Insider · CIK 0001095153

TENNENBAUM MICHAEL E

Reports to the SEC for 14 companies · SANTA MONICA, CA

sec.gov

Transactions

Companies

Filings

CIK

0001095153

Forms 4 and 5

Insider transactions

24 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2009-08-20	SPECIAL VALUE OPPORTUNITIES FUND LLCP Purchase	Authorized Person, See Remarks	PPurchase	+41.079 sh	$12171.67	+$500K	819.614
2009-01-05	Tennenbaum Opportunities Fund V, LLCP Purchase	Authorized Person, Officer of Investment Advsr	PPurchase	+203 sh	$7389.15	+$1.5M	1,062.338
2007-12-28	Tennenbaum Opportunities Fund V, LLCP Purchase	Authorized Person, Officer of Investment Advsr	PPurchase	+98.565 sh	$15218.41	+$1.5M	612.59
2007-11-29	Tennenbaum Opportunities Fund V, LLCP Purchase	Authorized Person, Officer of Investment Advsr	PPurchase	+97.761 sh	$15343.53	+$1.5M	514.025
2007-08-03	KAISER GROUP HOLDINGS INCP Purchase	10% Owner	PPurchase	+200K sh	$29.50	+$5.9M	474,975
2007-06-28	Tennenbaum Opportunities Fund V, LLCP Purchase	Authorized Person, Officer of Investment Advsr	PPurchase	+82.101 sh	$18270.23	+$1.5M	232.101
2005-09-30	Special Value Expansion Fund, LLCP Purchase	Director, See Remarks Below	PPurchase	+22.16 sh	$541.50	+$12K	336.33
2005-04-29	SPECIAL VALUE OPPORTUNITIES FUND LLCP Purchase	Authorized Person, See Remarks	PPurchase	+82.346 sh	$18412.13	+$1.52M	360.911
2005-04-29	SPECIAL VALUE OPPORTUNITIES FUND LLCP Purchase	Authorized Person, See Remarks	PPurchase	+2.174 sh	$18412.13	+$40K	9.522
2005-02-24	ANACOMP INCP Purchase	Director, 10% Owner	PPurchase	+368K sh	$16.50	+$6.08M	1,522,860
2005-02-18	PARTY CITY CORPP Purchase	Director, 10% Owner	PPurchase	+117K sh	$12.27	+$1.44M	5,766,481
2005-02-16	PARTY CITY CORPP Purchase	Director, 10% Owner	PPurchase	+102K sh	$11.65	+$1.19M	5,649,481
2005-01-15	SPECIAL VALUE OPPORTUNITIES FUND LLCS Sale	Authorized Person, See Remarks	SSale	0 sh	—	—	278.565
2005-01-15	SPECIAL VALUE OPPORTUNITIES FUND LLCS Sale	Authorized Person, See Remarks	SSale	−0.474 sh	$18781.78	−$8,902.564	278.092
2005-01-03	ALABAMA AIRCRAFT INDUSTRIES, INCP Purchase	Director, 10% Owner	PPurchase	+78.1K sh	$26.31	+$2.06M	1,004,566
2004-12-29	ALABAMA AIRCRAFT INDUSTRIES, INCG Gift	Director, 10% Owner	GGift	−80K sh	—	—	926,455
2004-11-22	SPECIAL VALUE OPPORTUNITIES FUND LLCS Sale	Authorized Person, See Remarks	SSale	−1.837 sh	$19049.69	−$35K	278.565
2004-11-15	SPECIAL VALUE OPPORTUNITIES FUND LLCP Purchase	Authorized Person, See Remarks	PPurchase	+127.786 sh	$17914.73	+$2.29M	280.403
2004-11-15	SPECIAL VALUE OPPORTUNITIES FUND LLCP Purchase	Authorized Person, See Remarks	PPurchase	+3.348 sh	$17914.73	+$60K	7.348
2004-10-22	Special Value Expansion Fund, LLCP Purchase	Director, See Remarks Below	PPurchase	+77.797 sh	$514.16	+$40K	237.797
2004-03-01	ALABAMA AIRCRAFT INDUSTRIES, INCOptions to Purchase Common StockA Award	Director, 10% Owner	AAward	+20K sh	—	—	94,844
2003-11-12	PARTY CITY CORPStock Options (right to purchase)A Award	Director, 10% Owner	AAward	+10K sh	—	—	10,000
2003-11-03	ANACOMP INCDeferred Stock UnitsA Award	Director, 10% Owner	AAward	+1,800 sh	$22.25	+$40.1K	1,800
2003-02-27	ALABAMA AIRCRAFT INDUSTRIES, INCOptions to Purchase Common StockA Award	Director, 10% Owner	AAward	+20K sh	—	—	74,844

Recent filings

Accepted (ET)
Aug 244
TENNENBAUM MICHAEL E0001209191-09-041814
SEC(opens sec.gov)
Jan 74
TENNENBAUM MICHAEL E0001127602-09-000893
SEC(opens sec.gov)
Jan 24
Tennenbaum Opportunities Fund V, LLC0001209191-08-000446
SEC(opens sec.gov)
Dec 34
Tennenbaum Opportunities Fund V, LLC0001209191-07-067374
SEC(opens sec.gov)
Aug 134
KAISER GROUP HOLDINGS INC0001104659-07-061863
SEC(opens sec.gov)
Jul 34
Tennenbaum Opportunities Fund V, LLC0001209191-07-040917
SEC(opens sec.gov)
Oct 44
Special Value Expansion Fund, LLC0001209191-05-050733
SEC(opens sec.gov)
May 34
TENNENBAUM MICHAEL E0001209191-05-023461
SEC(opens sec.gov)
May 24/A
SPECIAL VALUE OPPORTUNITIES FUND LLC0001209191-05-023152
SEC(opens sec.gov)
Feb 284
SVIM MSM II LLC0001179110-05-004255
SEC(opens sec.gov)
Feb 234
PARTY CITY CORP0001209191-05-011745
SEC(opens sec.gov)
Feb 184
PARTY CITY CORP0001209191-05-011090
SEC(opens sec.gov)
Jan 184
TENNENBAUM MICHAEL E0001209191-05-003495
SEC(opens sec.gov)
Jan 44
PEMCO AVIATION GROUP INC0001209191-05-001288
SEC(opens sec.gov)
Dec 34
SPECIAL VALUE OPPORTUNITIES FUND LLC0001209191-04-056022
SEC(opens sec.gov)

Companies

Address

2951 28TH STREET SUITE1000

SANTA MONICA, CA, 90405