Insider · CIK 0001118957

KATZ SAMUEL L

Reports to the SEC for 7 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001118957

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2023-06-09	PNNTPENNANTPARK INVESTMENT CORPP Purchase	Director	PPurchase	+4,000 sh	$5.86	+$23.4K	74,710
2023-06-09	PNNTPENNANTPARK INVESTMENT CORPP Purchase	Director	PPurchase	+4,000 sh	$5.86	+$23.4K	70,710
2023-06-02	PNNTPENNANTPARK INVESTMENT CORPP Purchase	Director	PPurchase	+5,000 sh	$5.52	+$27.6K	61,710
2023-06-02	PNNTPENNANTPARK INVESTMENT CORPP Purchase	Director	PPurchase	+5,000 sh	$5.55	+$27.8K	66,710
2023-06-01	PNNTPENNANTPARK INVESTMENT CORPP Purchase	Director	PPurchase	+15K sh	$5.49	+$82.3K	56,710
2020-12-18	PNNTPENNANTPARK INVESTMENT CORPP Purchase	Director	PPurchase	+5,000 sh	$4.45	+$22.3K	41,710
2020-12-18	PFLTPennantPark Floating Rate Capital Ltd.S Sale	Director	SSale	−8,618 sh	$10.41	−$89.7K	26,500
2020-12-17	PFLTPennantPark Floating Rate Capital Ltd.S Sale	Director	SSale	−8,929 sh	$10.54	−$94.1K	35,118
2020-12-17	PNNTPENNANTPARK INVESTMENT CORPP Purchase	Director	PPurchase	+2,500 sh	$4.40	+$11K	36,710
2020-12-16	PNNTPENNANTPARK INVESTMENT CORPP Purchase	Director	PPurchase	+5,000 sh	$4.42	+$22.1K	34,210
2020-12-16	PFLTPennantPark Floating Rate Capital Ltd.S Sale	Director	SSale	−7,453 sh	$10.65	−$79.4K	44,047
2020-12-15	PFLTPennantPark Floating Rate Capital Ltd.S Sale	Director	SSale	−17.7K sh	$10.87	−$192K	51,500
2020-12-15	PNNTPENNANTPARK INVESTMENT CORPP Purchase	Director	PPurchase	+9,490 sh	$4.47	+$42.5K	29,210
2020-12-14	PNNTPENNANTPARK INVESTMENT CORPP Purchase	Director	PPurchase	+3,010 sh	$4.48	+$13.5K	19,720
2020-12-14	PFLTPennantPark Floating Rate Capital Ltd.S Sale	Director	SSale	−10.7K sh	$10.85	−$117K	69,200
2020-12-11	PNNTPENNANTPARK INVESTMENT CORPP Purchase	Director	PPurchase	+5,000 sh	$4.52	+$22.6K	16,710
2020-12-11	PFLTPennantPark Floating Rate Capital Ltd.S Sale	Director	SSale	−6,563 sh	$10.84	−$71.1K	79,937
2020-12-03	PFLTPennantPark Floating Rate Capital Ltd.J Other	Director	JOther	−120K sh	$10.91	−$1.31M	86,500
2020-12-03	PNNTPENNANTPARK INVESTMENT CORPJ Other	Director	JOther	+177K sh	$4.62	+$819K	177,581
2020-12-03	PNNTPENNANTPARK INVESTMENT CORPJ Other	Director	JOther	−177K sh	$4.62	−$819K	11,710
2020-12-03	PFLTPennantPark Floating Rate Capital Ltd.J Other	Director	JOther	+120K sh	$10.91	+$1.31M	120,600
2020-06-10	PFLTPennantPark Floating Rate Capital Ltd.P Purchase	Director	PPurchase	+15K sh	$8.83	+$132K	206,800
2019-09-04	PFLTPennantPark Floating Rate Capital Ltd.P Purchase	Director	PPurchase	+25K sh	$11.42	+$285K	191,800
2019-05-13	PFLTPennantPark Floating Rate Capital Ltd.P Purchase	Director	PPurchase	+19.9K sh	$12.11	+$241K	166,800
2019-05-10	PFLTPennantPark Floating Rate Capital Ltd.P Purchase	Director	PPurchase	+100 sh	$12.20	+$1,219.5	146,900
2018-02-27	PFLTPennantPark Floating Rate Capital Ltd.P Purchase	Director	PPurchase	+10K sh	$12.73	+$127K	146,800
2018-02-26	PFLTPennantPark Floating Rate Capital Ltd.P Purchase	Director	PPurchase	+17K sh	$12.64	+$215K	136,800
2016-02-11	PNNTPENNANTPARK INVESTMENT CORPP Purchase	Director	PPurchase	+7,250 sh	$4.97	+$36K	188,991
2016-02-11	PFLTPennantPark Floating Rate Capital Ltd.P Purchase	Director	PPurchase	+4,140 sh	$10.50	+$43.5K	119,800
2016-02-10	PNNTPENNANTPARK INVESTMENT CORPP Purchase	Director	PPurchase	+1,896 sh	$5.05	+$9,574.8	181,741
2016-02-09	PNNTPENNANTPARK INVESTMENT CORPP Purchase	Director	PPurchase	+3,400 sh	$5.10	+$17.3K	179,845
2016-02-09	PFLTPennantPark Floating Rate Capital Ltd.P Purchase	Director	PPurchase	+5,860 sh	$10.52	+$61.6K	115,660
2016-02-08	PNNTPENNANTPARK INVESTMENT CORPP Purchase	Director	PPurchase	+7,454 sh	$5.28	+$39.4K	176,445
2015-11-13	PNNTPENNANTPARK INVESTMENT CORPP Purchase	Director	PPurchase	+5,809 sh	$6.42	+$37.3K	168,991
2015-09-04	PFLTPennantPark Floating Rate Capital Ltd.P Purchase	Director	PPurchase	+20K sh	$12.23	+$245K	109,800
2015-08-26	PFLTPennantPark Floating Rate Capital Ltd.P Purchase	Director	PPurchase	+7,482 sh	$12.00	+$89.8K	79,500
2015-08-24	PFLTPennantPark Floating Rate Capital Ltd.P Purchase	Director	PPurchase	+10K sh	$12.10	+$121K	69,500
2015-08-24	PFLTPennantPark Floating Rate Capital Ltd.P Purchase	Director	PPurchase	+2,518 sh	$12.00	+$30.2K	72,018
2015-02-10	PNNTPENNANTPARK INVESTMENT CORPP Purchase	Director	PPurchase	+17.5K sh	$9.44	+$165K	163,182
2015-02-06	PNNTPENNANTPARK INVESTMENT CORPP Purchase	Director	PPurchase	+12.5K sh	$9.44	+$118K	145,690
2014-08-26	PFLTPennantPark Floating Rate Capital Ltd.P Purchase	Director	PPurchase	+7,969 sh	$14.16	+$113K	69,633
2014-08-22	PFLTPennantPark Floating Rate Capital Ltd.P Purchase	Director	PPurchase	+167 sh	$14.03	+$2,343.01	61,831
2014-08-21	PFLTPennantPark Floating Rate Capital Ltd.P Purchase	Director	PPurchase	+1,864 sh	$14.03	+$26.2K	61,664
2013-03-21	PFLTPennantPark Floating Rate Capital Ltd.P Purchase	Director	PPurchase	+30K sh	$14.00	+$420K	59,500
2011-08-12	PFLTPennantPark Floating Rate Capital Ltd.P Purchase	Director	PPurchase	+2,000 sh	$10.60	+$21.2K	29,500
2011-08-10	PFLTPennantPark Floating Rate Capital Ltd.P Purchase	Director	PPurchase	+10K sh	$10.80	+$108K	27,500
2011-08-09	PFLTPennantPark Floating Rate Capital Ltd.P Purchase	Director	PPurchase	+13K sh	$10.87	+$141K	17,500
2011-08-08	PFLTPennantPark Floating Rate Capital Ltd.P Purchase	Director	PPurchase	+4,500 sh	$10.83	+$48.7K	4,500
2010-05-07	PNNTPENNANTPARK INVESTMENT CORPP Purchase	Director	PPurchase	+20K sh	$9.34	+$187K	112,421
2010-03-02	PNNTPENNANTPARK INVESTMENT CORPP Purchase	Director	PPurchase	+10K sh	$10.00	+$100K	92,078

Recent filings

Accepted (ET)
Jun 134
KATZ SAMUEL L0001209191-23-036751
SEC(opens sec.gov)
Jun 54
KATZ SAMUEL L0001209191-23-034394
SEC(opens sec.gov)
Dec 214
KATZ SAMUEL L0001209191-20-064618
SEC(opens sec.gov)
Dec 214
KATZ SAMUEL L0001209191-20-064617
SEC(opens sec.gov)
Dec 174
KATZ SAMUEL L0001209191-20-064074
SEC(opens sec.gov)
Dec 174
KATZ SAMUEL L0001209191-20-064077
SEC(opens sec.gov)
Dec 154
KATZ SAMUEL L0001209191-20-063450
SEC(opens sec.gov)
Dec 154
KATZ SAMUEL L0001209191-20-063451
SEC(opens sec.gov)
Dec 74
KATZ SAMUEL L0001209191-20-061930
SEC(opens sec.gov)
Dec 74
KATZ SAMUEL L0001209191-20-061929
SEC(opens sec.gov)

Companies

Address

888 7TH AVENUE, 20TH FLOOR

NEW YORK, NY, 10106