Insider · CIK 0001125273

WALDRON MARK

Reports to the SEC for 2 companies · SUN VALLEY, CA

sec.gov

Transactions

Companies

Filings

CIK

0001125273

Forms 4 and 5

Insider transactions

21 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2010-07-15	EMERGENT GROUP INC/NYG Gift	Director	GGift	+1,250 sh	—	—	402,145
2010-03-04	EMERGENT GROUP INC/NYA Award	Director	AAward	+4,500 sh	$8.46	+$38.1K	400,898
2010-03-04	EMERGENT GROUP INC/NYA Award	Director	AAward	+4,500 sh	$8.46	+$38.1K	400,895
2009-06-30	EMERGENT GROUP INC/NYS Sale	Director	SSale	−19.5K sh	$8.45	−$165K	396,395
2009-06-29	EMERGENT GROUP INC/NYS Sale	Director	SSale	−15K sh	$8.74	−$131K	415,892
2009-06-26	EMERGENT GROUP INC/NYS Sale	Director	SSale	−9,200 sh	$8.60	−$79.1K	421,692
2009-06-25	EMERGENT GROUP INC/NYS Sale	Director	SSale	−10.8K sh	$8.61	−$93K	430,892
2009-06-12	EMERGENT GROUP INC/NYS Sale	Director	SSale	−9,383 sh	$7.90	−$74.1K	441,692
2009-04-01	EMERGENT GROUP INC/NYA Award	Director	AAward	+4,500 sh	$6.79	+$30.6K	465,975
2009-04-01	EMERGENT GROUP INC/NYA Award	Director	AAward	+4,500 sh	$6.79	+$30.6K	465,975
2009-03-31	EMERGENT GROUP INC/NYD Disposition to Issuer	Director	DDisposition to Issuer	−50.6K sh	$7.43	−$376K	461,475
2009-03-30	EMERGENT GROUP INC/NYD Disposition to Issuer	Director	DDisposition to Issuer	−34.6K sh	$8.69	−$301K	512,075
2009-01-09	EMERGENT GROUP INC/NYC Conversion	Director	CConversion	+23K sh	$1.75	+$40.3K	546,675
2009-01-09	EMERGENT GROUP INC/NYCommon Stock Warrants/ OptionC Conversion	Director	CConversion	−28.2K sh	—	—	94
2008-03-06	EMERGENT GROUP INC/NYA Award	Director	AAward	+10K sh	$3.02	+$30.2K	487,542
2007-06-28	EMERGENT GROUP INC/NYS Sale	Director	SSale	−5,000 sh	$3.73	−$18.7K	477,542
2007-06-25	EMERGENT GROUP INC/NYD Disposition to Issuer	Director	DDisposition to Issuer	−250 sh	$3.75	−$937.5	482,542
2007-06-21	EMERGENT GROUP INC/NYD Disposition to Issuer	Director	DDisposition to Issuer	−4,300 sh	$3.76	−$16.2K	482,792
2005-06-01	EMERGENT GROUP INC/NYA Award	Director	AAward	+59.5K sh	$0.40	+$23.8K	467,092
2003-08-29	EMERGENT GROUP INC/NYC Conversion	Director	CConversion	+152K sh	$0.40	+$60.6K	407,592
2003-08-29	EMERGENT GROUP INC/NYPromissory NotesC Conversion	Director	CConversion	−150K sh	—	—	93

Recent filings

Accepted (ET)
Apr 14
WALDRON MARK0001140361-11-020013
SEC(opens sec.gov)
Feb 235
WALDRON MARK0001013762-11-000452
SEC(opens sec.gov)
Mar 84
WALDRON MARK0001013762-10-000478
SEC(opens sec.gov)
Jul 14
WALDRON MARK0001013762-09-001169
SEC(opens sec.gov)
Jun 294
WALDRON MARK0001013762-09-001158
SEC(opens sec.gov)
Jun 164
WALDRON MARK0001013762-09-001096
SEC(opens sec.gov)
Apr 34
WALDRON MARK0001013762-09-000614
SEC(opens sec.gov)
Apr 34
WALDRON MARK0001013762-09-000612
SEC(opens sec.gov)
Apr 14
WALDRON MARK0001013762-09-000591
SEC(opens sec.gov)
Jan 124
WALDRON MARK0001013762-09-000039
SEC(opens sec.gov)
Mar 104
EMERGENT GROUP INC/NY0001013762-08-000504
SEC(opens sec.gov)
Jun 294
EMERGENT GROUP INC/NY0001013762-07-001119
SEC(opens sec.gov)
Jun 254
EMERGENT GROUP INC/NY0001013762-07-001105
SEC(opens sec.gov)
Jun 24
EMERGENT GROUP INC/NY0001013762-05-000676
SEC(opens sec.gov)
Aug 294
EMERGENT GROUP INC/NY0001013762-03-000396
SEC(opens sec.gov)

Companies

Address

C/O EMERGENT GROUP INC 10939 PENDLETON STREET

SUN VALLEY, CA, 91352