Insider · CIK 0001099523

NICASTRO NEIL D

Reports to the SEC for 2 companies · WAUKEGAN, IL

sec.gov

Transactions

Companies

Filings

CIK

0001099523

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2011-09-15	WMS INDUSTRIES INC /DE/A Award	Director	AAward	+3,741 sh	—	—	29,881
2011-09-15	WMS INDUSTRIES INC /DE/Stock OptionA Award	Director	AAward	+8,813 sh	—	—	8,813
2010-11-17	WMS INDUSTRIES INC /DE/M Exercise/Conversion	Director	MExercise/Conversion	+15.1K sh	$16.95	+$257K	41,275
2010-11-17	WMS INDUSTRIES INC /DE/S Sale	Director	SSale	−15.1K sh	$43.15	−$653K	26,140
2010-11-17	WMS INDUSTRIES INC /DE/Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	+15.1K sh	—	—	0
2010-09-16	WMS INDUSTRIES INC /DE/A Award	Director	AAward	+1,923 sh	—	—	26,140
2010-09-16	WMS INDUSTRIES INC /DE/Stock OptionA Award	Director	AAward	+5,003 sh	—	—	5,003
2010-09-16	WMS INDUSTRIES INC /DE/Stock OptionA Award	Director	AAward	+4,808 sh	—	—	4,808
2009-09-21	WMS INDUSTRIES INC /DE/S Sale	Director	SSale	−7,501 sh	$42.19	−$316K	24,217
2009-09-17	WMS INDUSTRIES INC /DE/A Award	Director	AAward	+5,081 sh	—	—	31,718
2009-08-05	WMS INDUSTRIES INC /DE/M Exercise/Conversion	Director	MExercise/Conversion	+30K sh	$16.55	+$497K	56,637
2009-08-05	WMS INDUSTRIES INC /DE/S Sale	Director	SSale	−30K sh	$40.67	−$1.22M	26,637
2009-08-05	WMS INDUSTRIES INC /DE/Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−30K sh	—	—	7,500
2007-09-18	WMS INDUSTRIES INC /DE/A Award	Director	AAward	+7,336 sh	—	—	18,971
2007-05-09	WMS INDUSTRIES INC /DE/M Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$14.28	+$143K	17,757
2007-05-09	WMS INDUSTRIES INC /DE/M Exercise/Conversion	Director	MExercise/Conversion	+25K sh	$23.46	+$587K	42,757
2007-05-09	WMS INDUSTRIES INC /DE/S Sale	Director	SSale	−200 sh	$43.20	−$8,640	42,557
2007-05-09	WMS INDUSTRIES INC /DE/S Sale	Director	SSale	−100 sh	$43.17	−$4,317	42,457
2007-05-09	WMS INDUSTRIES INC /DE/S Sale	Director	SSale	−100 sh	$43.16	−$4,316	42,357
2007-05-09	WMS INDUSTRIES INC /DE/S Sale	Director	SSale	−600 sh	$43.15	−$25.9K	41,757
2007-05-09	WMS INDUSTRIES INC /DE/S Sale	Director	SSale	−100 sh	$43.14	−$4,314	41,657
2007-05-09	WMS INDUSTRIES INC /DE/S Sale	Director	SSale	−100 sh	$43.10	−$4,310	41,557
2007-05-09	WMS INDUSTRIES INC /DE/S Sale	Director	SSale	−1,900 sh	$43.06	−$81.8K	39,657
2007-05-09	WMS INDUSTRIES INC /DE/S Sale	Director	SSale	−1,800 sh	$43.05	−$77.5K	37,857
2007-05-09	WMS INDUSTRIES INC /DE/S Sale	Director	SSale	−1,300 sh	$43.04	−$56K	36,557
2007-05-09	WMS INDUSTRIES INC /DE/S Sale	Director	SSale	−300 sh	$43.03	−$12.9K	36,257
2007-05-09	WMS INDUSTRIES INC /DE/S Sale	Director	SSale	−1,800 sh	$43.02	−$77.4K	34,457
2007-05-09	WMS INDUSTRIES INC /DE/S Sale	Director	SSale	−900 sh	$43.01	−$38.7K	33,557
2007-05-09	WMS INDUSTRIES INC /DE/S Sale	Director	SSale	−7,000 sh	$43.00	−$301K	26,557
2007-05-09	WMS INDUSTRIES INC /DE/S Sale	Director	SSale	−1,100 sh	$42.99	−$47.3K	25,457
2007-05-09	WMS INDUSTRIES INC /DE/S Sale	Director	SSale	−4,700 sh	$42.98	−$202K	20,757
2007-05-09	WMS INDUSTRIES INC /DE/S Sale	Director	SSale	−2,400 sh	$42.97	−$103K	18,357
2007-05-09	WMS INDUSTRIES INC /DE/S Sale	Director	SSale	−300 sh	$42.96	−$12.9K	18,057
2007-05-09	WMS INDUSTRIES INC /DE/S Sale	Director	SSale	−6,200 sh	$42.95	−$266K	11,857
2007-05-09	WMS INDUSTRIES INC /DE/S Sale	Director	SSale	−100 sh	$42.92	−$4,292	11,757
2007-05-09	WMS INDUSTRIES INC /DE/S Sale	Director	SSale	−100 sh	$42.91	−$4,291	11,657
2007-05-09	WMS INDUSTRIES INC /DE/S Sale	Director	SSale	−100 sh	$42.82	−$4,282	11,557
2007-05-09	WMS INDUSTRIES INC /DE/S Sale	Director	SSale	−1,600 sh	$42.81	−$68.5K	9,957
2007-05-09	WMS INDUSTRIES INC /DE/S Sale	Director	SSale	−2,200 sh	$42.80	−$94.2K	7,757
2007-05-09	WMS INDUSTRIES INC /DE/Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	0
2007-05-09	WMS INDUSTRIES INC /DE/Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−25K sh	—	—	0
2005-06-16	WMS INDUSTRIES INC /DE/A Award	Director	AAward	+3,319 sh	—	—	3,333
2005-06-16	WMS INDUSTRIES INC /DE/Stock OptionA Award	Director	AAward	+7,550 sh	—	—	7,550
2004-08-11	WMS INDUSTRIES INC /DE/Stock Option (right to buy)A Award	Director	AAward	+25K sh	—	—	25,000
2004-08-03	MIDWAY GAMES INCM Exercise/Conversion	Former Director	MExercise/Conversion	+15.7K sh	$8.00	+$125K	15,685
2004-08-03	MIDWAY GAMES INCS Sale	Former Director	SSale	−1,685 sh	$11.65	−$19.6K	14,000
2004-08-03	MIDWAY GAMES INCS Sale	Former Director	SSale	−4,000 sh	$11.80	−$47.2K	10,000
2004-08-03	MIDWAY GAMES INCS Sale	Former Director	SSale	−2,000 sh	$11.70	−$23.4K	8,000
2004-08-03	MIDWAY GAMES INCS Sale	Former Director	SSale	−4,000 sh	$11.72	−$46.9K	4,000
2004-08-03	MIDWAY GAMES INCS Sale	Former Director	SSale	−4,000 sh	$11.75	−$47K	0

Recent filings

Accepted (ET)
Sep 194
NICASTRO NEIL D0001181431-11-049792
SEC(opens sec.gov)
Nov 174
NICASTRO NEIL D0001181431-10-056360
SEC(opens sec.gov)
Oct 194/A
NICASTRO NEIL D0001181431-10-051369
SEC(opens sec.gov)
Sep 204
NICASTRO NEIL D0001181431-10-047313
SEC(opens sec.gov)
Sep 214
NICASTRO NEIL D0001181431-09-044642
SEC(opens sec.gov)
Aug 74
NICASTRO NEIL D0001181431-09-038560
SEC(opens sec.gov)
Sep 204
WMS INDUSTRIES INC /DE/0001140361-07-018473
SEC(opens sec.gov)
May 104
WMS INDUSTRIES INC /DE/0001220753-07-000006
SEC(opens sec.gov)

Companies

Address

800 S. NORTHPOINT BLVD

WAUKEGAN, IL, 60085