Insider · CIK 0001139999

LACEY DENNIS J

Reports to the SEC for 3 companies · WELLESLEY, MA

sec.gov

Transactions

Companies

Filings

CIK

0001139999

Forms 4 and 5

Insider transactions

26 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-09-03	Real Goods Solar, Inc.A Award	Director, CEO	AAward	+60K sh	—	—	270,000
2019-06-20	Real Goods Solar, Inc.P Purchase	Director, CEO	PPurchase	+40K sh	$0.26	+$10.6K	210,000
2019-06-20	Real Goods Solar, Inc.P Purchase	Director, CEO	PPurchase	+10K sh	$0.26	+$2,640	55,000
2019-06-03	Real Goods Solar, Inc.Employee Stock OptionA Award	Director, CEO	AAward	+50K sh	—	—	260,075
2018-12-14	Real Goods Solar, Inc.P Purchase	Director, CEO	PPurchase	+100K sh	$0.57	+$57K	155,000
2018-11-09	Real Goods Solar, Inc.P Purchase	Director, CEO	PPurchase	+150K sh	$0.37	+$55.5K	270,000
2018-11-09	Real Goods Solar, Inc.P Purchase	Director, CEO	PPurchase	+50K sh	$0.37	+$18.5K	170,000
2018-11-09	Real Goods Solar, Inc.P Purchase	Director, CEO	PPurchase	+45K sh	$0.37	+$16.7K	45,000
2018-11-09	Real Goods Solar, Inc.P Purchase	Director, CEO	PPurchase	+55K sh	$0.37	+$20.4K	55,000
2018-10-15	Real Goods Solar, Inc.Employee Stock OptionA Award	Director, CEO	AAward	+20K sh	—	—	210,070
2018-08-17	Real Goods Solar, Inc.P Purchase	Director, CEO	PPurchase	+60K sh	$0.34	+$20.4K	120,000
2018-06-21	Real Goods Solar, Inc.Employee Stock OptionA Award	Director, CEO	AAward	+190K sh	—	—	190,070
2018-06-08	Real Goods Solar, Inc.P Purchase	Director, CEO	PPurchase	+10K sh	$1.19	+$11.9K	60,000
2018-05-16	Real Goods Solar, Inc.P Purchase	Director, CEO	PPurchase	+25K sh	$1.24	+$31K	50,000
2018-04-05	Real Goods Solar, Inc.P Purchase	Director, CEO	PPurchase	+10K sh	$0.93	+$9,300	25,000
2017-03-17	Real Goods Solar, Inc.P Purchase	Director, CEO	PPurchase	+15K sh	$1.43	+$21.5K	15,000
2015-05-31	Real Goods Solar, Inc.Employee stock option (right to buy)A Award	Director, CEO	AAward	+25K sh	—	—	25,000
2015-05-31	Real Goods Solar, Inc.Employee stock option (right to buy)A Award	Director, CEO	AAward	+20K sh	—	—	20,000
2014-08-18	Real Goods Solar, Inc.Employee stock option (right to buy)A Award	Director, CEO	AAward	+300K sh	—	—	300,000
2012-01-05	Stream Global Services, Inc.F Tax Payment	EVP & Chief Financial Officer	FTax Payment	−3,528 sh	$3.10	−$10.9K	86,527
2011-07-05	Stream Global Services, Inc.F Tax Payment	EVP & Chief Financial Officer	FTax Payment	−3,175 sh	$3.36	−$10.7K	90,055
2011-01-05	Stream Global Services, Inc.F Tax Payment	EVP & Chief Financial Officer	FTax Payment	−3,595 sh	$3.90	−$14K	93,230
2010-07-05	Stream Global Services, Inc.F Tax Payment	EVP & Chief Financial Officer	FTax Payment	−3,175 sh	$5.64	−$17.9K	96,825
2010-01-05	Stream Global Services, Inc.A Award	EVP & Chief Financial Officer	AAward	+100K sh	—	—	100,000
2010-01-05	Stream Global Services, Inc.Employee stock option (right to buy)A Award	EVP & Chief Financial Officer	AAward	+350K sh	—	—	350,000
2004-09-07	TTECTTEC Holdings, Inc. · Common Stock (Right to Buy)A Award	Chief Financial Officer	AAward	+75K sh	$8.57	+$643K	275,000

Recent filings

Accepted (ET)
Sep 44
LACEY DENNIS J0001144204-19-043452
SEC(opens sec.gov)
Jun 204
LACEY DENNIS J0001144204-19-031729
SEC(opens sec.gov)
Jun 44
LACEY DENNIS J0001144204-19-029783
SEC(opens sec.gov)
Dec 144
LACEY DENNIS J0001144204-18-064614
SEC(opens sec.gov)
Nov 134/A
LACEY DENNIS J0001144204-18-059248
SEC(opens sec.gov)
Nov 94
LACEY DENNIS J0001144204-18-058600
SEC(opens sec.gov)
Oct 164
LACEY DENNIS J0001144204-18-054021
SEC(opens sec.gov)
Aug 174
LACEY DENNIS J0001144204-18-045324
SEC(opens sec.gov)
Jun 274
LACEY DENNIS J0001144204-18-036012
SEC(opens sec.gov)
Jun 84
LACEY DENNIS J0001144204-18-033469
SEC(opens sec.gov)
May 164
LACEY DENNIS J0001144204-18-029204
SEC(opens sec.gov)
Apr 64
LACEY DENNIS J0001144204-18-019527
SEC(opens sec.gov)
Mar 204
Real Goods Solar, Inc.0001571049-17-002639
SEC(opens sec.gov)
Aug 314/A
Real Goods Solar, Inc.0001179110-15-012776
SEC(opens sec.gov)
Jun 24
Real Goods Solar, Inc.0001179110-15-008934
SEC(opens sec.gov)
Aug 204
Real Goods Solar, Inc.0001179110-14-013074
SEC(opens sec.gov)
Jan 64
LACEY DENNIS J0001209191-12-002506
SEC(opens sec.gov)

Companies

Address

C/O STREAM GLOBAL SERVICES, INC. 20 WILLIAM STREET, SUITE 310

WELLESLEY, MA, 02481