Insider · CIK 0001142630

CULLEN JAMES

Reports to the SEC for 6 companies · SANTA ROSA, CA

sec.gov

Transactions

Companies

Filings

CIK

0001142630

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-06-02	KEYSKeysight Technologies, Inc.S Sale	Director	SSale	−3,000 sh	$346.58	−$1.04M	21,821
2026-03-20	KEYSKeysight Technologies, Inc.A Award	Director	AAward	+870 sh	—	—	24,821
2025-03-21	KEYSKeysight Technologies, Inc.A Award	Director	AAward	+1,589 sh	—	—	23,951
2024-03-22	KEYSKeysight Technologies, Inc.A Award	Director	AAward	+1,632 sh	—	—	22,362
2024-01-11	Avinger IncA Award	Director	AAward	+25.6K sh	—	—	29,895
2023-12-11	KEYSKeysight Technologies, Inc.S Sale	Director	SSale	−4,869 sh	$146.47	−$713K	20,730
2023-03-17	KEYSKeysight Technologies, Inc.A Award	Director	AAward	+1,543 sh	—	—	25,599
2023-01-18	Avinger IncA Award	Director	AAward	+61K sh	—	—	64,467
2022-03-18	KEYSKeysight Technologies, Inc.A Award	Director	AAward	+1,626 sh	—	—	24,056
2021-12-14	KEYSKeysight Technologies, Inc.S Sale	Director	SSale	−7,000 sh	$196.45	−$1.38M	22,430
2021-11-30	Avinger IncS Sale	Director	SSale	−184 sh	$0.57	−$104.88	69,820
2021-11-24	Avinger IncS Sale	Director	SSale	−32 sh	$0.62	−$19.84	70,004
2021-03-19	KEYSKeysight Technologies, Inc.A Award	Director	AAward	+1,631 sh	—	—	29,430
2020-09-18	Avinger IncM Exercise/Conversion	Director	MExercise/Conversion	+65.2K sh	—	—	70,036
2020-09-18	Avinger IncRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	+65.2K sh	—	—	0
2020-03-20	KEYSKeysight Technologies, Inc.A Award	Director	AAward	+2,438 sh	—	—	27,799
2019-09-18	Avinger IncRestricted Stock UnitsA Award	Director	AAward	+65.2K sh	—	—	65,217
2019-09-05	Avinger IncRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−4,602 sh	—	—	0
2019-09-05	Avinger IncM Exercise/Conversion	Director	MExercise/Conversion	+4,602 sh	—	—	4,819
2019-05-31	KEYSKeysight Technologies, Inc.S Sale	Director	SSale	−16.3K sh	$75.50	−$1.23M	25,361
2019-03-22	KEYSKeysight Technologies, Inc.A Award	Director	AAward	+2,351 sh	—	—	41,629
2018-09-05	Avinger IncRestricted Stock UnitsA Award	Director	AAward	+46K sh	—	—	46,012
2018-06-08	Avinger IncOption (right to buy)A Award	Director	AAward	+31K sh	—	—	34,265
2018-03-23	KEYSKeysight Technologies, Inc.A Award	Director	AAward	+3,897 sh	—	—	39,278
2017-08-08	NEUSTAR INCRestricted Stock UnitsD Disposition to Issuer	Director	DDisposition to Issuer	−36.9K sh	—	—	0
2017-08-08	NEUSTAR INCD Disposition to Issuer	Director	DDisposition to Issuer	−27K sh	$33.50	−$906K	0
2017-05-24	AAGILENT TECHNOLOGIES, INC.M Exercise/Conversion	Director	MExercise/Conversion	+15.5K sh	$13.89	+$215K	91,954.555
2017-05-24	AAGILENT TECHNOLOGIES, INC.S Sale	Director	SSale	−15.5K sh	$59.04	−$914K	76,472.555
2017-05-24	AAGILENT TECHNOLOGIES, INC. · Non-Employee Director Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−15.5K sh	—	—	0
2017-05-09	PRUPRUDENTIAL FINANCIAL INC · 2016 Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−2,006 sh	—	—	0
2017-05-09	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	Director	MExercise/Conversion	+2,006 sh	—	—	4,006
2017-05-09	PRUPRUDENTIAL FINANCIAL INCD Disposition to Issuer	Director	DDisposition to Issuer	−2,006 sh	$107.88	−$216K	2,000
2017-03-17	KEYSKeysight Technologies, Inc.A Award	Director	AAward	+4,720 sh	$39.02	+$184K	35,381
2017-03-16	PRUPRUDENTIAL FINANCIAL INC · Notional Shares - OptionalA Award	Director	AAward	+86 sh	$111.62	+$9,599.32	13,030
2017-03-16	PRUPRUDENTIAL FINANCIAL INC · 2016 Restricted Stock UnitsA Award	Director	AAward	+13 sh	$111.62	+$1,451.06	2,006
2017-03-16	AAGILENT TECHNOLOGIES, INC.A Award	Director	AAward	+3,866 sh	$53.05	+$205K	76,299.077
2017-03-16	PRUPRUDENTIAL FINANCIAL INC · Notional Shares - MandatoryA Award	Director	AAward	+194 sh	$111.62	+$21.7K	29,155
2017-03-13	Avinger IncOption (right to buy)A Award	Director	AAward	+69.5K sh	—	—	112,789
2016-12-15	PRUPRUDENTIAL FINANCIAL INC · Notional Shares - OptionalA Award	Director	AAward	+84 sh	$107.08	+$8,994.72	12,943
2016-12-15	PRUPRUDENTIAL FINANCIAL INC · 2016 Restricted Stock UnitsA Award	Director	AAward	+12 sh	$107.08	+$1,284.96	1,993
2016-12-15	PRUPRUDENTIAL FINANCIAL INC · Notional Shares - MandatoryA Award	Director	AAward	+188 sh	$107.08	+$20.1K	28,960
2016-11-01	Avinger IncOption (right to buy)A Award	Director	AAward	+17.9K sh	—	—	61,222
2016-09-15	PRUPRUDENTIAL FINANCIAL INC · 2016 Restricted Stock UnitsA Award	Director	AAward	+17 sh	$80.45	+$1,367.65	1,980
2016-09-15	PRUPRUDENTIAL FINANCIAL INC · Notional Shares - OptionalA Award	Director	AAward	+110 sh	$80.45	+$8,849.5	12,859
2016-09-15	PRUPRUDENTIAL FINANCIAL INC · Notional Shares - MandatoryA Award	Director	AAward	+248 sh	$80.45	+$20K	28,772
2016-08-22	AAGILENT TECHNOLOGIES, INC.S Sale	Director	SSale	−13.6K sh	$47.52	−$645K	72,042.371
2016-08-15	NEUSTAR INCM Exercise/Conversion	Director	MExercise/Conversion	+7,312 sh	—	—	27,032
2016-06-16	PRUPRUDENTIAL FINANCIAL INC · Notional Shares - MandatoryA Award	Director	AAward	+275 sh	$71.74	+$19.7K	28,524
2016-06-16	PRUPRUDENTIAL FINANCIAL INC · 2016 Restricted Stock UnitsA Award	Director	AAward	+18 sh	$71.74	+$1,291.32	1,962
2016-06-16	PRUPRUDENTIAL FINANCIAL INC · Notional Shares - OptionalA Award	Director	AAward	+123 sh	$71.74	+$8,824.02	12,748

Recent filings

Accepted (ET)
Jun 44
CULLEN JAMES0001142630-26-000004
SEC(opens sec.gov)
Mar 244
CULLEN JAMES0001142630-26-000002
SEC(opens sec.gov)
Mar 254
CULLEN JAMES0001601046-25-000025
SEC(opens sec.gov)
Mar 264
CULLEN JAMES0001601046-24-000023
SEC(opens sec.gov)
Jan 174
CULLEN JAMES0001437749-24-001520
SEC(opens sec.gov)
Dec 134
CULLEN JAMES0001601046-23-000131
SEC(opens sec.gov)
Mar 214
CULLEN JAMES0001601046-23-000036
SEC(opens sec.gov)
Jan 204
CULLEN JAMES0001437749-23-001490
SEC(opens sec.gov)
Mar 224
CULLEN JAMES0001601046-22-000026
SEC(opens sec.gov)
Dec 154
CULLEN JAMES0001601046-21-000194
SEC(opens sec.gov)
Nov 304
CULLEN JAMES0001437749-21-027580
SEC(opens sec.gov)
Nov 264
CULLEN JAMES0001437749-21-027434
SEC(opens sec.gov)
Mar 234
CULLEN JAMES0001601046-21-000021
SEC(opens sec.gov)
Sep 214
CULLEN JAMES0001593968-20-001912
SEC(opens sec.gov)
Mar 234
CULLEN JAMES0001601046-20-000023
SEC(opens sec.gov)
Sep 204
CULLEN JAMES0001593968-19-001907
SEC(opens sec.gov)
Sep 94
CULLEN JAMES0001593968-19-001862
SEC(opens sec.gov)
Jun 44
CULLEN JAMES0001127602-19-020752
SEC(opens sec.gov)

Companies

Address

1400 FOUNTAINGROVE PARKWAY

SANTA ROSA, CA, 95403