Insider · CIK 0001107567

ROSENTHAL DAVID

Reports to the SEC for 6 companies · KAILUA-KONA, HI

sec.gov

Transactions

Companies

Filings

CIK

0001107567

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-07-12	UQM TECHNOLOGIES INCF Tax Payment	Treasurer and Secretary	FTax Payment	−2,501 sh	$0.68	−$1,700.68	79,866
2019-04-20	UQM TECHNOLOGIES INCF Tax Payment	Treasurer and Secretary	FTax Payment	−3,887 sh	$1.25	−$4,858.75	82,367
2018-07-12	UQM TECHNOLOGIES INCF Tax Payment	Treasurer and Secretary	FTax Payment	−2,501 sh	$0.97	−$2,425.97	86,254
2018-07-12	UQM TECHNOLOGIES INCcall optionsP Purchase	Treasurer and Secretary	PPurchase	0 sh	—	—	441,147
2018-04-30	UQM TECHNOLOGIES INCA Award	Treasurer and Secretary	AAward	0 sh	—	—	81,993
2018-04-30	UQM TECHNOLOGIES INCcall optionsJ Other	Treasurer and Secretary	JOther	−14K sh	—	—	441,147
2018-04-20	UQM TECHNOLOGIES INCA Award	Treasurer and Secretary	AAward	+27K sh	$1.25	+$33.8K	81,993
2018-04-20	UQM TECHNOLOGIES INCcall optionsA Award	Treasurer and Secretary	AAward	+47.4K sh	—	—	360,385
2018-04-20	UQM TECHNOLOGIES INCcall optionsA Award	Treasurer and Secretary	AAward	+47.4K sh	—	—	407,766
2018-04-20	UQM TECHNOLOGIES INCcall optionsA Award	Treasurer and Secretary	AAward	+47.4K sh	—	—	455,147
2017-08-19	UQM TECHNOLOGIES INCF Tax Payment	Treasurer and Secretary	FTax Payment	−2,423 sh	$0.81	−$1,962.63	57,620
2017-08-19	UQM TECHNOLOGIES INCcall optionsA Award	Treasurer and Secretary	AAward	0 sh	—	—	313,004
2017-07-12	UQM TECHNOLOGIES INCA Award	Treasurer and Secretary	AAward	0 sh	—	—	60,043
2017-07-12	UQM TECHNOLOGIES INCcall optionsA Award	Treasurer and Secretary	AAward	+24.9K sh	—	—	263,137
2017-07-12	UQM TECHNOLOGIES INCcall optionsA Award	Treasurer and Secretary	AAward	+24.9K sh	—	—	288,070
2017-07-12	UQM TECHNOLOGIES INCcall optionsA Award	Treasurer and Secretary	AAward	+24.9K sh	—	—	313,004
2017-07-12	UQM TECHNOLOGIES INCF Tax Payment	Treasurer and Secretary	FTax Payment	−2,500 sh	$0.87	−$2,175	60,043
2017-07-12	UQM TECHNOLOGIES INCcall optionsP Purchase	Treasurer and Secretary	PPurchase	0 sh	—	—	238,204
2016-08-19	UQM TECHNOLOGIES INCF Tax Payment	Treasurer and Secretary	FTax Payment	−2,423 sh	$0.55	−$1,332.65	62,543
2016-08-19	UQM TECHNOLOGIES INCcall optionsP Purchase	Treasurer and Secretary	PPurchase	0 sh	—	—	238,204
2016-07-12	UQM TECHNOLOGIES INCA Award	Treasurer and Secretary	AAward	+20.3K sh	—	—	64,966
2016-07-12	UQM TECHNOLOGIES INCcall optionsA Award	Treasurer and Secretary	AAward	+32.6K sh	—	—	173,059
2016-07-12	UQM TECHNOLOGIES INCcall optionsA Award	Treasurer and Secretary	AAward	+32.6K sh	—	—	205,631
2016-07-12	UQM TECHNOLOGIES INCcall optionsA Award	Treasurer and Secretary	AAward	+32.6K sh	—	—	238,204
2016-07-09	UQM TECHNOLOGIES INCF Tax Payment	Treasurer and Secretary	FTax Payment	−3,043 sh	$0.62	−$1,886.66	44,679
2016-07-09	UQM TECHNOLOGIES INCcall optionsF Tax Payment	Treasurer and Secretary	FTax Payment	0 sh	—	—	140,487
2016-05-01	UQM TECHNOLOGIES INCF Tax Payment	Treasurer and Secretary	FTax Payment	−1,368 sh	$0.71	−$971.28	47,722
2016-05-01	UQM TECHNOLOGIES INCcall optionsF Tax Payment	Treasurer and Secretary	FTax Payment	0 sh	—	—	140,487
2015-09-24	UQM TECHNOLOGIES INCcall optionsA Award	Treasurer and Secretary	AAward	+28.6K sh	—	—	83,263
2015-09-24	UQM TECHNOLOGIES INCcall optionsA Award	Treasurer and Secretary	AAward	+28.6K sh	—	—	111,875
2015-09-24	UQM TECHNOLOGIES INCcall optionsA Award	Treasurer and Secretary	AAward	+28.6K sh	—	—	140,487
2015-08-19	UQM TECHNOLOGIES INCF Tax Payment	Treasurer and Secretary	FTax Payment	−2,037 sh	$0.61	−$1,242.57	49,090
2015-07-09	UQM TECHNOLOGIES INCF Tax Payment	Treasurer and Secretary	FTax Payment	−3,466 sh	$0.85	−$2,946.1	51,127
2015-05-01	UQM TECHNOLOGIES INCF Tax Payment	Treasurer and Secretary	FTax Payment	−1,368 sh	$1.03	−$1,409.04	54,593
2014-08-19	UQM TECHNOLOGIES INCA Award	Treasurer and Secretary	AAward	+19.7K sh	—	—	55,961
2014-08-19	UQM TECHNOLOGIES INCcall optionsA Award	Treasurer and Secretary	AAward	+13.6K sh	—	—	27,550
2014-08-19	UQM TECHNOLOGIES INCcall optionsA Award	Treasurer and Secretary	AAward	+13.6K sh	—	—	41,100
2014-08-19	UQM TECHNOLOGIES INCcall optionsA Award	Treasurer and Secretary	AAward	+13.6K sh	—	—	54,651
2013-08-01	UQM TECHNOLOGIES INCA Award	Treasurer and Secretary	AAward	+14.4K sh	$1.25	+$18K	36,309
2013-07-09	UQM TECHNOLOGIES INCA Award	Treasurer and Secretary	AAward	+10.9K sh	$1.10	+$12K	21,909
2013-05-01	UQM TECHNOLOGIES INCA Award	Treasurer and Secretary	AAward	+11K sh	$0.69	+$7,590	11,000
2013-05-01	UQM TECHNOLOGIES INCcall optionA Award	Treasurer and Secretary	AAward	+4,666 sh	—	—	4,666
2013-05-01	UQM TECHNOLOGIES INCcall optionA Award	Treasurer and Secretary	AAward	+4,667 sh	—	—	9,333
2013-05-01	UQM TECHNOLOGIES INCcall optionA Award	Treasurer and Secretary	AAward	+4,667 sh	—	—	14,000
2011-08-29	CYANCYANOTECH CORPA Award	Director	AAward	+2,000 sh	$3.82	+$7,640	10,563
2011-01-14	CYANCYANOTECH CORPA Award	Director	AAward	+2,000 sh	$3.15	+$6,300	8,563
2010-03-24	CYANCYANOTECH CORPA Award	Director	AAward	+563 sh	$3.45	+$1,942.35	6,563
2009-09-09	CYANCYANOTECH CORPA Award	Director	AAward	+875 sh	$2.61	+$2,283.75	5,875
2006-11-07	CYANCYANOTECH CORPA Award	Director	AAward	+3,500 sh	$0.01	+$17.5	13,000
2005-02-03	SPECTRALINK CORPIncentive Stock Option (Right to Buy)A Award	CFO/EVP of Finance & Admin	AAward	+3,125 sh	—	—	3,125

Recent filings

Accepted (ET)
Jul 154
ROSENTHAL DAVID0000315449-19-000012
SEC(opens sec.gov)
Apr 234
ROSENTHAL DAVID0000315449-19-000005
SEC(opens sec.gov)
Jul 164
ROSENTHAL DAVID0000315449-18-000034
SEC(opens sec.gov)
May 14
ROSENTHAL DAVID0000315449-18-000022
SEC(opens sec.gov)
Apr 274
ROSENTHAL DAVID0000315449-18-000015
SEC(opens sec.gov)
Aug 214
ROSENTHAL DAVID0000315449-17-000035
SEC(opens sec.gov)
Jul 184
ROSENTHAL DAVID0000315449-17-000022
SEC(opens sec.gov)
Jul 134
UQM TECHNOLOGIES INC0000315449-17-000019
SEC(opens sec.gov)
Aug 234
UQM TECHNOLOGIES INC0000315449-16-000146
SEC(opens sec.gov)

Companies

Address

73-4460 QUEEN KAAHUMANU HWY #102

KAILUA-KONA, HI, 96740