Insider · CIK 0001143936

BATTY JOHN

Reports to the SEC for 3 companies · SANTA CLARA, CA

sec.gov

Transactions

Companies

Filings

CIK

0001143936

Forms 4 and 5

Insider transactions

21 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2010-02-19	AFFYMETRIX INCF Tax Payment	Chief Financial Officer	FTax Payment	−880 sh	$7.69	−$6,767.2	58,791
2010-02-05	AFFYMETRIX INCF Tax Payment	Chief Financial Officer	FTax Payment	−1,012 sh	$7.26	−$7,347.12	59,671
2009-08-20	AFFYMETRIX INCOption to Purchase Common StockA Award	Chief Financial Officer	AAward	+35K sh	—	—	35,000
2009-08-20	AFFYMETRIX INCA Award	Chief Financial Officer	AAward	+8,000 sh	—	—	60,683
2009-06-27	AFFYMETRIX INCF Tax Payment	Chief Financial Officer	FTax Payment	−1,162 sh	$5.97	−$6,937.14	52,683
2009-06-18	AFFYMETRIX INCF Tax Payment	Chief Financial Officer	FTax Payment	−2,682 sh	$5.78	−$15.5K	53,845
2009-02-19	AFFYMETRIX INCOption to Purchase Common StockA Award	Chief Financial Officer	AAward	+35K sh	—	—	35,000
2009-02-19	AFFYMETRIX INCA Award	Chief Financial Officer	AAward	+8,000 sh	—	—	56,527
2009-02-05	AFFYMETRIX INCF Tax Payment	Chief Financial Officer	FTax Payment	−991 sh	$3.39	−$3,359.49	48,527
2008-06-18	AFFYMETRIX INCF Tax Payment	Chief Financial Officer	FTax Payment	−2,682 sh	$11.14	−$29.9K	36,518
2007-06-18	AFFYMETRIX INCA Award	Chief Financial Officer	AAward	+30K sh	—	—	30,000
2007-06-18	AFFYMETRIX INCOption to Purchase Common StockA Award	Chief Financial Officer	AAward	+30K sh	—	—	30,000
2006-12-11	CREDENCE SYSTEMS CORPStock Option Right to BuyA Award	Senior Vice President & CFO	AAward	−50K sh	—	—	375,000
2004-12-31	CREDENCE SYSTEMS CORPStock Option (Right to Buy)A Award	Senior Vice President & CFO	AAward	−250K sh	—	—	250,000
2004-08-10	NETWORK EQUIPMENT TECHNOLOGIES INCNon-Qualified Stock Option (right to buy)A Award	Chief Operating Officer	AAward	+60K sh	$6.71	+$403K	60,000
2004-02-10	NETWORK EQUIPMENT TECHNOLOGIES INCNon-Qualified Stock Option (right to buy)M Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	−8,000 sh	$13.40	−$107K	10,500
2004-02-10	NETWORK EQUIPMENT TECHNOLOGIES INCM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+8,000 sh	$3.52	+$28.2K	22,733
2004-02-10	NETWORK EQUIPMENT TECHNOLOGIES INCS Sale	Chief Operating Officer	SSale	−8,000 sh	$13.40	−$107K	14,733
2004-02-09	NETWORK EQUIPMENT TECHNOLOGIES INCM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+12K sh	$3.52	+$42.2K	26,733
2004-02-09	NETWORK EQUIPMENT TECHNOLOGIES INCS Sale	Chief Operating Officer	SSale	−12K sh	$13.41	−$161K	14,733
2004-02-09	NETWORK EQUIPMENT TECHNOLOGIES INCNon-Qualified Stock Option (right to buy)M Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	−12K sh	$13.41	−$161K	18,500

Recent filings

Accepted (ET)
Feb 224
BATTY JOHN0001140361-10-007793
SEC(opens sec.gov)
Feb 84
BATTY JOHN0001140361-10-004750
SEC(opens sec.gov)
Aug 214
BATTY JOHN0001179110-09-012452
SEC(opens sec.gov)
Jun 294
BATTY JOHN0001179110-09-010194
SEC(opens sec.gov)
Jun 194
BATTY JOHN0000950103-09-001456
SEC(opens sec.gov)
Feb 234
AFFYMETRIX INC0000950103-09-000378
SEC(opens sec.gov)
Feb 94
BATTY JOHN0001179110-09-002286
SEC(opens sec.gov)
Jun 194
AFFYMETRIX INC0001179110-08-012507
SEC(opens sec.gov)
Jun 204
BATTY JOHN0000950103-07-001554
SEC(opens sec.gov)
Dec 134
CREDENCE SYSTEMS CORP0001181431-06-069524
SEC(opens sec.gov)
Jan 44
BATTY JOHN0001181431-05-000940
SEC(opens sec.gov)
Aug 114
BATTY JOHN0001143936-04-000014
SEC(opens sec.gov)
Feb 104
BATTY JOHN0001143936-04-000001
SEC(opens sec.gov)

Companies

Address

C/O AFFYMETRIX, INC. 3420 CENTRAL EXPRESSWAY

SANTA CLARA, CA, 95051