Insider · CIK 0001098231

BARATZ ALAN E

Reports to the SEC for 2 companies · PALO ALTO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001098231

Forms 4 and 5

Insider transactions

43 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-07-14	QBTSD-Wave Quantum Inc.F Tax Payment	Director, President & CEO	FTax Payment	−52.3K sh	$18.66	−$976K	3,247,451
2026-06-08	QBTSD-Wave Quantum Inc.M Exercise/Conversion	Director, President & CEO	MExercise/Conversion	+474K sh	$0.91	+$432K	3,774,166
2026-06-08	QBTSD-Wave Quantum Inc.M Exercise/Conversion	Director, President & CEO	MExercise/Conversion	+213K sh	$0.85	+$180K	3,987,398
2026-06-08	QBTSD-Wave Quantum Inc. · Stock Option (right to buy)M Exercise/Conversion	Director, President & CEO	MExercise/Conversion	−213K sh	$0.85	−$180K	0
2026-06-08	QBTSD-Wave Quantum Inc. · Stock Option (right to buy)M Exercise/Conversion	Director, President & CEO	MExercise/Conversion	−474K sh	$0.91	−$432K	0
2026-06-08	QBTSD-Wave Quantum Inc.S Sale	Director, President & CEO	SSale	−688K sh	$26.13	−$18M	3,299,771
2026-05-13	QBTSD-Wave Quantum Inc.F Tax Payment	Director, President & CEO	FTax Payment	−18.5K sh	$22.35	−$414K	3,299,771
2026-04-30	QBTSD-Wave Quantum Inc.A Award	Director, President & CEO	AAward	+754K sh	—	—	3,318,313
2026-04-13	QBTSD-Wave Quantum Inc.F Tax Payment	Director, President & CEO	FTax Payment	−33.8K sh	$14.25	−$481K	2,564,372
2026-01-14	QBTSD-Wave Quantum Inc.S Sale	Director, President & CEO	SSale	−35K sh	$28.06	−$983K	2,598,150
2025-12-22	QBTSD-Wave Quantum Inc.M Exercise/Conversion	Director, President & CEO	MExercise/Conversion	+794K sh	$0.91	+$722K	3,426,875
2025-12-22	QBTSD-Wave Quantum Inc.S Sale	Director, President & CEO	SSale	−794K sh	$30.13	−$23.9M	2,633,163
2025-12-22	QBTSD-Wave Quantum Inc. · Stock Option (right to buy)M Exercise/Conversion	Director, President & CEO	MExercise/Conversion	−794K sh	$0.91	−$722K	474,395
2025-11-13	QBTSD-Wave Quantum Inc.S Sale	Director, President & CEO	SSale	−168K sh	$23.17	−$3.9M	2,633,163
2025-11-11	QBTSD-Wave Quantum Inc.M Exercise/Conversion	Director, President & CEO	MExercise/Conversion	+806K sh	$0.91	+$734K	3,607,553
2025-11-11	QBTSD-Wave Quantum Inc. · Stock Option (right to buy)M Exercise/Conversion	Director, President & CEO	MExercise/Conversion	−806K sh	$0.91	−$734K	1,268,107
2025-11-11	QBTSD-Wave Quantum Inc.S Sale	Director, President & CEO	SSale	−806K sh	$28.87	−$23.3M	2,801,265
2025-10-14	QBTSD-Wave Quantum Inc.S Sale	Director, President & CEO	SSale	−31.4K sh	$43.74	−$1.37M	2,801,265
2025-07-21	QBTSD-Wave Quantum Inc.F Tax Payment	Director, President & CEO	FTax Payment	−33.8K sh	$18.89	−$638K	2,832,634
2025-05-21	QBTSD-Wave Quantum Inc.S Sale	Director, President & CEO	SSale	−846K sh	$17.00	−$14.4M	2,866,412
2025-05-21	QBTSD-Wave Quantum Inc.M Exercise/Conversion	Director, President & CEO	MExercise/Conversion	+846K sh	$0.91	+$770K	3,712,225
2025-05-21	QBTSD-Wave Quantum Inc. · Stock Option (right to buy)M Exercise/Conversion	Director, President & CEO	MExercise/Conversion	−846K sh	$0.91	−$770K	2,074,395
2025-05-20	QBTSD-Wave Quantum Inc.F Tax Payment	Director, President & CEO	FTax Payment	−19K sh	$13.15	−$250K	2,866,412
2025-05-01	QBTSD-Wave Quantum Inc.A Award	Director, President & CEO	AAward	+580K sh	—	—	2,885,435
2025-04-22	QBTSD-Wave Quantum Inc.F Tax Payment	Director, President & CEO	FTax Payment	−36.9K sh	$6.42	−$237K	2,305,318
2025-01-23	QBTSD-Wave Quantum Inc.F Tax Payment	Director, President & CEO	FTax Payment	−8,372 sh	$5.27	−$44.1K	2,342,208
2025-01-23	QBTSD-Wave Quantum Inc.S Sale	Director, President & CEO	SSale	−8,372 sh	$5.27	−$44.1K	2,342,208
2024-12-04	QBTSD-Wave Quantum Inc.F Tax Payment	Director, President & CEO	FTax Payment	−148K sh	$2.76	−$407K	2,547,330
2024-12-04	QBTSD-Wave Quantum Inc.F Tax Payment	Director, President & CEO	FTax Payment	−197K sh	$2.76	−$543K	2,350,580
2024-10-21	QBTSD-Wave Quantum Inc.F Tax Payment	Director, President & CEO	FTax Payment	−7,379 sh	$1.17	−$8,633.43	2,694,893
2024-07-22	QBTSD-Wave Quantum Inc.F Tax Payment	Director, President & CEO	FTax Payment	−7,379 sh	$1.02	−$7,526.58	2,702,272
2024-03-27	QBTSD-Wave Quantum Inc.A Award	Director, President & CEO	AAward	+300K sh	—	—	2,744,969
2024-03-27	QBTSD-Wave Quantum Inc.F Tax Payment	Director, President & CEO	FTax Payment	−29.5K sh	$1.95	−$57.6K	2,715,456
2024-01-10	QBTSD-Wave Quantum Inc.A Award	Director, President & CEO	AAward	+102K sh	—	—	2,439,164
2024-01-10	QBTSD-Wave Quantum Inc. · Stock Option (right to buy)A Award	Director, President & CEO	AAward	+213K sh	—	—	213,232
2024-01-10	QBTSD-Wave Quantum Inc.A Award	Director, President & CEO	AAward	+107K sh	—	—	2,444,969
2023-10-30	QBTSD-Wave Quantum Inc.F Tax Payment	Director, President & CEO	FTax Payment	−463K sh	$0.66	−$305K	2,337,500
2023-03-27	QBTSD-Wave Quantum Inc.A Award	Director, President & CEO	AAward	+300K sh	—	—	2,800,000
2022-10-27	QBTSD-Wave Quantum Inc.A Award	Director, President & CEO	AAward	+2.5M sh	—	—	2,500,000
2005-05-25	VERSATA INCStock Option (right to buy)A Award	Director	AAward	+2,000 sh	—	—	2,000
2005-02-18	VERSATA INCStock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−288K sh	—	—	162,000
2004-09-09	VERSATA INCA Award	Director	AAward	+3,790 sh	—	—	15,151
2003-10-06	VERSATA INCStock Option (Right to Buy)A Award	Director	AAward	+450K sh	—	—	450,000

Recent filings

Accepted (ET)
Jul 154
BARATZ ALAN E0001907982-26-000107
SEC(opens sec.gov)
Jun 104
BARATZ ALAN E0001907982-26-000088
SEC(opens sec.gov)
May 144
BARATZ ALAN E0001098231-26-000009
SEC(opens sec.gov)
May 44
BARATZ ALAN E0001098231-26-000007
SEC(opens sec.gov)
Apr 154
BARATZ ALAN E0001098231-26-000005
SEC(opens sec.gov)
Jan 154
BARATZ ALAN E0001098231-26-000002
SEC(opens sec.gov)
Dec 234
BARATZ ALAN E0001907982-25-000268
SEC(opens sec.gov)
Nov 144
BARATZ ALAN E0001098231-25-000006
SEC(opens sec.gov)
Nov 134
BARATZ ALAN E0001098231-25-000004
SEC(opens sec.gov)
Oct 154
BARATZ ALAN E0001907982-25-000226
SEC(opens sec.gov)
Jul 224
BARATZ ALAN E0001907982-25-000162
SEC(opens sec.gov)
May 224
BARATZ ALAN E0001907982-25-000103
SEC(opens sec.gov)

Companies

Address

2650 EAST BAYSHORE ROAD

PALO ALTO, CA, 94303