Insider · CIK 0001137341

MOFFITT WILLIAM P

Reports to the SEC for 3 companies · NORTHBROOK, IL

sec.gov

Transactions

Companies

Filings

CIK

0001137341

Forms 4 and 5

Insider transactions

37 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2014-12-19	Dex Liquidating Co.Non-Qualified Stock Option (right to buy)A Award	Director	AAward	+36.1K sh	$0.64	+$23.1K	36,100
2014-12-11	Dex Liquidating Co.Stock Option (Right to Buy)A Award	Director	AAward	+25K sh	—	—	25,000
2014-11-24	Dex Liquidating Co.P Purchase	Director	PPurchase	+25K sh	$0.60	+$14.9K	25,000
2011-12-28	NANOSPHERE INCEmployee Stock Option (right to buy)A Award	Director, President and CEO	AAward	+450K sh	—	—	450,000
2011-10-07	NANOSPHERE INCG Gift	Director, President and CEO	GGift	−10K sh	—	—	445,000
2011-10-07	NANOSPHERE INCG Gift	Director, President and CEO	GGift	+10K sh	—	—	95,909
2011-10-06	NANOSPHERE INCG Gift	Director, President and CEO	GGift	+30K sh	—	—	85,909
2011-10-06	NANOSPHERE INCG Gift	Director, President and CEO	GGift	−30K sh	—	—	455,000
2011-10-03	NANOSPHERE INCP Purchase	Director, President and CEO	PPurchase	+5,000 sh	$0.90	+$4,482.5	480,000
2011-10-03	NANOSPHERE INCP Purchase	Director, President and CEO	PPurchase	+5,000 sh	$0.90	+$4,498	485,000
2011-09-30	NANOSPHERE INCP Purchase	Director, President and CEO	PPurchase	+4,100 sh	$0.97	+$3,977	469,100
2011-09-30	NANOSPHERE INCP Purchase	Director, President and CEO	PPurchase	+5,900 sh	$1.01	+$5,959	475,000
2011-09-30	NANOSPHERE INCP Purchase	Director, President and CEO	PPurchase	+4,000 sh	$0.96	+$3,860	449,000
2011-09-30	NANOSPHERE INCP Purchase	Director, President and CEO	PPurchase	+4,167 sh	$0.95	+$3,958.65	453,167
2011-09-30	NANOSPHERE INCP Purchase	Director, President and CEO	PPurchase	+3,833 sh	$0.93	+$3,563.157	457,000
2011-09-30	NANOSPHERE INCP Purchase	Director, President and CEO	PPurchase	+4,000 sh	$0.96	+$3,838	461,000
2011-09-30	NANOSPHERE INCP Purchase	Director, President and CEO	PPurchase	+100 sh	$0.96	+$96	461,100
2011-09-30	NANOSPHERE INCP Purchase	Director, President and CEO	PPurchase	+3,900 sh	$0.98	+$3,820.83	465,000
2011-07-27	NANOSPHERE INCG Gift	Director, President and CEO	GGift	+15.9K sh	—	—	55,909
2011-07-27	NANOSPHERE INCG Gift	Director, President and CEO	GGift	−15.9K sh	—	—	445,000
2011-07-06	NANOSPHERE INCG Gift	Director, President and CEO	GGift	+20K sh	—	—	40,000
2011-07-06	NANOSPHERE INCG Gift	Director, President and CEO	GGift	−20K sh	—	—	460,909
2011-06-27	NANOSPHERE INCP Purchase	Director, President and CEO	PPurchase	+10K sh	$1.64	+$16.4K	480,909
2011-06-24	NANOSPHERE INCP Purchase	Director, President and CEO	PPurchase	+2,000 sh	$1.52	+$3,050	462,909
2011-06-24	NANOSPHERE INCP Purchase	Director, President and CEO	PPurchase	+2,000 sh	$1.53	+$3,051	464,909
2011-06-24	NANOSPHERE INCP Purchase	Director, President and CEO	PPurchase	+2,000 sh	$1.53	+$3,054.6	466,909
2011-06-24	NANOSPHERE INCP Purchase	Director, President and CEO	PPurchase	+2,000 sh	$1.53	+$3,056.6	468,909
2011-06-24	NANOSPHERE INCP Purchase	Director, President and CEO	PPurchase	+2,000 sh	$1.53	+$3,057.6	470,909
2011-05-10	NANOSPHERE INCP Purchase	Director, President and CEO	PPurchase	+15.9K sh	$2.20	+$35K	15,909
2010-03-05	NANOSPHERE INCG Gift	Director, President and CEO	GGift	+10K sh	—	—	10,000
2010-03-05	NANOSPHERE INCG Gift	Director, President and CEO	GGift	−10K sh	—	—	10,000
2010-03-04	NANOSPHERE INCP Purchase	Director, President and CEO	PPurchase	+10K sh	$3.19	+$31.9K	10,000
2009-11-25	NANOSPHERE INCEmployee Stock Option (right to buy)A Award	Director, President and CEO	AAward	+125K sh	—	—	125,000
2009-11-25	NANOSPHERE INCA Award	Director, President and CEO	AAward	+125K sh	—	—	445,000
2009-03-11	NANOSPHERE INCEmployee Stock Option (right to buy)A Award	Director, President and CEO	AAward	+29K sh	—	—	29,000
2008-11-17	NANOSPHERE INCA Award	Director, President and CEO	AAward	+10K sh	$3.59	+$35.9K	10,000
2004-09-08	ALLEGRO BIODIESEL CORPStock OptionA Award	Director, Chairman	AAward	+25K sh	—	—	25,000

Recent filings

Accepted (ET)
Dec 224
CARDICA INC0001178104-14-000003
SEC(opens sec.gov)
Dec 154
CARDICA INC0001179110-14-018195
SEC(opens sec.gov)
Nov 264
CARDICA INC0001179110-14-017153
SEC(opens sec.gov)
Dec 304
MOFFITT WILLIAM P0001209191-11-063541
SEC(opens sec.gov)
Oct 44
MOFFITT WILLIAM P0001209191-11-050070
SEC(opens sec.gov)
Jul 284
MOFFITT WILLIAM P0001209191-11-041230
SEC(opens sec.gov)

Companies

Address

4088 COMMERCIAL AVENUE

NORTHBROOK, IL, 60062