Insider · CIK 0001137978

SHOCKLEY WILLIAM M

Reports to the SEC for 2 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001137978

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-01-04	BREEZE-EASTERN LLCU Disposition from Tender	Director	UDisposition from Tender	−18K sh	$19.61	−$352K	0
2016-01-04	BREEZE-EASTERN LLCD Disposition to Issuer	Director	DDisposition to Issuer	−15K sh	$19.61	−$293K	0
2014-09-16	BREEZE-EASTERN LLCA Award	Director	AAward	+2,146 sh	—	—	32,914
2014-09-16	BREEZE-EASTERN LLCA Award	Director	AAward	+2,956 sh	—	—	30,768
2013-09-12	BREEZE-EASTERN LLCA Award	Director	AAward	+3,247 sh	—	—	27,812
2012-09-14	BREEZE-EASTERN LLCA Award	Director	AAward	+3,989 sh	—	—	24,565
2011-10-12	BREEZE-EASTERN LLCA Award	Director	AAward	+3,409 sh	—	—	20,576
2010-09-23	BREEZE-EASTERN LLCA Award	Director	AAward	+4,354 sh	$6.89	+$30K	17,167
2009-07-29	BREEZE-EASTERN LLCA Award	Director	AAward	+5,000 sh	$6.00	+$30K	12,813
2003-11-04	SPS TECHNOLOGIES INCNon Qualified Stock OptionsM Exercise/Conversion	VP, CFO	MExercise/Conversion	−600 sh	$42.41	−$25.4K	0
2003-11-04	SPS TECHNOLOGIES INCNon Qualified Stock OptionsM Exercise/Conversion	VP, CFO	MExercise/Conversion	−600 sh	$43.00	−$25.8K	0
2003-11-04	SPS TECHNOLOGIES INCIncentive Stock OptionsM Exercise/Conversion	VP, CFO	MExercise/Conversion	−3,466 sh	$36.13	−$125K	0
2003-11-04	SPS TECHNOLOGIES INCM Exercise/Conversion	VP, CFO	MExercise/Conversion	+2,110 sh	$27.00	+$57K	27,792
2003-11-04	SPS TECHNOLOGIES INCS Sale	VP, CFO	SSale	−2,110 sh	$48.63	−$103K	25,682
2003-11-04	SPS TECHNOLOGIES INCM Exercise/Conversion	VP, CFO	MExercise/Conversion	+4,000 sh	$33.91	+$136K	29,682
2003-11-04	SPS TECHNOLOGIES INCS Sale	VP, CFO	SSale	−4,000 sh	$48.63	−$195K	25,682
2003-11-04	SPS TECHNOLOGIES INCM Exercise/Conversion	VP, CFO	MExercise/Conversion	+4,000 sh	$41.09	+$164K	29,682
2003-11-04	SPS TECHNOLOGIES INCS Sale	VP, CFO	SSale	−4,000 sh	$48.63	−$195K	25,682
2003-11-04	SPS TECHNOLOGIES INCM Exercise/Conversion	VP, CFO	MExercise/Conversion	+600 sh	$43.00	+$25.8K	26,282
2003-11-04	SPS TECHNOLOGIES INCS Sale	VP, CFO	SSale	−600 sh	$48.63	−$29.2K	25,682
2003-11-04	SPS TECHNOLOGIES INCM Exercise/Conversion	VP, CFO	MExercise/Conversion	+600 sh	$42.41	+$25.4K	26,282
2003-11-04	SPS TECHNOLOGIES INCS Sale	VP, CFO	SSale	−600 sh	$48.63	−$29.2K	25,682
2003-11-04	SPS TECHNOLOGIES INCM Exercise/Conversion	VP, CFO	MExercise/Conversion	+3,466 sh	$36.13	+$125K	29,148
2003-11-04	SPS TECHNOLOGIES INCS Sale	VP, CFO	SSale	−3,466 sh	$48.63	−$169K	25,682
2003-11-04	SPS TECHNOLOGIES INCM Exercise/Conversion	VP, CFO	MExercise/Conversion	+8,534 sh	$36.13	+$308K	34,216
2003-11-04	SPS TECHNOLOGIES INCS Sale	VP, CFO	SSale	−8,534 sh	$48.63	−$415K	25,682
2003-11-04	SPS TECHNOLOGIES INCM Exercise/Conversion	VP, CFO	MExercise/Conversion	+3,600 sh	$32.94	+$119K	29,282
2003-11-04	SPS TECHNOLOGIES INCS Sale	VP, CFO	SSale	−3,600 sh	$48.63	−$175K	25,682
2003-11-04	SPS TECHNOLOGIES INCM Exercise/Conversion	VP, CFO	MExercise/Conversion	+3,000 sh	$34.44	+$103K	28,682
2003-11-04	SPS TECHNOLOGIES INCS Sale	VP, CFO	SSale	−3,000 sh	$48.63	−$146K	25,682
2003-11-04	SPS TECHNOLOGIES INCNon Qualified Stock OptionsM Exercise/Conversion	VP, CFO	MExercise/Conversion	−2,110 sh	$27.00	−$57K	0
2003-11-04	SPS TECHNOLOGIES INCNon Qualified Stock OptionsM Exercise/Conversion	VP, CFO	MExercise/Conversion	−3,600 sh	$32.94	−$119K	1,200
2003-11-04	SPS TECHNOLOGIES INCNon Qualified Stock OptionsM Exercise/Conversion	VP, CFO	MExercise/Conversion	−4,000 sh	$33.91	−$136K	0
2003-11-04	SPS TECHNOLOGIES INCNon Qualified Stock OptionsM Exercise/Conversion	VP, CFO	MExercise/Conversion	−3,000 sh	$34.44	−$103K	9,095
2003-11-04	SPS TECHNOLOGIES INCNon Qualified Stock OptionsM Exercise/Conversion	VP, CFO	MExercise/Conversion	−8,534 sh	$36.13	−$308K	1,651
2003-11-04	SPS TECHNOLOGIES INCNon Qualified Stock OptionsM Exercise/Conversion	VP, CFO	MExercise/Conversion	−4,000 sh	$41.09	−$164K	0
2003-10-31	SPS TECHNOLOGIES INCM Exercise/Conversion	VP, CFO	MExercise/Conversion	+600 sh	$43.00	+$25.8K	22,086
2003-10-31	SPS TECHNOLOGIES INCM Exercise/Conversion	VP, CFO	MExercise/Conversion	+600 sh	$42.41	+$25.4K	22,686
2003-10-31	SPS TECHNOLOGIES INCM Exercise/Conversion	VP, CFO	MExercise/Conversion	+1,349 sh	$36.13	+$48.7K	24,035
2003-10-31	SPS TECHNOLOGIES INCM Exercise/Conversion	VP, CFO	MExercise/Conversion	+1,200 sh	$32.94	+$39.5K	25,235
2003-10-31	SPS TECHNOLOGIES INCM Exercise/Conversion	VP, CFO	MExercise/Conversion	+2,905 sh	$34.44	+$100K	28,140
2003-10-31	SPS TECHNOLOGIES INCM Exercise/Conversion	VP, CFO	MExercise/Conversion	+4,002 sh	$19.68	+$78.7K	32,142
2003-10-31	SPS TECHNOLOGIES INCF Tax Payment	VP, CFO	FTax Payment	−523 sh	$49.24	−$25.8K	31,619
2003-10-31	SPS TECHNOLOGIES INCF Tax Payment	VP, CFO	FTax Payment	−516 sh	$49.24	−$25.4K	31,103
2003-10-31	SPS TECHNOLOGIES INCF Tax Payment	VP, CFO	FTax Payment	−989 sh	$49.24	−$48.7K	30,114
2003-10-31	SPS TECHNOLOGIES INCF Tax Payment	VP, CFO	FTax Payment	−802 sh	$49.24	−$39.5K	29,312
2003-10-31	SPS TECHNOLOGIES INCF Tax Payment	VP, CFO	FTax Payment	−2,031 sh	$49.24	−$100K	27,281
2003-10-31	SPS TECHNOLOGIES INCF Tax Payment	VP, CFO	FTax Payment	−1,599 sh	$49.24	−$78.7K	25,682
2003-10-31	SPS TECHNOLOGIES INCIncentive Stock OptionsM Exercise/Conversion	VP, CFO	MExercise/Conversion	−600 sh	$43.00	−$25.8K	0
2003-10-31	SPS TECHNOLOGIES INCIncentive Stock OptionsM Exercise/Conversion	VP, CFO	MExercise/Conversion	−600 sh	$42.41	−$25.4K	0

Recent filings

Accepted (ET)
Jan 64
BREEZE-EASTERN CORP0000899243-16-011016
SEC(opens sec.gov)
Sep 174
BREEZE-EASTERN CORP0000899243-15-004946
SEC(opens sec.gov)
Sep 184
BREEZE-EASTERN CORP0001209191-14-058517
SEC(opens sec.gov)
Feb 194
BREEZE-EASTERN CORP0001209191-14-011605
SEC(opens sec.gov)
Oct 264
SHOCKLEY WILLIAM M0001209191-12-050604
SEC(opens sec.gov)
Oct 144
SHOCKLEY WILLIAM M0001209191-11-051737
SEC(opens sec.gov)
Apr 154
SHOCKLEY WILLIAM M0001209191-11-022995
SEC(opens sec.gov)
Jul 314
SHOCKLEY WILLIAM M0001230018-09-000015
SEC(opens sec.gov)
Nov 64
SHOCKLEY WILLIAM M0000093444-03-000057
SEC(opens sec.gov)

Companies

Address

800 THIRD AVENUE 40TH FLOOR

NEW YORK, NY, 10022