Insider · CIK 0001134570

WAITE CHARLES P JR

Reports to the SEC for 3 companies · KIRKLAND, WA

sec.gov

Transactions

Companies

Filings

CIK

0001134570

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2024-05-06	NS Wind Down Co., Inc.M Exercise/Conversion	Director	MExercise/Conversion	+41.1K sh	—	—	79,284
2024-05-06	NS Wind Down Co., Inc.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−41.1K sh	—	—	0
2023-06-23	NS Wind Down Co., Inc.Restricted Stock UnitsA Award	Director	AAward	+41.1K sh	—	—	41,133
2023-06-17	NS Wind Down Co., Inc.M Exercise/Conversion	Director	MExercise/Conversion	+14.9K sh	—	—	38,151
2023-06-17	NS Wind Down Co., Inc.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−14.9K sh	—	—	0
2023-03-13	NS Wind Down Co., Inc.P Purchase	Director	PPurchase	+12K sh	$8.35	+$100K	23,300
2022-06-17	NS Wind Down Co., Inc.Restricted Stock UnitsA Award	Director	AAward	+14.9K sh	—	—	14,851
2022-06-16	NS Wind Down Co., Inc.M Exercise/Conversion	Director	MExercise/Conversion	+3,890 sh	—	—	11,300
2022-06-16	NS Wind Down Co., Inc.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−3,890 sh	—	—	0
2021-06-16	NS Wind Down Co., Inc.Common StockA Award	Director	AAward	+3,890 sh	—	—	3,890
2021-06-15	NS Wind Down Co., Inc.M Exercise/Conversion	Director	MExercise/Conversion	+5,520 sh	—	—	7,410
2021-06-15	NS Wind Down Co., Inc.Common StockM Exercise/Conversion	Director	MExercise/Conversion	−5,520 sh	—	—	0
2021-03-10	NS Wind Down Co., Inc.M Exercise/Conversion	Director	MExercise/Conversion	+10.2K sh	$7.47	+$76K	12,058
2021-03-10	NS Wind Down Co., Inc.S Sale	Director	SSale	−10.2K sh	$62.50	−$636K	1,890
2021-03-10	NS Wind Down Co., Inc.Stock Options (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−10.2K sh	$7.47	−$76K	0
2020-12-07	NS Wind Down Co., Inc.M Exercise/Conversion	Director	MExercise/Conversion	+5,847 sh	$17.24	+$101K	7,737
2020-12-07	NS Wind Down Co., Inc.M Exercise/Conversion	Director	MExercise/Conversion	+7,307 sh	$13.93	+$102K	15,044
2020-12-07	NS Wind Down Co., Inc.M Exercise/Conversion	Director	MExercise/Conversion	+7,828 sh	$14.71	+$115K	22,872
2020-12-07	NS Wind Down Co., Inc.M Exercise/Conversion	Director	MExercise/Conversion	+8,611 sh	$22.30	+$192K	31,483
2020-12-07	NS Wind Down Co., Inc.M Exercise/Conversion	Director	MExercise/Conversion	+4,410 sh	$23.34	+$103K	35,893
2020-12-07	NS Wind Down Co., Inc.M Exercise/Conversion	Director	MExercise/Conversion	+3,857 sh	$26.45	+$102K	39,750
2020-12-07	NS Wind Down Co., Inc.S Sale	Director	SSale	−21.8K sh	$60.24	−$1.31M	17,990
2020-12-07	NS Wind Down Co., Inc.S Sale	Director	SSale	−16.1K sh	$60.78	−$979K	1,890
2020-12-07	NS Wind Down Co., Inc.Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−5,847 sh	$17.24	−$101K	0
2020-12-07	NS Wind Down Co., Inc.Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−7,307 sh	$13.93	−$102K	0
2020-12-07	NS Wind Down Co., Inc.Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−7,828 sh	$14.71	−$115K	0
2020-12-07	NS Wind Down Co., Inc.Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−8,611 sh	$22.30	−$192K	0
2020-12-07	NS Wind Down Co., Inc.Common StockM Exercise/Conversion	Director	MExercise/Conversion	−4,410 sh	$23.34	−$103K	0
2020-12-07	NS Wind Down Co., Inc.Stock Options (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−3,857 sh	$26.45	−$102K	0
2020-06-16	NS Wind Down Co., Inc.Restricted Stock UnitsA Award	Director	AAward	+5,520 sh	—	—	5,520
2020-06-15	NS Wind Down Co., Inc.M Exercise/Conversion	Director	MExercise/Conversion	+1,890 sh	—	—	1,890
2020-06-15	NS Wind Down Co., Inc.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,890 sh	—	—	0
2020-05-14	NS Wind Down Co., Inc.M Exercise/Conversion	Director	MExercise/Conversion	+1,734 sh	$8.45	+$14.7K	1,734
2020-05-14	NS Wind Down Co., Inc.S Sale	Director	SSale	−1,734 sh	$30.17	−$52.3K	0
2020-05-14	NS Wind Down Co., Inc.Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−1,734 sh	$8.45	−$14.7K	940
2020-05-12	NS Wind Down Co., Inc.M Exercise/Conversion	Director	MExercise/Conversion	+6,094 sh	$8.45	+$51.5K	6,094
2020-05-12	NS Wind Down Co., Inc.S Sale	Director	SSale	−6,094 sh	$32.27	−$197K	0
2020-05-12	NS Wind Down Co., Inc.Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−6,094 sh	$8.45	−$51.5K	2,674
2019-09-13	NS Wind Down Co., Inc.S Sale	Director	SSale	−1,707 sh	$21.75	−$37.1K	0
2019-06-18	NS Wind Down Co., Inc.Stock Options (right to buy)A Award	Director	AAward	+3,857 sh	—	—	3,857
2019-06-18	NS Wind Down Co., Inc.Restricted Stock UnitsA Award	Director	AAward	+1,890 sh	—	—	1,890
2019-03-25	NS Wind Down Co., Inc.Common StockA Award	Director	AAward	+4,410 sh	—	—	4,410
2018-01-01	NS Wind Down Co., Inc.Common StockA Award	Director	AAward	+10.2K sh	—	—	10,168
2017-01-01	NS Wind Down Co., Inc.Stock Option (Right to Buy)A Award	Director	AAward	+8,611 sh	—	—	8,611
2016-11-21	NS Wind Down Co., Inc.S Sale	Director	SSale	−588K sh	$21.25	−$12.5M	0
2016-10-26	NS Wind Down Co., Inc.X Exercise of In-Money	Director	XExercise of In-Money	+103K sh	$8.45	+$874K	630,513
2016-10-26	NS Wind Down Co., Inc.S Sale	Director	SSale	−42.5K sh	$20.56	−$874K	588,024
2016-10-26	NS Wind Down Co., Inc.Warrant (right to Buy)X Exercise of In-Money	Director	XExercise of In-Money	−103K sh	—	—	0
2016-09-08	NS Wind Down Co., Inc.S Sale	Director	SSale	−6,188 sh	$16.50	−$102K	527,109
2016-09-07	NS Wind Down Co., Inc.S Sale	Director	SSale	−16.8K sh	$16.50	−$277K	533,297

Recent filings

Accepted (ET)
May 84
WAITE CHARLES P JR0001401708-24-000085
SEC(opens sec.gov)
Jun 274
WAITE CHARLES P JR0001401708-23-000177
SEC(opens sec.gov)
Jun 204
WAITE CHARLES P JR0001401708-23-000143
SEC(opens sec.gov)
Mar 144
WAITE CHARLES P JR0001401708-23-000080
SEC(opens sec.gov)
Jun 174
WAITE CHARLES P JR0001401708-22-000126
SEC(opens sec.gov)
Jun 174
WAITE CHARLES P JR0001401708-21-000177
SEC(opens sec.gov)
Mar 124
WAITE CHARLES P JR0001401708-21-000065
SEC(opens sec.gov)
Dec 94
WAITE CHARLES P JR0001401708-20-000223
SEC(opens sec.gov)

Companies

Address

C/O OVP VENTURE PARTNERS 1010 MARKET STREET

KIRKLAND, WA, 98033