Insider · CIK 0001133273

HARDIE JAMES R

Reports to the SEC for 1 company · ITHACA, NY

sec.gov

Transactions

Companies

Filings

CIK

0001133273

Forms 4 and 5

Insider transactions

41 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2015-05-07	TMPTOMPKINS FINANCIAL CORPG Gift	Director	GGift	−1,000 sh	$51.11	−$51.1K	62,000
2015-05-07	TMPTOMPKINS FINANCIAL CORPG Gift	Director	GGift	−1,000 sh	$51.11	−$51.1K	61,000
2015-05-07	TMPTOMPKINS FINANCIAL CORPG Gift	Director	GGift	−1,000 sh	$51.11	−$51.1K	60,000
2015-05-07	TMPTOMPKINS FINANCIAL CORPG Gift	Director	GGift	−1,000 sh	$51.11	−$51.1K	59,000
2014-02-25	TMPTOMPKINS FINANCIAL CORPG Gift	Director	GGift	−750 sh	—	—	65,750
2014-02-25	TMPTOMPKINS FINANCIAL CORPG Gift	Director	GGift	−750 sh	—	—	65,000
2013-08-26	TMPTOMPKINS FINANCIAL CORPG Gift	Director	GGift	−500 sh	$45.27	−$22.6K	67,000
2013-08-26	TMPTOMPKINS FINANCIAL CORPG Gift	Director	GGift	−500 sh	$45.27	−$22.6K	66,500
2013-02-04	TMPTOMPKINS FINANCIAL CORPG Gift	Director	GGift	−750 sh	$40.85	−$30.6K	68,250
2013-02-04	TMPTOMPKINS FINANCIAL CORPG Gift	Director	GGift	−750 sh	$40.85	−$30.6K	67,500
2013-02-04	TMPTOMPKINS FINANCIAL CORPG Gift	Director	GGift	−750 sh	$40.85	−$30.6K	68,289
2013-02-04	TMPTOMPKINS FINANCIAL CORPG Gift	Director	GGift	−750 sh	$40.85	−$30.6K	67,539
2012-02-01	TMPTOMPKINS FINANCIAL CORPG Gift	Director	GGift	−500 sh	$40.53	−$20.3K	70,108
2012-02-01	TMPTOMPKINS FINANCIAL CORPL Small Acquisition	Director	LSmall Acquisition	+39 sh	—	—	70,147
2012-02-01	TMPTOMPKINS FINANCIAL CORPG Gift	Director	GGift	−500 sh	$40.53	−$20.3K	69,647
2012-02-01	TMPTOMPKINS FINANCIAL CORP · Phantom StockL Small Acquisition	Director	LSmall Acquisition	+50 sh	—	—	1,450
2011-02-08	TMPTOMPKINS FINANCIAL CORPG Gift	Director	GGift	−1,000 sh	$40.26	−$40.3K	70,000
2010-11-15	TMPTOMPKINS FINANCIAL CORPL Small Acquisition	Director	LSmall Acquisition	+42.6 sh	—	—	608
2010-11-15	TMPTOMPKINS FINANCIAL CORPL Small Acquisition	Director	LSmall Acquisition	+45.9 sh	—	—	1,400
2010-02-23	TMPTOMPKINS FINANCIAL CORPG Gift	Director	GGift	−800 sh	$36.66	−$29.3K	71,000
2010-02-18	TMPTOMPKINS FINANCIAL CORPG Gift	Director	GGift	−800 sh	$36.06	−$28.8K	71,800
2009-12-31	TMPTOMPKINS FINANCIAL CORPL Small Acquisition	Director	LSmall Acquisition	+28 sh	—	—	1,231
2009-12-31	TMPTOMPKINS FINANCIAL CORPL Small Acquisition	Director	LSmall Acquisition	+12 sh	—	—	514
2009-05-14	TMPTOMPKINS FINANCIAL CORP · 7% Convertible Trust PreferredP Purchase	Director	PPurchase	+250 sh	$1000.00	+$250K	750
2009-04-10	TMPTOMPKINS FINANCIAL CORP · 7% Convertible Trust PreferredP Purchase	Director	PPurchase	+500 sh	$1000.00	+$500K	500
2008-11-14	TMPTOMPKINS FINANCIAL CORPL Small Acquisition	Director	LSmall Acquisition	+30 sh	—	—	1,175
2008-11-14	TMPTOMPKINS FINANCIAL CORPL Small Acquisition	Director	LSmall Acquisition	+20 sh	—	—	472
2008-10-01	TMPTOMPKINS FINANCIAL CORPL Small Acquisition	Director	LSmall Acquisition	+66 sh	$49.55	+$3,270.287	1,145
2008-07-01	TMPTOMPKINS FINANCIAL CORPL Small Acquisition	Director	LSmall Acquisition	+86 sh	$37.79	+$3,249.863	1,079
2008-04-01	TMPTOMPKINS FINANCIAL CORPL Small Acquisition	Director	LSmall Acquisition	+64 sh	$50.71	+$3,245.459	993
2008-03-06	TMPTOMPKINS FINANCIAL CORPL Small Acquisition	Director	LSmall Acquisition	+52 sh	$43.14	+$2,243.03	929
2007-08-28	TMPTOMPKINS FINANCIAL CORPG Gift	Director	GGift	−300 sh	—	—	72,200
2004-12-31	TMPTOMPKINS FINANCIAL CORPJ Other	Director	JOther	+61 sh	$53.63	+$3,271.43	281
2003-04-08	TMPTOMPKINS FINANCIAL CORPJ Other	Director	JOther	+925 sh	—	—	65,637
2002-12-31	TMPTOMPKINS FINANCIAL CORPJ Other	Director	JOther	+2 sh	$7.00	+$14	9
2002-08-23	TMPTOMPKINS FINANCIAL CORPJ Other	Director	JOther	−227 sh	$46.30	−$10.5K	0
2002-08-23	TMPTOMPKINS FINANCIAL CORPJ Other	Director	JOther	−8 sh	$46.30	−$370.4	0
2002-08-21	TMPTOMPKINS FINANCIAL CORPJ Other	Director	JOther	−640 sh	$45.82	−$29.3K	0
2002-08-21	TMPTOMPKINS FINANCIAL CORPJ Other	Director	JOther	−74 sh	$45.82	−$3,390.539	0
2002-08-19	TMPTOMPKINS FINANCIAL CORPJ Other	Director	JOther	−768 sh	$46.02	−$35.3K	0
2002-08-19	TMPTOMPKINS FINANCIAL CORPJ Other	Director	JOther	−83 sh	$46.02	−$3,820.05	0

Recent filings

Accepted (ET)
May 114
TOMPKINS FINANCIAL CORP0001127602-15-016781
SEC(opens sec.gov)
Feb 264
TOMPKINS FINANCIAL CORP0001127602-14-008615
SEC(opens sec.gov)
Aug 274
TOMPKINS FINANCIAL CORP0001127602-13-026079
SEC(opens sec.gov)
Feb 74/A
HARDIE JAMES R0001127602-13-004663
SEC(opens sec.gov)
Feb 64
HARDIE JAMES R0001127602-13-004479
SEC(opens sec.gov)
Feb 34
HARDIE JAMES R0001127602-12-003882
SEC(opens sec.gov)
Feb 95
HARDIE JAMES R0001127602-11-004574
SEC(opens sec.gov)
Feb 94
HARDIE JAMES R0001127602-11-004577
SEC(opens sec.gov)
Feb 244
HARDIE JAMES R0001127602-10-006095
SEC(opens sec.gov)

Companies

TOMPKINS FINANCIAL CORPDirectorTMP

Address

TOMPKINS FINANCIAL CORPORATION P O BOX 460

ITHACA, NY, 14851