Insider · CIK 0001108161

HOWARD RUDY

Reports to the SEC for 5 companies · CARY, NC

sec.gov

Transactions

Companies

Filings

CIK

0001108161

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2023-02-01	Aravive, Inc.Stock Option (Right to Buy)A Award	Chief Financial Officer	AAward	+400K sh	—	—	400,000
2022-10-24	Aravive, Inc.A Award	Chief Financial Officer	AAward	+10.9K sh	$0.92	+$9,999.313	10,870
2022-10-24	Aravive, Inc.Series A Warrants (right to buy)A Award	Chief Financial Officer	AAward	+5,435 sh	—	—	5,435
2022-10-24	Aravive, Inc.Series B Warrants (right to buy)A Award	Chief Financial Officer	AAward	+5,435 sh	—	—	5,435
2022-06-03	Aravive, Inc.Stock OptionA Award	Chief Financial Officer	AAward	+290K sh	—	—	290,000
2020-12-07	VTVTvTv Therapeutics Inc. · Employee stock option (right to buy)A Award	CFO & Secretary	AAward	+250K sh	—	—	594,914
2019-07-02	Amber Road, Inc.Employee Stock Option (right to purchase)D Disposition to Issuer	Director	DDisposition to Issuer	−80.2K sh	—	—	0
2019-07-02	Amber Road, Inc.Restricted Stock UnitsD Disposition to Issuer	Director	DDisposition to Issuer	−76.5K sh	—	—	0
2019-03-07	VTVTvTv Therapeutics Inc. · Employee stock option (right to buy)A Award	CFO & Secretary	AAward	+125K sh	—	—	344,914
2018-05-15	Amber Road, Inc.Restricted Stock UnitsA Award	Director	AAward	+9,595 sh	—	—	9,595
2017-08-07	Amber Road, Inc.Restricted Stock UnitsA Award	Director	AAward	+10.8K sh	—	—	10,804
2017-03-10	VTVTvTv Therapeutics Inc. · Employee stock option (right to buy)A Award	CFO & Secretary	AAward	+105K sh	—	—	219,914
2016-02-10	Amber Road, Inc.Restricted Stock UnitsA Award	Director	AAward	+24.1K sh	—	—	24,064
2015-08-04	VTVTvTv Therapeutics Inc.P Purchase	CFO & Secretary	PPurchase	+5,000 sh	$15.00	+$75K	5,000
2015-08-04	VTVTvTv Therapeutics Inc. · Employee stock option (right to buy)A Award	CFO & Secretary	AAward	+115K sh	—	—	114,844
2015-03-18	SCIQUEST INCRestricted Stock UnitA Award	Chief Financial Officer	AAward	+17.9K sh	—	—	32,505
2015-03-18	SCIQUEST INCPerformance-Based Restricted Stock UnitA Award	Chief Financial Officer	AAward	+17.9K sh	—	—	17,889
2015-02-19	Amber Road, Inc.Restricted Stock UnitsA Award	Director	AAward	+11.3K sh	—	—	11,264
2014-12-01	SCIQUEST INCS Sale	Chief Financial Officer	SSale	−616 sh	$14.56	−$8,968.96	12,000
2014-11-28	SCIQUEST INCA Award	Chief Financial Officer	AAward	+616 sh	$12.67	+$7,804.72	12,616
2014-09-10	Amber Road, Inc.Restricted Stock UnitsA Award	Director	AAward	+13.8K sh	—	—	13,846
2014-07-11	SCIQUEST INCM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+8,000 sh	$2.26	+$18.1K	20,000
2014-07-11	SCIQUEST INCStock Option (Right to Buy)M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−8,000 sh	—	—	299,768
2014-02-25	SCIQUEST INCM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+13K sh	$2.26	+$29.4K	13,000
2014-02-25	SCIQUEST INCS Sale	Chief Financial Officer	SSale	−13K sh	$30.00	−$390K	0
2014-02-25	SCIQUEST INCStock Option (Right to Buy)M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−13K sh	—	—	319,768
2014-02-24	SCIQUEST INCM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+3,195 sh	$2.26	+$7,220.7	3,195
2014-02-24	SCIQUEST INCS Sale	Chief Financial Officer	SSale	−3,195 sh	$30.00	−$95.9K	0
2014-02-24	SCIQUEST INCStock Option (Right to Buy)M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−3,195 sh	—	—	332,768
2014-02-21	SCIQUEST INCM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+3,805 sh	$2.26	+$8,599.3	3,805
2014-02-21	SCIQUEST INCS Sale	Chief Financial Officer	SSale	−3,805 sh	$30.00	−$114K	0
2014-02-21	SCIQUEST INCStock Option (Right to Buy)M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−3,805 sh	—	—	335,963
2014-02-05	SCIQUEST INCStock Option (Right to Buy)A Award	Chief Financial Officer	AAward	+44.3K sh	—	—	339,768
2014-02-05	SCIQUEST INCRestricted Stock UnitA Award	Chief Financial Officer	AAward	+6,947 sh	—	—	14,616
2013-12-16	SCIQUEST INCM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+2,502 sh	$2.26	+$5,654.52	2,502
2013-12-16	SCIQUEST INCS Sale	Chief Financial Officer	SSale	−2,502 sh	$30.00	−$75.1K	0
2013-12-16	SCIQUEST INCStock Option (Right to Buy)M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−2,502 sh	—	—	136,724
2013-12-13	SCIQUEST INCM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+11.3K sh	$2.26	+$25.5K	11,297
2013-12-13	SCIQUEST INCS Sale	Chief Financial Officer	SSale	−8,697 sh	$30.00	−$261K	2,600
2013-12-13	SCIQUEST INCS Sale	Chief Financial Officer	SSale	−720 sh	$30.01	−$21.6K	1,880
2013-12-13	SCIQUEST INCS Sale	Chief Financial Officer	SSale	−180 sh	$30.02	−$5,403.6	1,700
2013-12-13	SCIQUEST INCS Sale	Chief Financial Officer	SSale	−100 sh	$30.03	−$3,003	1,600
2013-12-13	SCIQUEST INCS Sale	Chief Financial Officer	SSale	−900 sh	$30.06	−$27.1K	700
2013-12-13	SCIQUEST INCS Sale	Chief Financial Officer	SSale	−300 sh	$30.07	−$9,021	400
2013-12-13	SCIQUEST INCS Sale	Chief Financial Officer	SSale	−100 sh	$30.08	−$3,008	300
2013-12-13	SCIQUEST INCS Sale	Chief Financial Officer	SSale	−100 sh	$30.10	−$3,010	200
2013-12-13	SCIQUEST INCS Sale	Chief Financial Officer	SSale	−100 sh	$30.14	−$3,014	100
2013-12-13	SCIQUEST INCS Sale	Chief Financial Officer	SSale	−100 sh	$30.15	−$3,015	0
2013-12-13	SCIQUEST INCStock Option (Right to Buy)M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−11.3K sh	—	—	139,226
2013-12-02	SCIQUEST INCS Sale	Chief Financial Officer	SSale	−392 sh	$27.20	−$10.7K	0

Recent filings

Accepted (ET)
Feb 24
HOWARD RUDY0001437749-23-002372
SEC(opens sec.gov)
Oct 264
HOWARD RUDY0001437749-22-024814
SEC(opens sec.gov)
Jun 34
HOWARD RUDY0001437749-22-014295
SEC(opens sec.gov)
Dec 94
HOWARD RUDY0001562180-20-007126
SEC(opens sec.gov)
Jul 34
HOWARD RUDY0000899243-19-019108
SEC(opens sec.gov)
Mar 114
HOWARD RUDY0001562180-19-001843
SEC(opens sec.gov)
May 164
HOWARD RUDY0001628280-18-006865
SEC(opens sec.gov)
Aug 94
HOWARD RUDY0001628280-17-008444
SEC(opens sec.gov)
Mar 144
vTv Therapeutics Inc.0001562180-17-001255
SEC(opens sec.gov)
Feb 164
Amber Road, Inc.0001193805-16-002640
SEC(opens sec.gov)
Aug 54
vTv Therapeutics Inc.0001567619-15-001056
SEC(opens sec.gov)
Mar 204
SCIQUEST INC0001209191-15-028271
SEC(opens sec.gov)
Feb 234
Amber Road, Inc.0001314223-15-000003
SEC(opens sec.gov)
Dec 34
SCIQUEST INC0001209191-14-072549
SEC(opens sec.gov)

Companies

Address

6501 WESTON PARKWAY SUITE 200

CARY, NC, 27513