KATZ SAMUEL L

CIK 00011189575 companiesNEW YORK, NY

SEC Profile

Transactions

Companies

Filings

CIK

0001118957

Recent Transactions

50 trades

Purchase
PENNANTPARK INVESTMENT CORP$PNNT
Common Stock
2023-06-09$5.86/sh+4,000→ 74,710 total
Purchase
PENNANTPARK INVESTMENT CORP$PNNT
Common Stock
2023-06-09$5.86/sh+4,000→ 70,710 total
Purchase
PENNANTPARK INVESTMENT CORP$PNNT
Common Stock
2023-06-02$5.52/sh+5,000→ 61,710 total
Purchase
PENNANTPARK INVESTMENT CORP$PNNT
Common Stock
2023-06-02$5.55/sh+5,000→ 66,710 total
Purchase
PENNANTPARK INVESTMENT CORP$PNNT
Common Stock
2023-06-01$5.49/sh+15,000→ 56,710 total
Sale
PennantPark Floating Rate Capital Ltd.$PFLT
Common Stock
2020-12-18$10.41/sh−8,618→ 26,500 total
Purchase
PENNANTPARK INVESTMENT CORP$PNNT
Common Stock
2020-12-18$4.45/sh+5,000→ 41,710 total
Sale
PennantPark Floating Rate Capital Ltd.$PFLT
Common Stock
2020-12-17$10.54/sh−8,929→ 35,118 total
Purchase
PENNANTPARK INVESTMENT CORP$PNNT
Common Stock
2020-12-17$4.40/sh+2,500→ 36,710 total
Purchase
PENNANTPARK INVESTMENT CORP$PNNT
Common Stock
2020-12-16$4.42/sh+5,000→ 34,210 total
Sale
PennantPark Floating Rate Capital Ltd.$PFLT
Common Stock
2020-12-16$10.65/sh−7,453→ 44,047 total
Sale
PennantPark Floating Rate Capital Ltd.$PFLT
Common Stock
2020-12-15$10.87/sh−17,700→ 51,500 total
Purchase
PENNANTPARK INVESTMENT CORP$PNNT
Common Stock
2020-12-15$4.47/sh+9,490→ 29,210 total
Sale
PennantPark Floating Rate Capital Ltd.$PFLT
Common Stock
2020-12-14$10.85/sh−10,737→ 69,200 total
Purchase
PENNANTPARK INVESTMENT CORP$PNNT
Common Stock
2020-12-14$4.48/sh+3,010→ 19,720 total
Sale
PennantPark Floating Rate Capital Ltd.$PFLT
Common Stock
2020-12-11$10.84/sh−6,563→ 79,937 total
Purchase
PENNANTPARK INVESTMENT CORP$PNNT
Common Stock
2020-12-11$4.52/sh+5,000→ 16,710 total
Other
PennantPark Floating Rate Capital Ltd.$PFLT
Common Stock
2020-12-03$10.91/sh+120,300→ 120,600 total
Other
PENNANTPARK INVESTMENT CORP$PNNT
Common Stock
2020-12-03$4.62/sh−177,281→ 11,710 total
Other
PennantPark Floating Rate Capital Ltd.$PFLT
Common Stock
2020-12-03$10.91/sh−120,300→ 86,500 total
Other
PENNANTPARK INVESTMENT CORP$PNNT
Common Stock
2020-12-03$4.62/sh+177,281→ 177,581 total
Purchase
PennantPark Floating Rate Capital Ltd.$PFLT
Common Stock
2020-06-10$8.83/sh+15,000→ 206,800 total
Purchase
PennantPark Floating Rate Capital Ltd.$PFLT
Common Stock
2019-09-04$11.42/sh+25,000→ 191,800 total
Purchase
PennantPark Floating Rate Capital Ltd.$PFLT
Common Stock
2019-05-13$12.11/sh+19,900→ 166,800 total
Purchase
PennantPark Floating Rate Capital Ltd.$PFLT
Common Stock
2019-05-10$12.20/sh+100→ 146,900 total
Purchase
PennantPark Floating Rate Capital Ltd.$PFLT
Common Stock
2018-02-27$12.73/sh+10,000→ 146,800 total
Purchase
PennantPark Floating Rate Capital Ltd.$PFLT
Common Stock
2018-02-26$12.64/sh+17,000→ 136,800 total
Purchase
PennantPark Floating Rate Capital Ltd.$PFLT
Common Stock
2016-02-11$10.50/sh+4,140→ 119,800 total
Purchase
PENNANTPARK INVESTMENT CORP$PNNT
Common Stock
2016-02-11$4.97/sh+7,250→ 188,991 total
Purchase
PENNANTPARK INVESTMENT CORP$PNNT
Common Stock
2016-02-10$5.05/sh+1,896→ 181,741 total
Purchase
PennantPark Floating Rate Capital Ltd.$PFLT
Common Stock
2016-02-09$10.52/sh+5,860→ 115,660 total
Purchase
PENNANTPARK INVESTMENT CORP$PNNT
Common Stock
2016-02-09$5.10/sh+3,400→ 179,845 total
Purchase
PENNANTPARK INVESTMENT CORP$PNNT
Common Stock
2016-02-08$5.28/sh+7,454→ 176,445 total
Purchase
PENNANTPARK INVESTMENT CORP$PNNT
Common Stock
2015-11-13$6.42/sh+5,809→ 168,991 total
Purchase
PennantPark Floating Rate Capital Ltd.$PFLT
Common Stock
2015-09-04$12.23/sh+20,000→ 109,800 total
Purchase
PennantPark Floating Rate Capital Ltd.$PFLT
Common Stock
2015-08-26$12.00/sh+7,482→ 79,500 total
Purchase
PennantPark Floating Rate Capital Ltd.$PFLT
Common Stock
2015-08-24$12.00/sh+2,518→ 72,018 total
Purchase
PennantPark Floating Rate Capital Ltd.$PFLT
Common Stock
2015-08-24$12.10/sh+10,000→ 69,500 total
Purchase
PENNANTPARK INVESTMENT CORP$PNNT
Common Stock
2015-02-10$9.44/sh+17,492→ 163,182 total
Purchase
PENNANTPARK INVESTMENT CORP$PNNT
Common Stock
2015-02-06$9.44/sh+12,508→ 145,690 total
Purchase
PennantPark Floating Rate Capital Ltd.$PFLT
Common Stock
2014-08-26$14.16/sh+7,969→ 69,633 total
Purchase
PennantPark Floating Rate Capital Ltd.$PFLT
Common Stock
2014-08-22$14.03/sh+167→ 61,831 total
Purchase
PennantPark Floating Rate Capital Ltd.$PFLT
Common Stock
2014-08-21$14.03/sh+1,864→ 61,664 total
Purchase
PennantPark Floating Rate Capital Ltd.$PFLT
Common Stock
2013-03-21$14.00/sh+30,000→ 59,500 total
Purchase
PennantPark Floating Rate Capital Ltd.$PFLT
Common Stock
2011-08-12$10.60/sh+2,000→ 29,500 total
Purchase
PennantPark Floating Rate Capital Ltd.$PFLT
Common Stock
2011-08-10$10.80/sh+10,000→ 27,500 total
Purchase
PennantPark Floating Rate Capital Ltd.$PFLT
Common Stock
2011-08-09$10.87/sh+13,000→ 17,500 total
Purchase
PennantPark Floating Rate Capital Ltd.$PFLT
Common Stock
2011-08-08$10.83/sh+4,500→ 4,500 total
Purchase
PENNANTPARK INVESTMENT CORP$PNNT
Common Stock
2010-05-07$9.34/sh+20,000→ 112,421 total
Purchase
PENNANTPARK INVESTMENT CORP$PNNT
Common Stock
2010-03-02$10.00/sh+10,000→ 92,078 total

Companies

Recent Filings

Address

C/O PENNANTPARK INVESTMENT CORPORATION 590 MADISON AVENUE 15TH FLOOR

NEW YORK, NY, 10022

View on SEC.gov