Insider · CIK 0001124803

KAPLAN THOMAS SCOTT

Reports to the SEC for 7 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001124803

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-09-01	NGNOVAGOLD RESOURCES INC · Deferred Share UnitA Award	Director	AAward	+1,151.28 sh	—	—	120,419.338
2026-06-05	SSMRSunshine Silver Mining & Refining CoF Tax Payment	Director, 10% Owner	FTax Payment	−582K sh	$13.50	−$7.86M	78,095,918
2026-06-05	SSMRSunshine Silver Mining & Refining CoA Award	Director, 10% Owner	AAward	+8,929 sh	—	—	8,929
2026-06-05	SSMRSunshine Silver Mining & Refining Co · Warrant (right to buy)M Exercise/Conversion	Director, 10% Owner	MExercise/Conversion	−2.74M sh	—	—	0
2026-06-05	SSMRSunshine Silver Mining & Refining CoM Exercise/Conversion	Director, 10% Owner	MExercise/Conversion	+2.74M sh	$2.87	+$7.86M	78,677,940
2026-06-01	NGNOVAGOLD RESOURCES INC · Deferred Share UnitA Award	Director	AAward	+1,302.115 sh	—	—	119,268.058
2026-03-01	NGNOVAGOLD RESOURCES INC · Deferred Share UnitA Award	Director	AAward	+864.514 sh	—	—	117,965.943
2026-02-02	NGNOVAGOLD RESOURCES INC · Stock Option (right to buy)A Award	Director	AAward	+36.6K sh	—	—	36,600
2025-12-26	TMQTrilogy Metals Inc.G Gift	10% Owner	GGift	−417K sh	—	—	0
2025-12-26	TMQTrilogy Metals Inc.G Gift	10% Owner	GGift	−540K sh	—	—	0
2025-12-01	NGNOVAGOLD RESOURCES INC · Deferred Share UnitA Award	Director	AAward	+1,185.924 sh	—	—	117,101.429
2025-09-01	NGNOVAGOLD RESOURCES INC · Deferred Share UnitA Award	Director	AAward	+1,622.426 sh	—	—	115,915.505
2025-06-01	NGNOVAGOLD RESOURCES INC · Deferred Share UnitA Award	Director	AAward	+2,996.331 sh	—	—	114,293.079
2025-04-29	NGNOVAGOLD RESOURCES INC · Stock Option (right to buy)A Award	Director	AAward	+80.6K sh	—	—	80,600
2025-03-01	NGNOVAGOLD RESOURCES INC · Deferred Share UnitA Award	Director	AAward	+3,565.805 sh	—	—	111,296.748
2024-12-01	NGNOVAGOLD RESOURCES INC · Deferred Share UnitA Award	Director	AAward	+2,982.618 sh	—	—	107,730.943
2024-09-01	NGNOVAGOLD RESOURCES INC · Deferred Share UnitA Award	Director	AAward	+2,512.391 sh	—	—	104,748.325
2024-06-01	NGNOVAGOLD RESOURCES INC · Deferred Share UnitA Award	Director	AAward	+2,733.346 sh	—	—	102,235.934
2024-03-01	NGNOVAGOLD RESOURCES INC · Deferred Share UnitA Award	Director	AAward	+4,450.417 sh	—	—	99,502.588
2023-12-01	NGNOVAGOLD RESOURCES INC · Deferred Share UnitA Award	Director	AAward	+2,599.919 sh	—	—	95,052.18
2023-12-01	NGNOVAGOLD RESOURCES INC · Stock Option (right to buy)A Award	Director	AAward	+81.6K sh	—	—	81,600
2023-11-29	NGNOVAGOLD RESOURCES INCF Tax Payment	Director	FTax Payment	−79.6K sh	$4.21	−$335K	11,710
2023-11-29	NGNOVAGOLD RESOURCES INCM Exercise/Conversion	Director	MExercise/Conversion	+91.3K sh	$3.67	+$335K	91,300
2023-11-29	NGNOVAGOLD RESOURCES INC · Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	+91.3K sh	—	—	0
2023-09-01	NGNOVAGOLD RESOURCES INC · Deferred Share UnitA Award	Director	AAward	+2,564.093 sh	—	—	92,452.261
2023-06-30	NGNOVAGOLD RESOURCES INCJ Other	Director	JOther	−287K sh	$3.89	−$1.12M	0
2023-06-01	NGNOVAGOLD RESOURCES INC · Deferred Share UnitA Award	Director	AAward	+2,062.641 sh	—	—	89,888.168
2023-03-01	NGNOVAGOLD RESOURCES INC · Deferred Share UnitA Award	Director	AAward	+1,919.547 sh	—	—	87,825.527
2022-12-01	NGNOVAGOLD RESOURCES INC · Stock Option (right to buy)A Award	Director	AAward	+59.3K sh	—	—	59,300
2022-12-01	NGNOVAGOLD RESOURCES INC · Deferred Share UnitA Award	Director	AAward	+1,899.762 sh	—	—	85,905.98
2022-11-28	NGNOVAGOLD RESOURCES INCF Tax Payment	Director	FTax Payment	−32.2K sh	$5.67	−$183K	322,697
2022-11-28	NGNOVAGOLD RESOURCES INC · Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	+100K sh	—	—	0
2022-11-28	NGNOVAGOLD RESOURCES INCM Exercise/Conversion	Director	MExercise/Conversion	+100K sh	$3.85	+$385K	354,887
2022-11-28	NGNOVAGOLD RESOURCES INCF Tax Payment	Director	FTax Payment	−67.9K sh	$5.67	−$385K	286,977
2022-09-01	NGNOVAGOLD RESOURCES INC · Deferred Share UnitA Award	Director	AAward	+2,230.006 sh	—	—	84,006.218
2022-06-01	NGNOVAGOLD RESOURCES INC · Deferred Share UnitA Award	Director	AAward	+1,887.301 sh	—	—	81,776.212
2022-03-01	NGNOVAGOLD RESOURCES INC · Deferred Share UnitA Award	Director	AAward	+1,530.231 sh	—	—	79,888.911
2021-12-01	NGNOVAGOLD RESOURCES INC · Stock Option (right to buy)A Award	Director	AAward	+54.7K sh	—	—	54,700
2021-12-01	NGNOVAGOLD RESOURCES INC · Deferred Share UnitA Award	Director	AAward	+1,533.846 sh	—	—	78,358.68
2021-11-19	NGNOVAGOLD RESOURCES INC · Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	+88.4K sh	—	—	0
2021-11-19	NGNOVAGOLD RESOURCES INCF Tax Payment	Director	FTax Payment	−52.1K sh	$7.77	−$405K	254,787
2021-11-19	NGNOVAGOLD RESOURCES INCM Exercise/Conversion	Director	MExercise/Conversion	+88.4K sh	$4.58	+$405K	306,895
2021-09-01	NGNOVAGOLD RESOURCES INC · Deferred Share UnitA Award	Director	AAward	+1,501.64 sh	—	—	76,824.829
2021-06-01	NGNOVAGOLD RESOURCES INC · Deferred Share UnitA Award	Director	AAward	+1,050.255 sh	—	—	75,323.189
2021-03-01	NGNOVAGOLD RESOURCES INC · Deferred Share UnitA Award	Director	AAward	+1,186.104 sh	—	—	74,272.934
2020-12-01	NGNOVAGOLD RESOURCES INC · Stock Option (right to buy)A Award	Director	AAward	+35.2K sh	—	—	35,200
2020-12-01	NGNOVAGOLD RESOURCES INC · Deferred Share UnitA Award	Director	AAward	+1,070.697 sh	—	—	73,086.83
2020-11-25	NGNOVAGOLD RESOURCES INCM Exercise/Conversion	Director	MExercise/Conversion	+110K sh	$3.86	+$423K	261,020
2020-11-25	NGNOVAGOLD RESOURCES INCF Tax Payment	Director	FTax Payment	−42.5K sh	$9.96	−$424K	218,495
2020-11-25	NGNOVAGOLD RESOURCES INC · Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−110K sh	—	—	0

Recent filings

Accepted (ET)
Sep 34
KAPLAN THOMAS SCOTT0001493152-26-041330
SEC(opens sec.gov)
Jun 84
KAPLAN THOMAS SCOTT0001193125-26-262202
SEC(opens sec.gov)
Jun 24
KAPLAN THOMAS SCOTT0001493152-26-026815
SEC(opens sec.gov)
Mar 34
KAPLAN THOMAS SCOTT0001493152-26-008688
SEC(opens sec.gov)
Feb 34
KAPLAN THOMAS SCOTT0001493152-26-004865
SEC(opens sec.gov)
Dec 294
KAPLAN THOMAS SCOTT0001193125-25-335351
SEC(opens sec.gov)
Dec 24
KAPLAN THOMAS SCOTT0001493152-25-025667
SEC(opens sec.gov)
Sep 34
KAPLAN THOMAS SCOTT0001641172-25-026323
SEC(opens sec.gov)
Jun 34
KAPLAN THOMAS SCOTT0001641172-25-013406
SEC(opens sec.gov)
May 14
KAPLAN THOMAS SCOTT0001641172-25-008038
SEC(opens sec.gov)
Mar 44
KAPLAN THOMAS SCOTT0001493152-25-009060
SEC(opens sec.gov)
Dec 34
KAPLAN THOMAS SCOTT0001493152-24-048450
SEC(opens sec.gov)
Sep 34
KAPLAN THOMAS SCOTT0001493152-24-034872
SEC(opens sec.gov)
Jun 44
KAPLAN THOMAS SCOTT0001493152-24-022496
SEC(opens sec.gov)
Mar 44
KAPLAN THOMAS SCOTT0001493152-24-008681
SEC(opens sec.gov)
Dec 44
KAPLAN THOMAS SCOTT0001493152-23-043592
SEC(opens sec.gov)

Companies

Address

600 FIFTH AVENUE, 24TH FLOOR

NEW YORK, NY, 10020