Insider · CIK 0001131058

COURTER STEPHEN E

Reports to the SEC for 2 companies · LOS ANGELES, CA

sec.gov

Transactions

Companies

Filings

CIK

0001131058

Forms 4 and 5

Insider transactions

43 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-06-30	CDZICADIZ INCA Award	Director	AAward	+6,103 sh	$4.10	+$25K	81,592
2025-10-27	UPLDUpland Software, Inc.A Award	Director	AAward	+25K sh	—	—	124,232
2025-06-30	CDZICADIZ INCA Award	Director	AAward	+8,212 sh	$3.04	+$25K	75,489
2024-11-04	UPLDUpland Software, Inc.A Award	Director	AAward	+25K sh	—	—	99,232
2024-07-01	CDZICADIZ INCA Award	Director	AAward	+8,174 sh	$3.06	+$25K	67,277
2023-11-21	UPLDUpland Software, Inc.S Sale	Director	SSale	−20.4K sh	$4.43	−$90.6K	74,232
2023-07-31	UPLDUpland Software, Inc.A Award	Director	AAward	+62.8K sh	—	—	94,680
2023-07-03	CDZICADIZ INCA Award	Director	AAward	+5,666 sh	$4.41	+$25K	59,103
2022-12-16	CDZICADIZ INCP Purchase	Director	PPurchase	+2,000 sh	$2.57	+$5,140	53,437
2022-10-13	UPLDUpland Software, Inc.S Sale	Director	SSale	−3,500 sh	$7.06	−$24.7K	31,864
2022-10-12	UPLDUpland Software, Inc.S Sale	Director	SSale	−3,500 sh	$7.37	−$25.8K	35,364
2022-08-01	UPLDUpland Software, Inc.A Award	Director	AAward	+17.8K sh	—	—	38,864
2022-07-12	CDZICADIZ INCA Award	Director	AAward	+11.3K sh	$2.21	+$25K	51,437
2022-04-04	CDZICADIZ INCP Purchase	Director	PPurchase	+9,600 sh	$2.23	+$21.4K	40,098
2022-04-01	CDZICADIZ INCP Purchase	Director	PPurchase	+600 sh	$2.13	+$1,278	30,698
2021-08-02	UPLDUpland Software, Inc.A Award	Director	AAward	+6,051 sh	—	—	21,034
2021-06-30	CDZICADIZ INCA Award	Director	AAward	+1,899 sh	$13.16	+$25K	30,098
2020-11-13	UPLDUpland Software, Inc.S Sale	Director	SSale	−1,235 sh	$42.21	−$52.1K	14,983
2020-08-03	UPLDUpland Software, Inc.A Award	Director	AAward	+4,567 sh	—	—	16,218
2020-06-30	CDZICADIZ INCA Award	Director	AAward	+2,337 sh	$10.70	+$25K	28,199
2019-11-01	UPLDUpland Software, Inc.S Sale	Director	SSale	−1,450 sh	$34.42	−$49.9K	11,651
2019-08-05	UPLDUpland Software, Inc.A Award	Director	AAward	+1,188 sh	—	—	13,101
2019-06-30	CDZICADIZ INCA Award	Director	AAward	+1,914 sh	$10.45	+$20K	25,862
2018-08-06	UPLDUpland Software, Inc.A Award	Director	AAward	+1,497 sh	—	—	11,913
2018-06-30	CDZICADIZ INCA Award	Director	AAward	+1,573 sh	$12.71	+$20K	23,948
2017-08-08	UPLDUpland Software, Inc. · Stock Option (right to buy)A Award	Director	AAward	+6,525 sh	—	—	37,941
2017-06-30	CDZICADIZ INCA Award	Director	AAward	+1,449 sh	—	—	22,375
2016-08-08	UPLDUpland Software, Inc. · Common StockA Award	Director	AAward	+15.5K sh	—	—	31,416
2016-08-08	UPLDUpland Software, Inc. · Stock Option (right to buy)A Award	Director	AAward	+15.5K sh	—	—	15,487
2016-06-30	CDZICADIZ INCA Award	Director	AAward	+3,473 sh	—	—	20,926
2015-11-09	UPLDUpland Software, Inc. · Stock Option (right to buy)A Award	Director	AAward	+15.9K sh	—	—	15,929
2015-06-30	CDZICADIZ INCA Award	Director	AAward	+2,370 sh	—	—	17,453
2014-11-05	UPLDUpland Software, Inc.A Award	Director	AAward	+10.4K sh	—	—	10,416
2014-06-30	CDZICADIZ INCA Award	Director	AAward	+2,419 sh	—	—	15,083
2013-06-30	CDZICADIZ INCA Award	Director	AAward	+3,711 sh	—	—	12,664
2013-04-23	CDZICADIZ INCP Purchase	Director	PPurchase	+300 sh	$5.21	+$1,563	8,953
2013-04-22	CDZICADIZ INCP Purchase	Director	PPurchase	+500 sh	$5.29	+$2,645	8,653
2013-04-19	CDZICADIZ INCP Purchase	Director	PPurchase	+200 sh	$5.19	+$1,038	7,853
2013-04-19	CDZICADIZ INCP Purchase	Director	PPurchase	+300 sh	$5.28	+$1,584	8,153
2012-06-30	CDZICADIZ INCA Award	Director	AAward	+2,759 sh	—	—	7,653
2011-06-30	CDZICADIZ INCA Award	Director	AAward	+1,884 sh	—	—	4,894
2010-06-30	CDZICADIZ INCA Award	Director	AAward	+1,597 sh	—	—	3,010
2009-06-30	CDZICADIZ INCA Award	Director	AAward	+1,413 sh	—	—	1,413

Recent filings

Accepted (ET)
Jul 24
COURTER STEPHEN E0001131058-26-000001
SEC(opens sec.gov)
Oct 294
COURTER STEPHEN E0001131058-25-000005
SEC(opens sec.gov)
Jun 304
COURTER STEPHEN E0000923876-25-000006
SEC(opens sec.gov)
Nov 44
COURTER STEPHEN E0001505155-24-000088
SEC(opens sec.gov)
Jul 34
COURTER STEPHEN E0001783184-24-000006
SEC(opens sec.gov)
Nov 224
COURTER STEPHEN E0001131058-23-000003
SEC(opens sec.gov)
Aug 24
COURTER STEPHEN E0001131058-23-000001
SEC(opens sec.gov)
Jul 64
COURTER STEPHEN E0000727273-23-000008
SEC(opens sec.gov)
Dec 164
COURTER STEPHEN E0001131058-22-000012
SEC(opens sec.gov)
Oct 144
COURTER STEPHEN E0001131058-22-000011
SEC(opens sec.gov)
Aug 24
COURTER STEPHEN E0001131058-22-000009
SEC(opens sec.gov)
Jul 144
COURTER STEPHEN E0001131058-22-000003
SEC(opens sec.gov)
Apr 54
COURTER STEPHEN E0001131058-22-000001
SEC(opens sec.gov)
Aug 44
COURTER STEPHEN E0001131058-21-000003
SEC(opens sec.gov)
Jul 14
COURTER STEPHEN E0001782759-21-000003
SEC(opens sec.gov)
Nov 134
COURTER STEPHEN E0001131058-20-000004
SEC(opens sec.gov)
Aug 54
COURTER STEPHEN E0001131058-20-000002
SEC(opens sec.gov)
Jul 24
COURTER STEPHEN E0001783184-20-000004
SEC(opens sec.gov)

Companies

Address

C/O CADIZ INC. 550 S. HOPE ST., 2850

LOS ANGELES, CA, 90071