Insider · CIK 0001141991

JEFFRIES FRANCIS E

Reports to the SEC for 4 companies · CHICAGO, IL

sec.gov

Transactions

Companies

Filings

CIK

0001141991

Forms 4 and 5

Insider transactions

41 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2009-12-11	DNPDNP SELECT INCOME FUND INCS Sale	Director	SSale	−10K sh	$8.79	−$87.9K	50,726
2009-09-16	DNPDNP SELECT INCOME FUND INCS Sale	Director	SSale	−3,500 sh	$8.77	−$30.7K	7,789
2005-06-06	DTFDTF TAX-FREE INCOME 2028 TERM FUND INCP Purchase	Director	PPurchase	+40.899 sh	$15.82	+$647.031	8,128.737
2005-05-06	DTFDTF TAX-FREE INCOME 2028 TERM FUND INCP Purchase	Director	PPurchase	+41.494 sh	$15.51	+$643.71	8,087.838
2005-02-04	DTFDTF TAX-FREE INCOME 2028 TERM FUND INCP Purchase	Director	PPurchase	+39.441 sh	$16.08	+$634.1	7,965.713
2005-01-06	DTFDTF TAX-FREE INCOME 2028 TERM FUND INCP Purchase	Director	PPurchase	+94.377 sh	$15.89	+$1,499.249	7,887.12
2005-01-06	DTFDTF TAX-FREE INCOME 2028 TERM FUND INCP Purchase	Director	PPurchase	+16.155 sh	$15.89	+$256.63	7,831.895
2005-01-06	DTFDTF TAX-FREE INCOME 2028 TERM FUND INCP Purchase	Director	PPurchase	+94.377 sh	$15.89	+$1,499.249	7,926.272
2005-01-06	DTFDTF TAX-FREE INCOME 2028 TERM FUND INCP Purchase	Director	PPurchase	+16.155 sh	$15.89	+$256.63	7,831.895
2004-12-31	DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INCP Purchase	Director	PPurchase	+723.293 sh	$14.49	+$10.5K	12,911.874
2004-12-20	DTFDTF TAX-FREE INCOME 2028 TERM FUND INCP Purchase	Director	PPurchase	+39.104 sh	$15.83	+$619	7,776.588
2004-12-06	DTFDTF TAX-FREE INCOME 2028 TERM FUND INCP Purchase	Director	PPurchase	+39.104 sh	$15.83	+$619	7,776.588
2004-10-07	DTFDTF TAX-FREE INCOME 2028 TERM FUND INCP Purchase	Director	PPurchase	+37.63 sh	$14.56	+$548.05	6,888.289
2004-10-01	DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INCP Purchase	Director	PPurchase	+651.755 sh	$14.35	+$9,354.902	12,188.581
2004-09-24	DTFDTF TAX-FREE INCOME 2028 TERM FUND INCP Purchase	Director	PPurchase	+37.084 sh	$15.72	+$582.98	7,324.313
2004-04-30	DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INCP Purchase	Director	PPurchase	+548.917 sh	$13.44	+$7,375.025	13,061.126
2004-04-23	EMPIRE DISTRICT ELECTRIC COA Award	Director	AAward	+428 sh	$21.75	+$9,309	34,289.505
2004-04-23	EMPIRE DISTRICT ELECTRIC COM Exercise/Conversion	Director	MExercise/Conversion	+17.1K sh	—	—	51,404.505
2004-04-23	EMPIRE DISTRICT ELECTRIC COPhantom Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−17.1K sh	—	—	0
2004-01-30	DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INCP Purchase	Director	PPurchase	+385.588 sh	$15.24	+$5,875.007	13,061.126
2004-01-02	EMPIRE DISTRICT ELECTRIC COA Award	Director	AAward	+595 sh	$21.79	+$13K	33,279.048
2004-01-02	EMPIRE DISTRICT ELECTRIC COPhantom Stock UnitsA Award	Director	AAward	+1,147.579 sh	$21.79	+$25K	16,878.883
2003-12-31	DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INCP Purchase	Director	PPurchase	+99.172 sh	$15.13	+$1,499.999	13,061.126
2003-10-31	DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INCP Purchase	Director	PPurchase	+500.941 sh	$14.72	+$7,375.005	13,061.126
2003-10-01	EMPIRE DISTRICT ELECTRIC COA Award	Director	AAward	+428 sh	$22.07	+$9,445.96	32,183.124
2003-09-17	EMPIRE DISTRICT ELECTRIC COPhantom Stock UnitsA Award	Director	AAward	+225.649 sh	$21.66	+$4,887.557	15,499.269
2003-07-31	DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INCP Purchase	Director	PPurchase	+512.356 sh	$14.39	+$7,375.01	13,061.126
2003-06-30	DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INCP Purchase	Director	PPurchase	+386.611 sh	$15.20	+$5,875.014	13,061.126
2003-03-31	DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INCP Purchase	Director	PPurchase	+519.187 sh	$14.20	+$7,374.992	13,061.126
2003-01-01	EMPIRE DISTRICT ELECTRIC COA Award	Director	AAward	+571 sh	$18.32	+$10.5K	18.315
2003-01-01	EMPIRE DISTRICT ELECTRIC COPhantom Stock UnitsD Disposition to Issuer	Director	DDisposition to Issuer	—	—	—	—
2002-12-31	DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INCP Purchase	Director	PPurchase	+65.726 sh	$13.31	+$874.997	13,061.126
2002-11-29	DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INCP Purchase	Director	PPurchase	+498.783 sh	$13.03	+$6,499.994	13,061.126
2002-08-30	DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INCP Purchase	Director	PPurchase	+485.344 sh	$13.39	+$6,500.023	13,061.126
2002-05-31	DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INCP Purchase	Director	PPurchase	+479.747 sh	$13.55	+$6,499.995	13,061.126
2002-02-28	DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INCP Purchase	Director	PPurchase	+474.554 sh	$13.70	+$6,500.015	13,061.126
2001-11-30	DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INCP Purchase	Director	PPurchase	+363.455 sh	$13.76	+$5,000.007	13,061.126
2001-08-31	DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INCP Purchase	Director	PPurchase	+359.971 sh	$13.89	+$5,000	13,061.126
2001-05-31	DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INCP Purchase	Director	PPurchase	+370.734 sh	$13.49	+$4,999.984	13,061.126
2001-02-28	DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INCP Purchase	Director	PPurchase	+859.948 sh	$13.37	+$11.5K	13,061.126
2000-12-27	DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INCP Purchase	Director	PPurchase	+2,403 sh	$11.24	+$27K	13,061.126

Recent filings

Accepted (ET)
Dec 114
JEFFRIES FRANCIS E0000902561-09-000189
SEC(opens sec.gov)
Sep 164
JEFFRIES FRANCIS E0000902561-09-000176
SEC(opens sec.gov)
Jun 234
JEFFRIES FRANCIS E0000067590-05-000022
SEC(opens sec.gov)
May 174
JEFFRIES FRANCIS E0000355348-05-000164
SEC(opens sec.gov)
Feb 145
JEFFRIES FRANCIS E0001287695-05-000175
SEC(opens sec.gov)
Feb 144
DTF TAX-FREE INCOME INC0000355348-05-000049
SEC(opens sec.gov)

Companies

Address

C/O DUFF & PHELPS INVESTMENT MANAGEMENT 200 S WACKER DR, STE 500

CHICAGO, IL, 60606