Insider · CIK 0001093250

BERGSTROM ALAN

Reports to the SEC for 1 company · AUSTIN, TX

sec.gov

Transactions

Companies

Filings

CIK

0001093250

Forms 4 and 5

Insider transactions

29 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2009-07-22	RICKRCI HOSPITALITY HOLDINGS, INC. · Stock OptionsA Award	Director	AAward	+10K sh	—	—	20,000
2008-01-04	RICKRCI HOSPITALITY HOLDINGS, INC.S Sale	Director	SSale	−125 sh	$25.65	−$3,206.375	11,025
2008-01-04	RICKRCI HOSPITALITY HOLDINGS, INC.S Sale	Director	SSale	−1,125 sh	$25.63	−$28.8K	9,900
2008-01-04	RICKRCI HOSPITALITY HOLDINGS, INC.S Sale	Director	SSale	−300 sh	$25.62	−$7,686	9,600
2008-01-04	RICKRCI HOSPITALITY HOLDINGS, INC.S Sale	Director	SSale	−250 sh	$25.80	−$6,450	9,350
2008-01-04	RICKRCI HOSPITALITY HOLDINGS, INC.S Sale	Director	SSale	−3,000 sh	$25.29	−$75.9K	6,350
2008-01-04	RICKRCI HOSPITALITY HOLDINGS, INC.S Sale	Director	SSale	−5,200 sh	$25.25	−$131K	1,150
2008-01-03	RICKRCI HOSPITALITY HOLDINGS, INC.G Gift	Director	GGift	−850 sh	—	—	13,850
2008-01-03	RICKRCI HOSPITALITY HOLDINGS, INC.S Sale	Director	SSale	−2,700 sh	$27.30	−$73.7K	11,150
2007-12-24	RICKRCI HOSPITALITY HOLDINGS, INC.M Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$1.40	+$14K	14,700
2007-12-24	RICKRCI HOSPITALITY HOLDINGS, INC.M Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$6.75	+$67.5K	24,700
2007-12-24	RICKRCI HOSPITALITY HOLDINGS, INC.S Sale	Director	SSale	−3,500 sh	$27.52	−$96.3K	21,200
2007-12-24	RICKRCI HOSPITALITY HOLDINGS, INC.S Sale	Director	SSale	−2,500 sh	$27.43	−$68.6K	18,700
2007-12-24	RICKRCI HOSPITALITY HOLDINGS, INC.S Sale	Director	SSale	−4,000 sh	$27.36	−$109K	14,700
2007-12-24	RICKRCI HOSPITALITY HOLDINGS, INC. · Stock optionsM Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	20,000
2007-12-24	RICKRCI HOSPITALITY HOLDINGS, INC. · Stock optionsM Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	10,000
2007-02-16	RICKRCI HOSPITALITY HOLDINGS, INC.M Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$2.54	+$25.4K	10,000
2007-02-16	RICKRCI HOSPITALITY HOLDINGS, INC.S Sale	Director	SSale	−10K sh	$10.35	−$104K	0
2007-02-16	RICKRCI HOSPITALITY HOLDINGS, INC. · Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	20,000
2006-05-31	RICKRCI HOSPITALITY HOLDINGS, INC. · Stock OptionsA Award	Director	AAward	+10K sh	—	—	40,000
2005-07-21	RICKRCI HOSPITALITY HOLDINGS, INC. · OptionsA Award	Director	AAward	+10K sh	—	—	45,000
2003-09-10	RICKRCI HOSPITALITY HOLDINGS, INC. · OptionA Award	Director	AAward	+10K sh	—	—	10,000
2001-08-24	RICKRCI HOSPITALITY HOLDINGS, INC. · OptionD Disposition to Issuer	Director	DDisposition to Issuer	−5,000 sh	—	—	—
2001-06-11	RICKRCI HOSPITALITY HOLDINGS, INC. · OptionA Award	Director	AAward	+10K sh	—	—	—
2000-08-24	RICKRCI HOSPITALITY HOLDINGS, INC. · OptionA Award	Director	AAward	+5,000 sh	—	—	—
2000-08-04	RICKRCI HOSPITALITY HOLDINGS, INC. · OptionD Disposition to Issuer	Director	DDisposition to Issuer	−5,000 sh	—	—	—
2000-08-04	RICKRCI HOSPITALITY HOLDINGS, INC. · OptionD Disposition to Issuer	Director	DDisposition to Issuer	−5,000 sh	—	—	—
1999-08-04	RICKRCI HOSPITALITY HOLDINGS, INC. · OptionD Disposition to Issuer	Director	DDisposition to Issuer	−5,000 sh	—	—	—
1999-08-04	RICKRCI HOSPITALITY HOLDINGS, INC. · OptionD Disposition to Issuer	Director	DDisposition to Issuer	−5,000 sh	—	—	—

Recent filings

Accepted (ET)
Aug 104
RICKS CABARET INTERNATIONAL INC0001140361-09-018547
SEC(opens sec.gov)
Jan 74/A
RICKS CABARET INTERNATIONAL INC0001140361-08-000770
SEC(opens sec.gov)
Jan 74
RICKS CABARET INTERNATIONAL INC0001140361-08-000771
SEC(opens sec.gov)
Feb 204
RICKS CABARET INTERNATIONAL INC0001140361-07-003864
SEC(opens sec.gov)
Jun 24
RICKS CABARET INTERNATIONAL INC0001140361-06-008594
SEC(opens sec.gov)

Companies

RCI HOSPITALITY HOLDINGS, INC.DirectorRICK

Address

4505 SPICEWOOD SPRINGS ROAD, SUITE 104

AUSTIN, TX, 78759