Insider · CIK 0001133026

KAYSEN DAVID B

Reports to the SEC for 5 companies · MINNETONKA, MN

sec.gov

Transactions

Companies

Filings

CIK

0001133026

Forms 4 and 5

Insider transactions

28 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-05-16	Panbela Therapeutics, Inc.Warrant (right to buy)P Purchase	Director, President and CEO	PPurchase	+1,000 sh	—	—	1,000
2018-05-16	Panbela Therapeutics, Inc.P Purchase	Director, President and CEO	PPurchase	+1,000 sh	—	—	51,000
2018-02-27	Panbela Therapeutics, Inc.Employee Stock Option (right to buy)A Award	Director, President and CEO	AAward	+50K sh	—	—	50,000
2017-03-17	Panbela Therapeutics, Inc.Employee Stock Option (right to buy)A Award	Director, President and CEO	AAward	+248K sh	—	—	424,000
2016-12-12	Panbela Therapeutics, Inc.Employee Stock Option (right to buy)A Award	Director, President and CEO	AAward	+176K sh	—	—	176,000
2016-12-12	Panbela Therapeutics, Inc.Employee Stock Option (right to buy)A Award	Director, President and CEO	AAward	+250K sh	—	—	250,000
2016-06-24	Panbela Therapeutics, Inc.P Purchase	Director, President and CEO	PPurchase	+50K sh	—	—	50,000
2016-06-24	Panbela Therapeutics, Inc.Warrant (right to buy)P Purchase	Director, President and CEO	PPurchase	+25K sh	—	—	25,000
2013-09-10	ProUroCare Medical Inc.Stock Option (Right to Buy)A Award	Director	AAward	+25K sh	—	—	25,000
2012-06-07	UROPLASTY INCA Award	President, CEO	AAward	+51.8K sh	—	—	109,375
2011-08-02	UROPLASTY INCP Purchase	President, CEO	PPurchase	+1,500 sh	$6.57	+$9,855	57,500
2011-06-07	UROPLASTY INCA Award	President, CEO	AAward	+12.6K sh	—	—	56,100
2011-06-07	UROPLASTY INCnon-qualified stock optionA Award	President, CEO	AAward	+16.4K sh	—	—	16,350
2010-06-08	UROPLASTY INCemployee non-qualified stock optionsA Award	President, CEO	AAward	+26.1K sh	—	—	26,075
2010-06-08	UROPLASTY INCA Award	President, CEO	AAward	+20.3K sh	—	—	43,550
2009-06-05	UROPLASTY INCstock optionsA Award	President, CEO	AAward	+33.3K sh	—	—	33,333
2009-06-05	UROPLASTY INCStock OptionsA Award	President, CEO	AAward	+33.3K sh	—	—	0
2009-06-05	UROPLASTY INCStock OptionsA Award	President, CEO	AAward	+33.3K sh	—	—	0
2008-06-24	UROPLASTY INCstock optionsA Award	President, CEO	AAward	+16.7K sh	—	—	0
2008-06-24	UROPLASTY INCstock optionsA Award	President, CEO	AAward	+16.7K sh	—	—	16,667
2008-06-24	UROPLASTY INCstock optionsA Award	President, CEO	AAward	+16.7K sh	—	—	0
2006-12-20	ZEVEX INTERNATIONAL INCRestricted Stock UnitA Award	Director	AAward	+1,000 sh	—	—	31,000
2005-12-14	ZEVEX INTERNATIONAL INCCommonA Award	Director	AAward	+10K sh	$12.83	+$128K	45,000
2005-09-22	MEDICALCV INCStock Option (right to buy)A Award	Director	AAward	+50K sh	—	—	50,000
2004-12-20	ZEVEX INTERNATIONAL INCStock OptionA Award	Director	AAward	+10K sh	$3.63	+$36.3K	35,000
2004-02-09	ZEVEX INTERNATIONAL INCStock OptionA Award	Director	AAward	+10K sh	$3.59	+$35.9K	25,000
2003-08-22	MEDICALCV INCOption to purchase Common StockA Award	Director	AAward	+7,000 sh	—	—	7,000
2002-08-22	MEDICALCV INCOption to purchase Common Stock (1)A Award	Director	AAward	+7,000 sh	—	—	—

Recent filings

Accepted (ET)
Jun 144
KAYSEN DAVID B0001437749-18-011850
SEC(opens sec.gov)
Mar 14
KAYSEN DAVID B0001437749-18-003654
SEC(opens sec.gov)
Mar 214
Sun BioPharma, Inc.0001437749-17-005021
SEC(opens sec.gov)
Dec 144
Sun BioPharma, Inc.0001437749-16-043351
SEC(opens sec.gov)
Jun 284
Sun BioPharma, Inc.0001437749-16-034509
SEC(opens sec.gov)
Oct 44
ProUroCare Medical Inc.0001179110-13-015335
SEC(opens sec.gov)
Jun 114
KAYSEN DAVID B0001140361-12-029547
SEC(opens sec.gov)
Aug 54
KAYSEN DAVID B0001209191-11-042736
SEC(opens sec.gov)
Jun 94
KAYSEN DAVID B0001140361-11-032131
SEC(opens sec.gov)
Jun 104
KAYSEN DAVID B0001209191-10-033660
SEC(opens sec.gov)
Jun 94
KAYSEN DAVID B0001209191-09-031279
SEC(opens sec.gov)
Jun 254
UROPLASTY INC0001209191-08-038909
SEC(opens sec.gov)

Companies

Address

5420 FELTL RD

MINNETONKA, MN, 55343