491,3383,851,178 total
  • Award

    Common Stock

    2017-02-17+111,514645,423 total
  • Disposition to Issuer

    0.375% Convertible Senior Note due 2018

    2017-02-1725,000,0000 total
  • Award

    Common Stock

    2017-02-17+121,672767,095 total
  • Award

    Common Stock

    2017-01-03$1.50/sh+14,1691,017,950 total
  • Award

    Common Stock

    2017-01-03$1.50/sh+14,1699,323,502 total
  • Award

    Common Stock

    2017-01-03$1.50/sh+14,169125,179 total
  • Award

    Common Stock

    2016-12-30$100.27/sh+1893,359,840 total
  • Purchase

    Common Stock

    2016-10-07$2.00/sh+2,928,5969,309,333 total
  • Purchase

    Common Stock

    2016-10-07$2.00/sh+321,4041,003,781 total
  • Award

    Common Stock

    2016-10-03$2.56/sh+8,299682,377 total
  • Award

    Common Stock

    2016-10-03$2.56/sh+8,2996,380,737 total
  • Award

    Common Stock

    2016-10-03$2.56/sh+8,299111,010 total
  • Award

    Common Stock

    2016-09-30$94.29/sh+20119,757,985 total
  • Award

    Common Stock

    2016-09-30$94.29/sh+2013,359,651 total
  • Award

    Common Stock

    2016-09-30$94.29/sh+201533,720 total
  • Award

    Common Stock

    2016-07-01$1.63/sh+13,038674,078 total
  • Award

    Common Stock

    2016-07-01$1.63/sh+13,0386,372,438 total
  • Award

    Common Stock

    2016-07-01$1.63/sh+13,038102,711 total
  • Award

    Common Stock

    2016-06-30$79.98/sh+2373,359,450 total
  • Award

    Common Stock

    2016-06-30$79.98/sh+23719,757,784 total
  • Award

    Common Stock

    2016-06-30$79.98/sh+237533,519 total
  • Award

    Non-Qualified Stock Option (right to buy)

    2016-06-13+70,00070,000 total
  • Award

    Non-Qualified Stock Options (right to buy)

    2016-05-27+15,00015,000 total
  • Award

    Common Stock

    2016-04-01$1.97/sh+10,78889,673 total
  • Award

    Common Stock

    2016-04-01$1.97/sh+10,788661,040 total
  • Award

    Common Stock

    2016-04-01$1.97/sh+10,7886,359,400 total
  • Award

    Common Stock

    2016-03-31$72.47/sh+26219,757,547 total
  • Award

    Common Stock

    2016-03-31$72.47/sh+2623,359,213 total
  • Award

    Common Stock

    2016-03-31$72.47/sh+262533,282 total
  • Exercise/Conversion

    Non-Qualified Stock Options (right to buy)

    2016-03-1720,0000 total
  • Exercise/Conversion

    Common Stock

    2016-03-17$3.86/sh+20,0003,319,668 total
  • Purchase

    Common Stock

    2016-03-17$62.59/sh+9,8213,358,951 total
  • Exercise/Conversion

    Non-Qualified Stock Options (right to buy)

    2016-03-1720,0000 total
  • Exercise/Conversion

    Common Stock

    2016-03-17$3.86/sh+20,00019,396,568 total
  • Purchase

    Common Stock

    2016-03-17$61.38/sh+13,9363,349,130 total
  • Exercise/Conversion

    Common Stock

    2016-03-17$3.86/sh+20,000533,020 total
  • Purchase

    Common Stock

    2016-03-17$61.03/sh+24,43119,539,142 total
  • Purchase

    Common Stock

    2016-03-17$60.95/sh+20,65919,514,711 total
  • Purchase

    Common Stock

    2016-03-17$61.38/sh+127,96419,667,106 total
  • Purchase

    Common Stock

    2016-03-17$60.85/sh+10,6163,330,284 total
  • Purchase

    Common Stock

    2016-03-17$60.95/sh+2,2503,332,534 total

Companies

50

Recent Filings

5

Address

860 WASHINGTON STREET, 3RD FLOOR

NEW YORK, NY, 10014